Simulation of Heat Transfer
Simulation of Heat Transfer
Associate Professor
Department of Mechanical Engineering
lIT, Kanpur
The present book covers the fundamentals of what is commonly known as
Computational Fluid Oynamics (CFO). The past two decades have witnessed a
phenomenal growth in this area due to the developments in the field of computers.
CFO has now become an integral part of the engineering design and analysis.
Engineers can make use of the CFO tools to simulate fluid flow and heat transfer
phenomena in a design and predict the system performance before manufacturing.
The advantages of CFO are numerous, namely, fewer iterations to the final
design, shorter time to launch the product, fewer expensive prototypes and so on.
Furthermore, CPO provides a cost-efficient means of testing new designs and
concepts that would otherwise be too expensive and hazardous to investigate.
Much of the material in this textbook has been used in a post -graduate course at
the Indian Institute of Technology , Kanpur for over a decade. It is assumed that the
reader has an adequate undergraduate background in Heat Transfer, Fluid Flow,
Calculus and Computer Programming in FORTRAN. The book is suitable as a
text for a one-semester course at the post-graduate or advanced undergraduate
level. It can also be used for self-study by practising engineers.
The book primarily follows finite difference method of discretization.
However, in the Appendix A, other important schemes such as finite element and
finite volume are also discussed. An emphasis has been laid on the physical
understanding of the problems. Most of the methods have been illustrated with
detailed example problems and the solution procedure. Several exercise problems
are given at the end of various chapters. Readers are encouraged to solve these
problems, to get a better understanding of various numerical techniques discussed
in the book. Chapter 7 gives details of two new numerical methods and their
applications. Chapter 8 illustrates the application of CFO in solving industrial
problems. An important subroutine (TOMA) in which tridiagonal matrix
algorithm is programmed is listed in Appendix C.
The softcover version of this book also contains a floppy diskette. The diskette
contains 21 files comprising 10 programs, I subroutine and 10 output files. The
programs are given in FORTRAN language and can be run on a PC-AT or
Pentium as well as on mainframe computer systems having a FORTRAN 77
compiler. Basically, the floppy contains programs and solutions to some unsolved
viii Preface
* A mega is a million and flops is an abbreviation for floating point operations per
second. A floating point operation is an arithmetic operation (addition, subtraction,
multiplication and division) on operands which are real numbers with fractional
parts. NormaUy multiplications and divisions are counted asinajor arithmetic op-
erations as compared to addition and subtraction on a computer.
2 Computer Simulation of Flow and Heat Transfer Introduction 3
of 0.01 will take about 33 seconds. In computer simulation, it is possible to han- • Design of IC engines.
dle one hundred or more (even greater than thousand) number of equations and • Optimization of heat transfer from cooling fins.
there lies the necessity of using the computer. • Aircraft and spacecraft.
• Design of electrical machinery and electronic circuits.
1.2 ADVANTAGES OF COMPUTER SIMUlATION • Cooling of computers.
• Weather prediction and environmental pollution.
Now that the use of computer in simulation is established, let us enumerate some • Materials processing such as solidification and melting, metal cutting,
of the important advantages of computer simulation (also known as numerical welding, rolling, extrusion, plastics and food processing in screw
simulation): extruders, laser cutting of materials.
• It is possible to see simultaneously the effect of various parameters and • Oil exploration.
variables on the behaviour of the system since the speed of computing is • Production of chemicals such as cement and aluminium oxide.
very high. To study the same in an experimental setup is not only difficult • Drying.
and time-consuming but in many cases, may be impossible. • Processing of solid and liquid wastes.
