Materials: Development of 18 Quality Control Gates For Additive Manufacturing of Error Free Patient-Specific Implants
Materials: Development of 18 Quality Control Gates For Additive Manufacturing of Error Free Patient-Specific Implants
Article
Development of 18 Quality Control Gates for
Additive Manufacturing of Error Free
Patient-Specific Implants
Daniel Martinez-Marquez 1 , Milda Jokymaityte 2 , Ali Mirnajafizadeh 3 ,
Christopher P. Carty 4,5 , David Lloyd 4 and Rodney A. Stewart 1, *
1 School of Engineering, Griffith University, Gold Coast, QLD 4222, Australia;
[email protected]
2 Ortho Baltic, Kaunas 51124, Lithuania; [email protected]
3 Molecular Cell Biomechanics Laboratory, University of California, Berkeley, CA 94720, USA;
[email protected]
4 School of Allied Health Sciences and Gold Coast Orthopaedic Research and Education Alliance, Menzies
Health Institute Queensland, Griffith University, Gold Coast, QLD 4222, Australia;
[email protected] (C.P.C.); [email protected] (D.L.)
5 Department of Orthopaedic Surgery, Queensland Children’s Hospital, Children’s Health Queensland
Hospital and Health Service, Brisbane, QLD 4101, Australia
* Correspondence: [email protected]
Received: 6 August 2019; Accepted: 20 September 2019; Published: 24 September 2019
Abstract: Unlike subtractive manufacturing technologies, additive manufacturing (AM) can fabricate
complex shapes from the macro to the micro scale, thereby allowing the design of patient-specific
implants following a biomimetic approach for the reconstruction of complex bone configurations.
Nevertheless, factors such as high design variability and changeable customer needs are re-shaping
current medical standards and quality control strategies in this sector. Such factors necessitate
the urgent formulation of comprehensive AM quality control procedures. To address this need,
this study explored and reported on a variety of aspects related to the production and the quality
control of additively manufactured patient-specific implants in three different AM companies. The
research goal was to develop an integrated quality control procedure based on the synthesis and the
adaptation of the best quality control practices with the three examined companies and/or reported
in literature. The study resulted in the development of an integrated quality control procedure
consisting of 18 distinct gates based on the best identified industry practices and reported literature
such as the Food and Drug Administration (FDA) guideline for AM medical devices and American
Society for Testing and Materials (ASTM) standards, to name a few. This integrated quality control
procedure for patient-specific implants seeks to prepare the AM industry for the inevitable future
tightening in related medical regulations. Moreover, this study revealed some critical success factors
for companies developing additively manufactured patient-specific implants, including ongoing
research and development (R&D) investment, investment in advanced technologies for controlling
quality, and fostering a quality improvement organizational culture.
1. Introduction
in order to fabricate implants according to the patient’s specific anatomy, thus achieving an exact
adaptation to the region of implantation. Nevertheless, factors such as high design variability and
changeable customer needs of patient-specific products increase complexity in all domains, requiring
shorter and more effective product development cycles with the integration of high performance
processes and technologies in order to achieve reliable production systems [27–29]. These factors are
also re-shaping manufacturing and medical standards, manufacturing management, quality control,
and product lifecycle management [7,27].
1.2. The Quest for Comprehensive Standards for the AM Medical Industry
Standards are voluntary documents that establish specifications, procedures, and guidelines to
maximize the reliability of products, services, and systems and ensure they are consistent and safe.
Standards help to make better products that are compatible and able to interact with other products.
Standards facilitate the implementation of technologies and speed up the product development cycle.
Generally, standards stimulate innovation by accumulating, codifying, and sharing technological
knowledge and experience [30] through the identification of best industry and research practices in
producing better products [31].
In the medical field, companies are subjected to strict regulations that require the implementation
of quality standards, such as ISO13485:2016, in order to demonstrate their ability to provide medical
devices and related services that consistently meet customer requirements [32]. These standards
and regulations are designed for mass production and off-the-shelf standard implants that have low
variability of product characteristics. As a result, the recommended quality control methods for medical
devices heavily rely on statistical techniques and regulations focused on compliance of customer
requirements instead of continuous product improvement and satisfaction of customer needs [33].
Imposed priority forces companies to deliberately design their products to fit within existing approved
thresholds in order to avoid seeking further time consuming approvals for minor variations [34].
The introduction of additive manufactured patient-specific products into the medical market
is presenting serious challenges to regulatory bodies tasked with managing and assuring product
quality and safety [35]. According to the Food and Drug Administration (FDA) [36], some of these
challenges include “determining optimal characterization and assessment methods for the final finished
device, as well as optimal process validation and acceptance methods for these devices”. Medical
device regulatory bodies around the world are slowly introducing regulatory changes to cope with
the significant technological and scientific progress in the medical area. For example, in 2017, the
European Union (EU) created the Medical Device Regulation (MDR) that will come into force in 2020
to replace the current Medical Device Directive (MDD 93/42/EEC) and Active Implantable Medical
Devices Directive (AIMDD 90/385/EEC) [37]. Furthermore, despite the drastic changes that MDR will
impose, currently, there is no published guidance on patient-specific medical devices [38,39].
