Physical
Healthcare Healthcare Healthcare
TRL Sciences & Simplified
(Pharmaceutical) (Medtech) (Diagnostics)
Engr
Basic Basic
Basic principles Basic principles Proof-of-
1 principles principles
observed observed Concept
observed observed
Technology Technology Technology Technology
Proof-of-
2 concept concept concept concept
Concept
formulated formulated formulated formulated
Experimental Experimental
Experimental
Experimental proof of concept proof of concept
proof of Proof-of-
3 proof of in vitro and in in vitro and in
concept in Concept
concept vivo research vivo research
vitro
models models
Proof of concept Proof of concept
Technology demonstrated in demonstrated in
Analytical Prototype in
4 validated in defined defined
validation Lab
lab laboratory/animal laboratory/animal
models models
Non-clinical and
pre-clinical
Technology
research studies, Product
validated in
5 & initial Development
relevant
demonstration of Plan
environment
feasibility and
efficacy
Technology
demonstrated Phase 1 clinical Phase 1 clinical
6
in relevant trials trials
environment
System Clinical safety
prototype and effectiveness Clinical Prototype in
Phase 2 clinical
7 demonstration trials in validation in Live
trials
in operational operational 1 site Environment
environment environment
System
Phase 3 clinical Overall risk-
8 complete and
trials benefit Trials
qualified
Actual system
Pharmaceutical Medical device Clinical
proven in Ready-to-
9 can be distributed can be distributed validation in
operational Market
or marketed or marketed multi-site
environment