• It is much cheaper than setting up big experiments or building prototypes • Bio-heat transfer (as in human and animal bodies).
of physical systems. It is no wonder that J.B. Joseph Fourier, father of the theory of heat diffusion
• Numerical modelling is versatile. A large variety of problems with made this remark in 1824 "Heat, like gravity, penetrates every substance of the
different levels of complexity can be simulated on a computer. universe; its rays occupy all parts of space. The theory of heat will hereafter form
• "Numerical experimentation" (another synonym for computer simulation) one of the most important branches of general physics". Lord Kelvin, in 1864
allows models and hence physical understanding of the problem to be obtained a rough estimate of the age of earth based on an idea proposed by Fourier
improved. It is similar to conducting experiments. in 1820 to be 94 x 106 years (0.094 billion years) by applying the principle of
• In some cases, it is the only feasible substitute for ~xperiments, for transient heat conduction in a semi-infinite solid. Modem dating methods have
example, modelling loss of coolant accident (LOCA) in nuclear reactors, revealed the age of earth to be approximately 4.7 billion years. So Kelvin's result
numerical simulation of spread of fire in a building and modelling of was not really too far off the mark considering the fact that the data for the meas-
incineration of hazardous waste. ured value of the geothermal gradient (rate of increase of temperature of earth
However, it is to be emphasized that not every problem can be solved by with depth), average thermal diffusivity of rock and the initial temperature of
computer simulation. Experiments are still required to get an insight into the molten earth when cooling began available with him at that time were not very
phenomena that are not well understood (and hence cannot be translated into the ,ccurate. The aforesaid example is probably the first known application of heat
language of mathematics) and also to check the validity of the results of computer transfer simulation.
simulation of complex problems.
1.4 WHY IS COMPUTER SIMUlATION NECESSARY
1.3 APPUCATIONS OF FLUID FLOW AND HEAT IN FLUID FLOW AND HEAT TRANSFER?
TRANSFER
Ifope looks at a classical textbook on fluid dynamics and heat transfer, one would
Fluid flow and heat transfer playa very important role in nature, living organisms find only a handful of analytical (or exact) solutions. In actual situations, prob-
and in a variety of practical situations. More often than not, flow and heat transfer lems are lot more complex as in those involving non-linear governing equations
are coupled and rarely an engineer solves a problem of either pure fluid flow or and/or boundary conditions, and irregular geometry which do not allow analyti-
pure heat transfer. In many applications flow and heat transfer are accompanied cal solutions to be obtained. Therefore, it is necessary to use numerical tech-
by chemical reaction and/or mass transfer. The various applications of fluid flow niques for most problems of practical interest. Furthermore, to design and
and heat transfer are: optimize thermal processes and systems, numerical simulation of the relevant
transport phenomena is a must, since experimentation is usually too involved and
• All methods of power production, e.g. thermal, nuclear, hydraulic, wind,
expensive. However, necessary experimentation must still be done in checking
and solar power plants. the accuracy and validity of numerical results. Sometimes, numerical model can
• Heating and air-conditioning of buildings. be refined by input from results of a companion experimental set-up for the same
• Chemical and metallurgical industries, e.g. furnaces, heat exchangers, problem.
condensers and reactors.
4 Computer Simulation of Flow and Heat Transfer Introduction 5
1.5 BASIC APPROACH IN SOLVING A PROBLEM For the problem shown in Fig. 1.1, since there are 16 tiny squares, GG = 16. If
BY NUMERICAL METIIOD a direct method like Gaussian Elimination method is used, then SS = 1, VG = 1,
Suppose we wish to. obtain the temperature field in the domain as shown in FP = 1. (9)3 = 243.
3
Fig. 1.1. We imagine that the domain is filled by a grid, and seek the values of
temperatures at the grid points. Therefore, the energy equation (which is the PC = 16 x 1 x 1 x 243 = 3.89 x 103 operations
governing differential equation for the problem) is valid at all the grid points. The Thus, even with a fairly coarse grid, the number of operations is quite large.
governing differential equation is then transformed into a system of difference Currently a large number of realistic applications like modelling of supersonic
equations resulting in a set of simultaneous algebraic equations which means that aircraft or weather prediction requires 1012 to 1014 operations per solution
if there are 100 grid points (where variables are not known) there will be 100 (Rajaraman, 1993). If each solution has to be done in about an hour, then the
equations to solve per variable. The simplification inherent in the use of algebraic average speed of computing should be 1014/60 x 60 operations per second which
equations rather than differential equations is what makes numerical methods so is equal to 27,700 Megaflops! The peak megaflop rating of modem supercom-
powerful and widely applicable. puters is around 1000 megaflops (Rajaraman, 1993). From the aforesaid exam-
x Grid points ple, it is clear why we need supercomputers with speeds in thousands of megaflops
(known temperatures) range to solve extremely complex problems.