On the other hand, in December 2017, in an effort to cope with the rapid growth of 3D-printed
medical devices in the market, the FDA released its first guidance document called Technical
Considerations for Additive Manufactured Medical Devices: Guidance for Industry and Food and
Drug Administration Staff [36]. The objective of this document is to provide a framework to evaluate
AM processes by identifying different aspects of AM technologies. Therefore, the guide does not
intend to establish a quality system for the manufacture of patient-specific devices produced with
AM; instead, the guide emphasizes the use of current International Organization for Standardization
(ISO)/American Society of Testing and Materials (ASTM) standards for additive manufacturing. ASTM
and ISO are two similar organizations focused on the development of standards for a great variety of
industries [40,41]. Establishing ISO/ASTM standards is a collaboration work between the two main
organizations with the purpose of developing the standards for AM.
Currently, there are a total of fifteen ISO/ASTM active standards for AM as well as approximately
119 related standards, which should be considered for the development and the manufacture of metallic
patient-specific implants and of polymeric surgical guides, as presented in Table 1. To date, ISO
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and ASTM are actively working on fourteen new guides for designing, manufacturing, and testing
methods of AM parts, as presented in Table 2. Overall, it can be said that, despite the considerable
efforts to create standards for AM technologies, there is still a lack of medical regulations for medical
devices produced with AM technologies [25,42,43], which is also preventing manufacturers and
practitioners from adopting these technologies [44]. Therefore, as we showed in previous work, to
achieve a successful industry transformation in this domain, collaborative efforts are needed to share
best industry and research practices to promote the use of AM technology and to foster innovation in
the medical area [45].
Table 1. Existing ISO/ASTM active standards for additive manufacturing relevant to patient-specific
implants and surgical guides.
Table 2. Work in process of ISO/ASTM new guides for designing, manufacturing, and testing methods
of AM parts.
the FDA “Technical Considerations for Additive Manufactured Medical Devices” were followed in
conjunction with current ASTM standards for AM and the results from our previous study [36].
Thus, the objectives of this study were:
1. Describe the different AM technologies used for fabrication of patient-specific implants from an
industry perspective;
2. Identify current quality issues and percentages of rework and scrap in the industry of AM
patient-specific implants;
3. Identify key quality control methods and technologies used during design and fabrication of AM
patient-specific implants from an industry perspective;
4. Develop an integrated quality control flow diagram with gates for the design and the fabrication
process of AM patient-specific implants taking into consideration best industry practices.
from companies that were open to knowledge sharing. The niche size of the biomedical AM industry
and the limited number of companies willing to share in-depth information necessitated that the research
team focus on a sample of comprehensive case studies. Consequently, this study is characterized by a
small sample size but with in-depth and comprehensive data collection [57].
4. Results
A total of 10 invitations to participate in this study were sent to different companies in America,
Europe, and Australia to explore the design, the manufacturing, and the quality control processes of
AM medical devices produced by these companies. Three companies agreed to participate in this
study. To protect participant companies’ confidentiality and anonymity, they are referred as companies
A, B, and C.
A total of nine face-to-face interviews were performed between June and August 2018 with
pertinent experts in AM, quality control, and implant design on a one-to-one basis at the headquarters
of each company. The participants interviewed in Company A comprised the head of the additive
manufacturing group, the head of the product quality control group, the quality manager, and the
head of the clinical engineering research group. In the case of Company B, the director of research and
Materials 2019, 12, 3110 8 of 31
development (R&D), the head of additive manufacturing, and two clinical engineers were interviewed.
In Company C, the interviews were carried out with the chief technology officer and the head of R&D.
The duration of each interview ranged from 90 to 120 min and was followed by a detailed tour through
the manufacturing premises of each company. Moreover, at the beginning of each interview, a consent
form was signed by each company participant. Nevertheless, none of the participants agreed to be
voice recorded. Furthermore, a non-disclosure agreement was delivered by each company and signed
by the research team members of this study to protect the companies’ confidential information shared
during meetings and visits in their premises.
In the following section, a description of each company background is provided. This is followed
by a description of their design, manufacturing, and quality control processes. Finally, an integrated
quality control workflow diagram based on the best practices of each company is presented.
