SOPHISTICATED INVESTOR
DECLARATION FORM
I/We* __
hereby declare and confirm that I am a / we are* sophisticated investor(s) as set out in Part 1,
Schedule 6 and 7 of the Capital Market Services Act 2007. I/We* further confirm that this
Declaration is accurate as to the matter stated herein and am/are* prepared to furnish any
documentary evidence to establish the accuracy of this Declaration. In any event, I/we*
agree to indemnify and keep BOSWM MY indemnified in respect of any costs, expenses, fines,
penalties, or any other losses, which it has actually suffered or incurred as a result of this
Declaration being untrue or incorrect.
* Please delete where appropriate
__
Signature of Applicant/ Signature of Applicant/ Affix Seal or
Authorised Signatory Authorised Signatory Company Stamp
Date: Date:
BOS WEALTH MANAGEMENT MALAYSIA BERHAD 199501006861 (336059-U)
A subsidiary of Bank of Singapore
www.boswealthmanagement.com.my 03-7712 3000
Version 5 04/2021
DEFINITION OF SOPHISTICATED INVESTORS
Sophisticated investor means any person who comes within any of the categories of investors as
set out in Part 1, Schedule 6 and 7 of the Capital Market Services Act 2007. These would include
(but not limited to) the following:
ACCREDITED INVESTORS
1. a unit trust scheme, prescribed investment scheme or private retirement scheme;
2. a holder of a Capital Markets Services License;
3. an executive director or a chief executive officer of a holder of a Capital Markets
Services License;
4. a closed end fund approved by the Securities Commission Malaysia;
5. a bank licensee or insurance licensee as defined under the Labuan Financial Services and
Securities Act 2010;
6. an Islamic bank licensee or takaful licensee as defined under the Labuan Islamic Financial
Services and Securities Act 2010;
7. a licensed institution as defined in the Financial Services Act 2013 or an Islamic bank as defined
in the Islamic Financial Services Act 2013;
8. an insurance company registered under the Financial Services Act 2013 or a takaful operator
registered under the Islamic Financial Services Act 2013; or
9. Bank Negara Malaysia.
HIGH NET WORTH ENTITIES
1. a company that is registered as a trust company under the Trust Companies Act 1949 which has
assets under management exceeding RM10 million or its equivalent in foreign currencies;
2. a corporation that is a public company under the Companies Act 1965 which is approved by
the Securities Commission Malaysia to be a trustee under the Capital Markets and Services
Act 2007 and has assets under management exceeding RM10 million or its equivalent in
foreign currencies;
3. a corporation with total net assets exceeding RM10 million or its equivalent in foreign currencies
based on the last audited accounts;
4. a partnership with total net assets exceeding RM10 million or its equivalent in foreign currencies;
5. a statutory body established by an Act of Parliament or an enactment of any State; or
6. a pension fund approved by the Director General of Inland Revenue under section 150 of the
Income Tax Act 1967.
HIGH NET WORTH INDIVIDUAL
1. an individual –
a. whose total net personal assets, or total net joint assets with his or her spouse, exceed
RM3 million or its equivalent in foreign currencies, excluding the value of the individual’s
primary residence;
b. who has a gross annual income exceeding RM300,000 or its equivalent in foreign currencies
per annum in the preceding 12 months; or
c. who, jointly with his or her spouse, has a gross annual income exceeding RM400,000 or its
equivalent in foreign currencies per annum in the preceding 12 months.