SUMMARY
This chapter begins with a formal definition of the term Computer Simulation
and its advantages followed by a discussion on the applications and the necessity
of computer simulation of flow and heat ~ansfer. Basic approach in the solution
16 Computer Simulation of Flow and Heat Transfer
now-a-days solution of hyperbolic heat conduction problems are receiving atten-
tion from researchers because of its application in advanced materials processing
techniques, such as, laser cutting of materials and laser surgery. Due to short time
of the pulse in all these processes, non-Fourier conduction effects are introduced
by the finite speed of propagation of heat wave in laser irradiated materials and
hence hyperbolic heat conduction equation needs to be solved to accurately repre-
sent the physical process. Other applications of hyperbolic heat conduction are
situations involving very low temperatures near absolute zero and very high tem-
perature gradient.
Hyperbolic equations of the first order arise in many gas dynamics problems
where viscosity is unimportant and the motion is unsteady. If the motion is steady
the classification of the systems depends upon the magnitude of the fluid speed,
being hyperbolic if it is supersonic and elliptic if subsonic.
The number of initial and boundary conditions in the direction of each independ-
ent variable of a problem is equal to the order of the highest derivative of the
governing differential equation in the same direction.
Consider, for example, the conduction equation written in Cartesian
coordinates for a homogeneous isotropic solid moving with velocity
Now, the question is: When does one use a higher order difference scheme?
There is no set answer to this. It depends on the accuracy requirement of a prob-
lem and the analyst will have to use his own judgement.
The readers are encouraged to derive Eq. (3.10) and Eq. (3.11) themselves.
3.3 CENTRAL DIFFERENCE EXPRESSIONS
3.2.4 When Do You Use Forward, Backward FOR A NON-UNIFORM GRID
and Central Difference Expressions?
Non-uniform grid is used in the region where gradients of the unknown (for
• Forward difference expressions are used when data to the left of a point at example, near the wall in boundary layer flow and/or heat transfer or heat
which a derivative is desired are not available. conduction in a semi-infinite solid) are expected to be high. Therefore, by making
• Backward difference expressions are used when data to the right of the a fine grid in the region of large gradients and coarse grid in the region whether
desired point are not available. gradients are small, one can save on computational memory and execution time.
• Central difference expressions are used when data on both sides of the Figure 3.2 shows a typical non-uniform grid, the grid spacings being non-uniform
desired point are available and are more accurate than either forward or in the x-direction only.
backward difference expressions.
Introduction to Finite Difference, Numerical Errors and Accuracy 29
(b) Truncation Error The truncation error is due to the replacement of an exact
mathematical expression by a numerical approximation. This error has already
been discussed earlier in this chapter with respect to finite difference
approximations. Basically, it is the difference between an exact expression and
the corresponding truncated form (for example, truncated Taylor series) used in
the numerical solution.
(c) Discretization Error The discretization error is the error in the overall solu-
tion that results from the truncation error assuming the round-off error to be neg-
ligible. Therefore,
Discretization error = exact solution - numerical solution with
no round-off error
SUMMARY .
REFERENCES
NUMERICAL METHODS The internal heat generation may be due to flow of electrical current in a body,
chemical reaction or release of nuclear energy as in nuclear fuel rods in a nuclear
FOR CONDUCTION reactor. The source of energy may be concentrated, as in a small-diameter cur-
rent-carrying electrical conductor inside thick insulation or the source may be
HEAT TRANSFER distributed, as in the elements or shield of a nuclear reactor. The example of
uniform heat generation is the electrical heating throughout a material, as for
example in coil of an electric heater or in a microwave oven.