4.2.1. Company A
Company A selected three different AM systems to fabricate their products based on their
advantages and disadvantages. For the fabrication of patient-specific implants made of cobalt
chromium and titanium alloy Ti-6Al-4V, Company A decided to acquire an EOSINT M 280 Direct
Metal Laser Sintering (DMLS) system. To fabricate surgical guides, anatomical models for surgical
planning, and prosthetic covers, this company uses an EOS P 396 Selective Laser Sintering (SLS) system
with polymer PA 2200 (also known as Nylon-12) as the main material. To fabricate patient-specific
anatomical models for training purposes and visual means, Company A chose a 3D SYSTEMS ProJet
CJP 660 Pro, which uses Binder Jetting (BJ) technology.
Materials 2019, 12, 3110 9 of 31
Total Production of
Type of Products Produced
Company Number of Years in the Products Per Year with
Company Research Method Experts Interviewed Company Age with AM and Traditional
Location Employees AM Market AM and Traditional
Manufacturing
Manufacturing
The DMLS and the SLS AM systems selected by Company A use a laser to scan and fuse cross
sections of compacted powder particles in a preheated bed inside a chamber filled with an atmosphere
of inert gas, such as argon and nitrogen [60]. The difference between these two machines is that the
EOSINT M 280 DMLS system requires a more powerful laser (400 watt) to partially melt metallic
materials [61], whereas the EOS P 396 machine uses a 70 W laser to sinter thermoplastics [62].
According to the head of the additive manufacturing group of Company A, they decided to
acquire a DMLS system to manufacture titanium implants firstly because the machine acquisition
costs are less than other AM systems such as electron beam melting (EBM). However, other factors
such as its easy maintenance, system assembly, and agreement conditions were are also heavily taken
into consideration. Additionally, they can also create almost fully dense (99.8%) objects with high
accuracy and resolution of small details with similar mechanical properties to common manufacturing
methods, such as cast or machined parts [2]. Moreover, in terms of operational cost, the DMLS system
uses less power and requires shorter downtimes compared to other AM machines. Furthermore, after
building an object, it is possible to recycle the unsintered material [1]. Nevertheless, there are several
disadvantages of this AM system.
First, DMLS requires long fabrication cycles that can take several hours to a couple of days
depending on the size and the number of parts [63]. Building metal parts also demands a large number
of support structures that are difficult to remove, usually leaving marks on the surface [64]. Furthermore,
the drastic temperature changes during the DMLS building process cause detrimental effects in the
material mechanical properties, such as internal stresses, changes in material microstructure, the
occurrence of pores, and anisotropic behavior along the building direction [65]. Nevertheless, these
effects are counteracted with different heat treatments, such as annealing to provide the required
mechanical properties for medical use [66].
In the case of the SLS system, its advantages are that it can build large and small parts for prototypes,
models, and final products [67] without the need of supports [68]. Moreover, for this system, there is a
wide range of semi-crystalline and amorphous polymers available [69]. Additionally, SLS builds plastic
objects with less anisotropy and best mechanical properties among AM systems [68]. Nevertheless, the
disadvantages of this system are that objects fabricated with SLS have a rough surface [68], and their
mechanical properties may vary depending on their orientation during fabrication [70]. Furthermore,
the unsintered powder has poor reusability because it suffers from thermal degradation, affecting its
molecular weight [70].
Inkjet 3D Printing (3DP), also known as binder jet printing, is a low temperature (room temperature)
AM technique that builds the 3D model by applying discrete droplets with the method drop on demand
(DoD) that releases drops of liquid adhesive one-by-one when needed to bind powder material on a
powder bed layer by layer [69]. This technology can create parts made of polymers, ceramic, metals, and
wax [71,72]. However, the machine acquired by Company A uses ColorJet Printing (CJP) technology to
bind a plaster-ceramic material with water-based binder. Full-color anatomical models with different
textures can be created to facilitate surgical planning [73–75]. Other advantages of inkjet 3D printers
are that they are cost effective machines that can rapidly build small and large parts without the need
of supports [5,76,77]. Nonetheless, the drawbacks of using Inkjet 3D printing are that the built parts are
fragile, it requires post-processing, it has large tolerances, and it produces rough surface finishes [74].
4.2.2. Company B
Currently, Company “B” is using four Arcam Q10 plus EBM machines. The EBM system is similar
to the SLS technology in the way that cross sections of metal powder are melted in a powder bed to
build the model. However, EBM uses a 60 kW beam of electrons to fuse the powder particles inside
a vacuum chamber at temperatures between 600–1000 ◦ C [78,79]. When the model is finished, the
chamber is filled with helium gas to speed up the cooling process [80].
According to the head of additive manufacturing and the director of R&D, the company decided to
acquire this system for several reasons. First, with the EBM system, it is possible to fully use its volume
Materials 2019, 12, 3110 11 of 31
capacity because it allows an easy stacking of parts in the Z-direction, which is not possible with other
AM systems. These advantages in combination with the numerous electron beams simultaneously
used in the EBM system makes this system suitable for high production rates [64]. Moreover, parts
fabricated with EBM require a lower number of supports, which can easily be removed. Furthermore,
due to the high temperatures inside the vacuum chamber and the controlled temperature cycles, the
produced parts have very low residual stresses and distortion, creating fully dense high purity metallic
parts with unique mechanical properties and microstructures that can meet and in fact exceed the
ASTM standards [81]. For example, Co-Cr-Mo alloy parts that are fabricated with EBM have a higher
percentage of elongation (up to 20%) compared to Co-Cr-Mo ASTM alloys when made using traditional
processes [80].
Further, EBM produces parts with higher surface roughness [82], which are known to promote
the early stages of bone healing and osseointegration of titanium implants [83,84]. However, high
surface roughness has detrimental effects in material mechanical properties that reduce its fatigue
resistance [85]. Other disadvantages of EBM are the costs associated with machine acquisition,
maintenance, and production. Apart from its high acquisition cost, its downtimes are 50% higher than
laser-based AM systems. Moreover, due to the high amount of energy required to operate the electron
beam, its consumption of electricity is much higher [82].
Additionally, EBM has a narrow range of available materials, which are metals with sufficient
electrical conductivity that can be melted. Therefore, only the cobalt chromium alloy Cr-Co ASTM F75,
three titanium alloys, Ti-6Al-4V, Ti-6Al-4V ELI, and Ti Grade 2, and nickel alloy 718 are commercially
available for this technology [86].
4.2.3. Company C
In the case of Company C, they are producing 24,000 stainless steel parts per year for aerospace,
medical, automobile, and oil and gas applications solely with AM. According to the company’s
chief technology officer, this ultra-fast production rate is only possible thanks to their own in-house
developed AM system. This system works in a similar way as an Inkjet 3D printer with a powder
bed. However, instead of precisely building the part’s geometry layer by layer, their system uses a
non-inkjet-based spray system combined with a micro CNC milling machine.
Their fabrication process starts with a spray head that locally sprays binder droplets onto the
powder bed, wetting and binding the entire layer of powder particles of the target area. This process is
repeated several times, layer by layer. Then, the process is followed by a 250 micron end-mill CNC,
which cuts, shapes, and contours several layers at once with high precision. When the fabrication
process is finished, the green specimen is extracted from the powder bed and sintered in an oven at
about 1000 ◦ C. As reported by the chief technology officer, the advantages of this AM system are that
the final cost is cut by up to 80% compared to other AM systems.
Moreover, the ultra-fast production rate allows them to mass produce and compete with traditional
manufacturing methods such as machining and metal injection molding. Additionally, the produced
parts have an approximate density of 99%+ with excellent mechanical properties and surface finish
that exceed the Metal Powder Industries Federation (MPIF) standards MPIF 35 for metal injection
molded parts.
According to the head of R&D, this is due to the powder material that this system uses, which is
a standard metal injection molding (MIM) powder. Nevertheless, the drawbacks of this technology
are that there is only one material available (i.e., stainless steel 17-4PH), and that the final parts can
experience deformation and shrinkage due to the sintering process. Unfortunately, more details
about this technology cannot be further described due to the company’s policies. Table 4 details the
production volumes and the AM machines used by each of the three studied companies. Table 5 details
advantages and disadvantages of the different AM systems used by these companies.
Materials 2019, 12, 3110 12 of 31
Table 4. Summary of AM production rates and the technologies used by Companies A, B, and C.
Table 5. Advantages and disadvantages of the AM machines for production of metallic parts used by
the studied companies.
Table 5. Cont.
organizational culture that encourages a proactive emphasis on quality and continuous improvement
similar to total quality management.
Table 6. Quality management systems, control gates, and technologies used by the three
studied companies.
Some of the external advantages of ISO 9000 series are higher perceived quality,
competitive advantage, better documentation, quality awareness, and improvement in operating
performance [98,99]. On the other hand, ISO 13485 provides a strong foundation towards meeting
the minimum regulatory requirements of medical device regulatory bodies [91]. Many companies,
including the three in this study, perceived the implementation of ISO quality systems as a major
achievement [100,101]. However, quality improvement does not stop with ISO certification. ISO quality
management certifications do not guarantee the production of high-quality products and reduction in
the cost of poor-quality [102]. ISO 9001 only addresses the implementation of quality practices through
conformance of the required documentation [103]. Therefore, ISO quality management certification is
just the first step towards more advanced quality systems such as total quality management and Lean
Six Sigma [104–106].
To demonstrate each companies’ quality control processes being implemented, a thorough site
visit was undertaken through their premises. In these site visits, the team focused on the identification
of quality control gates and key quality control technologies used in each gate. Quality control gates are
go/no-go checkpoints designed to facilitate the detection of quality issues by measuring and monitoring
products quality. Thus, in quality control gates, it is decided whether a product can continue or not
Materials 2019, 12, 3110 15 of 31
thought the production chain. Moreover, it was found that the total number of quality control gates
differed between the three companies. The differences in the number of quality control gates and the
technologies used could be the result of their experience, competitive strategy, available budget to
invest in different technologies, and their interpretation of what is needed to fulfill current regulations.