This process is known as Jacobi iterative method. that is, when the system is diagonally dominant. This is also known as
Scarborough Criterion. However, convergence may still be possible even if the
Disadvantages of Jacobi Method The main disadvantage is that the computer above condition is not satisfied. Fortunately, it turns out that in fluid flow and
storage is needed for the present iteration as well as the previous one. This is heat transfer problems, finite-difference formulation indeed leads to diagonally
because all the values are computed, using previous values before any unknown dominant coefficient matrix which is the reason why for large systems Gauss-
is updated. Seidel method is so widely used.
Gauss-Seidel Method: An Improvement over Jacobi Method A significant Application of G-S Iterative Method In order to demonstrate the iteration
improvement in the rate of convergence and in the storage requirements can be process, the following system of three linear equations is solved by G-S iterative
obtained by replacing the values from the previous iteration by new ones as soon method using a pocket calculator.
as they are computed. Then, only the values of the latest iteration are stored, and
each iterative computation of the unknown employs the most recent values of the lOx, + x2 + 2x3 = 44
other unknowns. This computational scheme is known as point-by-point Gauss- 2x, + 10x2 + x3 = 51 (4.36)
Seidel method. x, + 2x2 + IOx3 = 61
Numerical Methods for Conduction Heat Transfer 61
the second sweep, the computation again begins for the first chosen line and
sweep continues till the other boundary is reached. The same procedure is fol-
lowed for third, fourth, till final sweep when there is virtually no change in the
temperature distribution in consecutive sweeps. An alternating direction method
is also possible. In this method sweeping of the computational domian is done
alternately in x (or y) and y(or x) direction.
The sweep direction is also important in cases where in one direction one of
the boundaries has insulation or convection condition while at the other bound-
ary, Dirichlet condition is specified. For example, in the present problem
(Fig. 4.15), a right-to-left sweep would transmit the known temperature on the
right boundary into the domain; on the other hand, since no te~perature is given
on the left boundary, a left-to-right sweep would bring no such useful informa-
tion. Based on the same argument, in the y-direction, top-to-bottom sweep is de-
sirable.
The fast convergence of the line-by-line method is due to the fact that the
boundary condition information from the ends of the line is transmitted at once to
the interior of the domain in sharp contrast with point-by-point Gauss-Seidel
method in which the boundary condition information is transmitted at a rate of
one grid interval per iteration.
From the preceding discussion, it is apparent that all the three schemes will give
better results if time steps are made smaller. In practice, however, one would
usually like to take as large a time-step as one can to reduce the computational
effort and time. In addition to decreasing the accuracy of the solution, large time
steps can introduce some unwanted, numerically induced oscillations into the so-
lution'!11aking it physically unrealistic. Such solutions are not acceptable and the
method which produces such solution is called unstable method. This brings us to
the formal definition of a stable numerical scheme which is one for which errors
from any source (round-off, truncation, mistakes, etc.) are not permitted to grow
in the sequence of numerical procedures as the calculation proceeds from one
marching step to the next.
•
Case of One Grid Point Consider the case of only one grid point, that is, the
grid point on the insulated boundary of the plate (Fig. 4.21). Therefore,!1X. = 1,
r = ~'t', Hence, we have only one equation to solve, that is,
80 Computer Simulation of Flow and Heat Transfer
Crank-Nicholson
Advantages : More accurate than the Euler and the pure implicit methods
for the same time-step.
Stable.
Disadvantages: A set of simultaneous equations to be solved in each time-step
and hence, more computational effort.
Difficult to program on computer.
The answer is not so straightforward. Because the final choice depends on the
accuracy requirement of the problem, whether the solution at earlier or later times
is desired, and the speed and memory ofthe computer.
For example, if the solution at an earlier time is required and the accuracy can
be compromised, the Euler method should be preferred. On the other hand, if the
entire temperature-history is the one sought, then either Crank-Nicholson or pure
implicit can be used depending on the accuracy requirement.