A summary of quality control gates, technologies, and quality management systems is presented in
Table 6.
Table 7. Comparison of Sigma process performance based on their internal production defect rate
solely of additive manufactured products.
5.
4.14
3.75 3.25
Sigma σ level
2.5
1.75
1.25
0.
20 employees 160 employees 600 employees
Figure
Figure 1.1.Comparative
Comparativeanalysis
analysis of Sigma
of the the Sigma production
production processprocess performance
performance of the
of the studied studied
companies
companies against years of experience and
against years of experience and firm size. firm size.
4.5. Integrated
Moreover,Quality
CompaniesControlA Flow
and BDiagram
have a very small production rate to provide statistical confidence
with these results. Furthermore, it should be noted that, for all companies studied, they have excellent
Multistage manufacturing systems such as those used to produce patient-specific implants are
systems in place for ensuring that no defective products are released to the market, meaning that none
composed by multiple production processes that require a delicate coordination to obtain the final
of these companies have had products recalls.
product. The overall performance of these types of systems depends on the accumulated performance
of
4.5.their stagesQuality
Integrated [117]. Control
Therefore,Flowerror
Diagrampropagation is the major contributor to suboptimal overall
system performance of multistage manufacturing systems [118]. According to Hrgarek [114], the cost
Multistage
of fixing an errormanufacturing systems such
increases exponentially when asitthose
moves used to produce
forward through patient-specific implants are
the product development
composed
cycle and theby multiple
production production
chain [114]. processes
This costthatisrequire a delicate
even higher in thecoordination to obtainbecause
medical industry, the finala
product. The overall performance of these types of systems depends on
defective product can represent a life threatening risk and lead to product recalls with serious the accumulated performance
of their stages
financial [117]. Therefore,
implications such as error propagation
liability costs andismarket
the major contributor to
capitalization suboptimal
loss overall system
due to negative brand
performance of
image [114,119–121]. multistage manufacturing systems [118]. According to Hrgarek [114], the cost of fixing
an error increases exponentially when it moves forward through the product
Quality control is composed of several processes designed to effectively monitor and prevent development cycle and
the production
quality issues chain
in order[114].
to This
helpcost is eventhe
achieve higher in the medical
necessary processindustry,
performancebecauseanda defective
product product
quality
can represent a life threatening risk and lead to product recalls with serious
standards [122]. More recently, we identified 85 main causes that lead to non-conformance quality financial implications such
as liability costs and market capitalization loss due to negative brand image
through design and manufacturing processes of patient-specific implants [123]. These potential risks [114,119–121].
Quality control
of non-quality is composed
conformance are of severalcaused
mainly processes by designed
the novelty to effectively monitor and product
of AM technologies, prevent
geometrical complexity, material properties, and the great variability of customers’ needs. quality
quality issues in order to help achieve the necessary process performance and product
standards [122]. the
Controlling More recently,
quality wetype
of this identified 85 main
of product is a causes
difficultthat lead
task. to is
This non-conformance quality
due to fact that patient-
throughimplants
specific design and aremanufacturing
one-off designprocesses
products of patient-specific
that require higher implants
quality [123]. These
standards potential
than risks
traditional
of non-quality conformance are mainly caused by the novelty of AM technologies,
implants, leaving no space for uncertainty. Moreover, the large variation of product characteristics product geometrical
complexity,
in the design material properties, and
of patient-specific the great
implants variability
increases theofprobability
customers’ needs.
of human errors due to the
decreasing learning from repetitive operations [118]. Therefore, the quality This
Controlling the quality of this type of product is a difficult task. is due
control to fact
activities forthat
the
patient-specific implants are one-off design products that require
design and the fabrication of patient-specific implants should take place in the most sensible higher quality standards than
traditionalThis
activities. implants,
is notleaving
a rare no space for
practice uncertainty.
in many discreteMoreover,
manufacturingthe large variationwhere
processes, of product
total
characteristics in the design of patient-specific implants
inspections at each intermediate operation are commonly performed [117]. increases the probability of human errors due
to theTodecreasing learning from repetitive operations [118]. Therefore,
overcome some of these challenges, this study explored the quality control methods the quality control activities
for the design
employed andthree
within the fabrication of patient-specific
different companies to selectimplants
the best should
quality take place
control in the most
practices sensible
and propose
Materials 2019, 12, 3110 17 of 31
activities. This is not a rare practice in many discrete manufacturing processes, where total inspections
at each intermediate operation are commonly performed [117].
To overcome some of these challenges, this study explored the quality control methods employed
within three different companies to select the best quality control practices and propose an integrated
quality control flow diagram for patient-specific implants. The selection of best practices was based on
the quality performance of each company, including their internal quality management culture, and
technologies used. The integrated quality control flow diagram was also developed taking into account
the FDA guideline, “Technical Considerations for Additive Manufactured Medical Devices” [36] and
ASTM standards, including the following assumptions:
The proposed quality control workflow diagram presented in Figure 2 considers the entire design
and production cycle of patient-specific implants. It focuses on preventive quality control activities
from a conservative approach. This integrated quality control flow diagram is composed of 18 go/no-go
quality control gates that take place before, during, or after the most sensible processes and activities
depending on their criticality and availability of quality control technologies. Go/no-go gates mean
that the corresponding product quality attributes at each stage must be satisfied in order to continue
to the next process [122]. Each quality control gate must have its corresponding product validation
documentation containing checklists and control diagrams to track/trace product quality variations at
each stage.
Materials 2019, 12, 3110 18 of 31
Figure
Figure2.2. Integrated qualitycontrol
Integrated quality controlworkflow
workflowchart
chart with
with thethe
18 18 gates
gates forfor
thethe design
design andand fabrication
fabrication of of
patient-specific implants
patient-specific implants by AM. The meanings of the operators in the chart are as follows: black solidsolid
AM. The meanings of the operators in the chart are as follows: black
outlined boxes =
outlined boxes processes;black
= processes; blackdash
dashoutlined
outlinedboxes
boxes = overarching
= overarching processes;
processes; green
green solid
solid outlined
outlined
boxes == quality
boxes control gates;
quality control gates;green
greendash
dashoutlined
outlinedboxes
boxes = overarching
= overarching quality
quality control
control gates;
gates; red red
pentagonal boxes =
pentagonal boxes = decision
decisiongate;
gate;blue boxes= =
blueboxes experts/staff;
experts/staff;solid arrows
solid arrows = on-line
= on-line processes; dashed
processes; dashed
arrow== off-line processes.
arrow processes.
Materials 2019, 12, 3110 19 of 31
According to the Pareto principle, decisions made during product planning and design phases are
responsible for approximately 80% of the product final costs [124,125]. Therefore, 28% of the proposed
quality control gates of this study were strategically allocated in the product design phase, which could
be divided into four different sub-phases: (1) information design phase; (2) conceptual design phase; (3)
preliminary design phase; (4) detailed design phase [126]. From all of the 18 proposed quality control
gates, 56% were on-line inspections. These inspections are part of the flow process of the design and
the production line [127]. They are performed during production to catch quality variations caused by
careless workers, maladjusted and uncalibrated machines, and environmental conditions [128]. This
type of inspection is also aimed to control and ensure that the quality requirements of incoming materials
and semi-finished/finished products are met before a value-adding operation is undertaken [128].
The remaining 44% of the quality control gates corresponded to off-line inspections performed by
specialized quality inspectors. These are more detailed and time-consuming inspections that interrupt
the process flow. However, they are more effective than on-line inspections [127]. Table 8 presents a
brief description of all the 18 quality control gates (i.e., G-1 to G-18) of the herein developed integrated
quality control workflow diagram shown in Figure 2 with their required technologies and tools.
Table 8. Description and characteristics of the proposed integrated quality control flow diagram.
Table 8. Cont.
Table 8. Cont.
Table 8. Cont.
5. Discussion
The different AM technologies for metal 3D printing presented in this study have proven to
be ideal for the fabrication of patient-specific implants. The advantages and the disadvantages of
each system heavily rely on the needs, the budget, and the market strategies of each company. For
example, DMLS systems have lower acquisition cost and can fabricate higher resolution parts than
EBM systems. On the other hand, EBM systems have a better monitoring system and much higher
production rate than DMLS. Furthermore, the patented AM system of Company C is the only AM
system that can truly mass produce metallic components, making this system the best competitor for
mass production of medical devices. Regarding quality control technologies for the design and the
fabrication of patient-specific implants, it can be said that there are several key technologies that are
currently applied by some companies to further improve the production quality of these products.
Firstly, a concurrent engineering online communication interphase is vital not only to facilitate the
communication between the clinical engineer and the surgeon but also to support real time information
exchange that reduces the risks of miscommunication, helping to easily identify potential issues during
the implant design process.
The second key technology is a real time monitoring system for AM that can accurately monitor
and control the AM production process. These real time monitoring systems are the first steps in quality
control of AM machines. The last vital technology for quality control of patient specific implants is the
combination of contact coordinate measurement machine, 3D laser scanner, and micro CT scanner for
an accurate dimensional analysis and defectoscopy of metallic components. Nevertheless, to mass
produce complex and high-performance metallic components with reliable characteristics with AM,
Materials 2019, 12, 3110 23 of 31
more advanced AM machines are needed. These types of AM need to be completely integrated with
micro-CT scanners—infrared cameras with smarter in-line monitoring systems—to fully control the
manufacturing process in real time and achieve zero defects rates.