For larger time-steps, the pure implicit scheme is better than Crank-Nicholson
as over a larger interval, the steep rise or fall in the beginning followed by a flat
tail is more realistic as compared to a linear profile throughout. For small time
interval, however, the Crank-Nicholson scheme is physically more sound
(Patankar, 1980).
Furthermore, the computer speed and memory should also be looked at. If one
is using a PC-XT, use of the Euler method won't be wise while for a mainframe
system which has much larger computer memory and higher speed, using the
Euler method will not be unwise for solving the same problem.
4.19 CONSISTENCY
in perfect vacuum. For example, a power plant on board a space-craft can reject
energy to the outerspace only by radiation.
However, in many problems, a medium which emits, absorbs, and transmits
radiation affects the radiative transport process. Examples of such media are
moisture and carbon dioxide. Therefore, consideration of combined convection
and radiation is important in furnaces or IC engine combustion chambers, where
the gases participate in the radiative heat transfer significantly because of the
presence of carbon dioxide, moisture and various other absorbing gases. On the
other hand, the thermal radiation from a surface to a non-absorbing and non-
emitting medium (such as air at low temperature or vacuum) or vice-versa is
independent of the convective process. Thus, the total energy transfer from or to
the heated surface, in such cases is calculated by a summation of the transfer due
to the two modes operating independently.
For low temperature levels, the radiative transfer may be neglected. While for
conduction and convection, heat transfer is almost linearly proportional to the
temperature difference, for radiation, heat transfer is proportional to the differ-
ence in the fourth power of the absolute temperatures. Thus, for high temperature
differences between the bodies exchanging energy, radiation becomes the domi-
nant heat transfer mode. This strong nonlinear dependence of the emitted radia-
tion on absolute temperature T as T4 makes even simple conduction problems
extremely difficult to solve analytically.
In the next section, numerical treatment of radiation boundary condition is
discussed with the aid of an example problem.
Example problem Consider an infinite slab of thickness L (Fig. 4.40). Initially,
the body is at a uniform temperature, Ti. Suddenly, one side is exposed to a very
hot environment at temperature Too, the other side being insulated. We wish to
find the temperature distribution in the slab as a function of time.
Assumptions
1. One dimensional heat transfer is taking place because the slab is infinite
in y and z-directions.
It may be noted thatthe coefficient ofTt in Eq. (4.184) will depend on time. This
does not create much difficulty because this term will have to be recomputed at
each time step before going on to the next time step.
We have considered so far surfaces parallel to the x and y axes. For such simple
cases, we can usually arrange for certain grid points to lie on the boundaries.
However, there are cases in practice where the surface is curved or irregular and
the boundary does not fallon regular grid points (Fig. 4.41). Hence, special treat-
ments are needed for handling the grid points in the neighbourhood of an irregular
boundary. Two types of situation may arise: (1) When the temperature of the
irregular boundary is specified. (2) When heat flux or normal derivative is
specified on the irregular boundary.
Numerical Methods for Conduction Heat Transfer 111
The pressure field is indirectly linked with the continuity equation. When the
correct pressure field is plugged into the momentum equations the resulting
velocity field satisfies the continuity equation.
Therefore, it should now be clear that calculation of pressure field is the main
problem facing the numerical analvst in solving fluid flow problems. Then
following sections deal with the algorithms for obtaining pressure and velocity
field by two different methods, namely, Stream Function- Vorticity and Primitive
Variables methods.
For steady inviscid flow.(u = 0), vorticity is constant along a streamline. There-
fore, vorticity distribution at the inlet calculated from the inlet velocity distribu-
tion can be applied everywhere in the computational domain. Hence, the equation
to solve is Eq. (5.11) for irrotational flow and Eq. (5.12) for rotational flow.
~ can be computed from Eq. (5.3). Once the Laplace equation for stream function
is solved, the velocity distribution in the domain can be calculated from Eqs (5.6)
and (5.7).