ISO quality management system certifications such as ISO 9001 and ISO 13485 as well as medical
device registrations have proven to be great competitive advantages for many companies [129]. They
can also be considered as the starting point towards more specialized quality management systems
such Six Sigma, Lean Six Sigma, and total quality management [101,113]. Aspiring to world-class
quality standards and process performance requires great organizational efforts and investment in
training and advanced technologies [101,113]. For AM practices to achieve similar process performance
levels as traditional manufacturing, comprehensive standards and well-tailored quality management
systems are needed [118]. In the current environment, companies may perceive that the journey to
world-class quality is long and undefined; nonetheless, there are a number of companies who are
venturing into this unexplored territory with promising results.
With the explosion of AM technologies, companies such as the ones studied in this research
are rapidly adapting and learning to take the great opportunities that AM is offering to the medical
device industry. For this purpose, these companies are employing a variety of different strategies and
approaches that are providing insight towards high quality AM products. There are several lessons
learned in this research regarding process performance of AM of patient-specific implants. The first
lesson is that R&D oriented companies are more prepared to apply innovative technical advances and
can react more rapidly against the innovations of competitors. In this way, corporate emphasis on
R&D leads towards higher levels of performance [130]. This can be clearly reflected by Companies A
and B, who were able to develop and apply their own technology to extract powder particles from
lattice structures, achieving results well surpassing the regulatory allowance.
Secondly, a company’s knowledge and expertise are some of the main factors for competitive
advantage [131]. When a company ventures into a new market that is closely related to their core
business, the new success factors that it faces are similar to the original challenges [132]. However,
this situation can only positively impact corporate performance if the firm is able to rely on its
previous strengths and adapt to overcome the new challenges [130,132]. For example, Company B has
successfully integrated their 30 years of experience, human resources, and quality control technologies
to control the production of patient-specific implants.
Finally, in emerging markets, companies have the opportunity to obtain competitive advantage by
aligning their efforts and strategies towards new external opportunities [133]. In these circumstances,
a competitive advantage can be created by adding exclusive, valuable resources that rivals are
unable to replicate [134]. New venture companies are key players in the development of high-tech
industry [135], which can give to them significant competitive advantage [136]. In the case of Company
C, their in-house developed AM system provides this company a significant technological competitive
advantage in terms of production capacity. The production capacity of the AM system used by
Company C allows them to mass produce additively manufactured components at a rate rarely seen
in the AM industry. This strong manufacturing capability also allows Company C to aggressively
compete in the market with a much lower price (up to 80% less). Another strategy to compete in the
AM industry is the manufacture of components for different markets to increase profitability without
affecting production costs [136]. This strategy can be seen in Company C, which manufactures products
for a variety of sectors such as aerospace, automobile, oil and gas, medical, and dental. Early entry in a
new market can lead to high levels of long-term performance [130]. Nevertheless, one of the main
important challenges for new ventures is to build long-term performance, which requires acquisition of
knowledge, experience, manufacturing assets, and tangible and intangible resources [136]. Therefore,
production performance improvements within Company C can be obtained by gaining further AM
production experience and capital to invest in R&D and high-tech quality control technologies.
Meeting current regulations and standards is not enough to register and market high quality
patient-specific medical devices. Knowing that the future changes in the medical device regulations
Materials 2019, 12, 3110 24 of 31
will make more stringent the requirements to register and commercialize patient-specific implants, it is
vital that companies in this sector are better prepared. It is already known that regulatory changes will
force manufacturers and designers of patient-specific medical devices to provide sufficient clinical data
and clinical evaluation before the registration of a device in order demonstrate its clinical performance
and benefits. However, following traditional design approaches and trial-and-error studies, it is not
feasible to clinically test every patient-specific implant that is produced due to the large number of
clinical trials and costs involved during this process. Moreover, it is not possible to fully demonstrate
the benefits of patient-specific implants if current design approaches do not account for patient specific
joint contact forces produced during real-life activities.
To adequately address these challenges, we propose the combination of the Quality by Design
(QbD) system with a 4D implant design approach, presented in our previous work [123], in conjunction
with the 18 integrated quality control gates formulated in this study. The QbD system allows
practitioners to systematically design, test, and produce reliable products with minimal clinical trials
and costs. This is possible because using the QbD system can result in a 90% reduction in required
experimental runs while providing a deep understanding of a product, as already proven in the
pharmaceutical sector [123]. On the other hand, the 4D implant design approach can help to validate
patient-specific implants with patient-specific computational neuromusculoskeletal (NMS) predictions
and multiscale finite element analysis (MFEA), reducing the number of mechanical and in vivo tests.
This 4D implant design approach can accelerate the development process of patient specific
implants and simultaneously improve their reliability before clinical testing. Finally, the 18 integrated
quality control gates proposed in this study can be used as a starting point to further improve
quality control strategies in the sector of additively manufactured patient-specific implants. These 18
integrated quality control gates combine the best proven quality control practices from three companies
manufacturing patient-specific implants as well as best-practice guidance outlined in the literature,
making the proposed 18 quality control gates of great value to this industry, new ventures, and research
groups. Readers are referred to the practitioner companion guide provided in the Supplementary
Material S2 for a complete description of the developed procedure.
For mass production of AM standard components and bespoke components, the proposed
quality control gates can help to reduce the potential costs related to defective products. Obviously,
these savings must be higher than the inspection costs, because unnecessary inspections and longer
inspection times can force the inspection capacity to an increment of inspection errors and excessive
costs [137]. However, to reduce inspection time without decreasing the performance of the process, a
more detailed study is required. Hence, future studies should focus on time and cost-efficient AM
inspection processes in combination with in-line quality control technologies.
The limitation of this study was the small sample size of studied companies. However, this is
common in qualitative research, which is characterized by small samples but detailed and extensive
work [57]. Moreover, the openness and the knowledge sharing of the studied companies gave us an
accurate snapshot of the technologies, the manufacturing processes, and the quality control methods
used by them. This allowed us to acquire valuable detailed information to perform a comprehensive
analysis and to develop an integrated quality control workflow. Therefore, the results of this study are
the starting point to further improve quality control strategies in the sector of patient-specific implants
and to help this industry be properly prepared for future changes in medical regulations. Overall, this
study can be used as the foundation for future studies in engineering quality management of additive
manufactured patient-specific implants.
Consequently, in future research, the authors will work on a dedicated paper that will be focused
on complementing the developed quality control workflow by identifying the most critical quality
risks and their corresponding corrective and preventive actions in the form of a Failure Mode Effects,
and Critical Analysis (FMECA). Moreover, future work in the field of engineering management should
focus more on AM industry case studies in order to share best industry practices, which are necessary
to fully leverage the great advantages of AM. Furthermore, another important area to consider is
Materials 2019, 12, 3110 25 of 31
bioprinting, which is a rapidly growing field of research and development [138]. Bioprinting is a
promising research field aimed towards the fabrication of complex biological constructs of living
tissues, such as muscles and organs [139].
Despite the fact that bioprinting is not yet widespread at a commercial scale [140], several efforts
have been made for its standardization [141,142]. Nevertheless, there is a significant need for future
research to focus on the development of quality control technologies and strategies as well as process
validation methods for bioprinting [143] in order to facilitate its clinical testing and foster its adoption
and standardization.
6. Conclusions
This study explored a variety of aspects related to the production and the quality control of
additively manufactured patient-specific implants in three different companies. Companies operating
in this market sector should adhere to several critical success factors identified in this study, including
continuous investment in R&D, investment in advanced technologies for quality control, and fostering
a quality improvement organizational culture. Furthermore, in time, companies should embrace more
advanced quality management systems such as Six Sigma and TQM.
This study developed an innovative quality control workflow composed of 18 gates. This quality
control workflow comprises the best practices adopted by the studied companies, the FDA guideline
for AM medical devices, and ASTM standards. This integrated quality control workflow represents a
starting point to further improve quality control strategies in the sector of patient-specific implants
and to help this industry for future changes in medical device regulations. Implementation of the
developed quality control procedure outlined herein should reduce the propagation of quality issues
through the product development cycle and production chain, thus minimizing the risk of product
recalls and ultimately leading to heightened levels of confidence with AM patient-specific implants.
Nevertheless, having a comprehensive quality workflow does not help to improve the yield or reduce
the defect rates in production.
Manufacturing processes must be able to produce products within specification limits, otherwise,
there will be defective products that would eventually increase costs, prices, and customer
dissatisfaction. However, due to the infancy of the AM industry for patient-specific medical products,
there is presently a low level of maturity with respect to quality control technologies, comprehensive
standards, and a tailored quality management system. From the results of this study, it can be said that
much more has to be done to improve AM machines in order to achieve Six Sigma production levels.
For this purpose, further developments are necessary to produce faster and more accurate AM
machines coupled with smarter and more advanced real time quality control technologies. Therefore,
the journey for AM to achieve a Six Sigma level process has not yet been well defined and may take
some time to be realized. It is important to remember that the success of world-class companies relies
not only on their products but also on the use of advanced quality management systems, decades of
experience, and a strong collaboration with other industries towards standardization.
In order to accelerate the maturity of the AM industry and derive greater quality outcomes for
its products, there is a need to review and share industry best-practices, as has been conducted in
this study.
Acknowledgments: The authors would like to acknowledge the Company A, B, and C participants for their
valuable assistance and knowledge sharing; without you, this research could not be possible. No industry funding
has been received to conduct this research.
Conflicts of Interest: The authors declare no conflict of interest.
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