For specifying boundary conditions it should be kept in mind that for inviscid
flow, since the viscous terms are neglected, the order of the governing equations
of motion drops from two to one. As a result, only one boundary condition, with
respect to the velocity field, can be satisfied at the boundaries. Thus; slip is al-
lowed parallel to the walls (in contrast with the no-slip condition for viscous
flows) and the normal velocity component is taken as zero. Therefore, the value
of stream function is constant along a wall.
5.8.1 Boundary Conditions for Pressure
It is obvious that to solve Poisson equation for pressure, four boundary condi-
tions, two in each direction are needed. These boundary conditions may be ob-
tained from x- and y-momentum equations and these are generally in terms of
gradients.
variables approach, the concept of staggered grid has been introduced and the
SIMPLE algorithm of Patankar and Spalding (1972) has been described in detail.
The method of solution of biharmonic equation in If! arising in creeping flow
problems has been detailed. Finally, the method of computation of boundary layer
flow over a flat plate and a wedge by similarity method using shooting technique
is discussed. The chapter ends with a treatment of finite-difference methods using
x-y coordinates and also X-OJ coordinates (Von Mises transformation) for flat
plate boundary layer problems.
REFERENCES
5.5 Solve the problem 5.4 by stream function-vorticity approach for air
instead of oil flowing through the enclosure. Note that creeping flow
approximation will no longer be valid here. Why?
6.1 INTRODUCTION
The convection heat transfer process can be divided into two broad categories
(a) when the flow is generated due to an external forcing agent, such as fan,
pump, natural breeze, or the motion of a heated object, the process is called forced
convection. This is particularly important circumstance in industry, since the flow
is induced by means of an external agency in most thermal systems, such as heat
exchangers; (b) when the fluid motion arises simply because of density differ-
ences, caused by temperature differences in a body force field, such as gravity,
the process is termed natural or free convection. A heated body cooling in still air,
the free rise of heated buoyant air due to a fire, circulation of water in a lake,
dissipation of heat from the coil of a refrigeration unit to the surrounding air, are
some of the examples of natural convection.
There is also another class of convection known as mixed convection in which
both natural and forced convection effects are significant and neither mechanisms
may be neglected. Manufacturing processes such as wire drawing and extrusion
belong to the aforementioned category.
There is an important difference between forced and natural convection. In the
former case the flow is externally imposed and is often independent of the
temperature field. The flow field can thus be obtained independent of the heat
transfer processes and then used in the determination of the temperature field. In
natural convection, on the other hand, the flow and heat transfer are coupled,
since the flow itself arises due to the temperature difference in the fluid. As a
result, the flow field cannot be obtained independent of the temperature field and
the two must be considered simultaneously. This complicates the problem
considerabJy, and thus even the simplest problem usually demands numerical
.Wlb.ods of solution. In forced convection too, if fluid properties are functions of
1S4 Computer Simulation of Flow and Heat Transfer
the flow field is not independent of temperature field and the two are linked,
giving rise to a complexity similar to that in free convection.
In the following sections, we shall discuss numerical methods for forced
convection in which fluid properties are assumed to be constant, i.e. the tempera-
ture variations within the fluid are not large enough to affect its properties. First,
we will consider the class of problems commonly ~wn as convection-diffusion
type of problems. Next, the thermal boundary layer flows will be dealt with.
Let us now examine the simultaneous effects of steady axial convection and diffu-
sion in slug-flow with velocity, Uo, subjected to specified temperature To for
x $ 0 and Tl for x ~ L (Fig. 6.1). We seek the steady state temperature T(x) by
numerical means.
lS8 Computer Simulation of Flow and Heat Transfer
Now, since ~ee = Pe &X, &x has to made smallet because Pe is large. In other
words, grid is to be refined.
But, refinement of grid is not computationally efficient, as it will require more
computer time as a large number of equations will then have to be solved.
6.7.1 Introduction
Free (or natural) convection currents in the vicinity of a heated object such as a
room heater placed in air are familiar phenomena. The density of the fluid (in this
case air) decreases, resulting in a buoyancy effect causing circulation of the fluid.
Here the velocity and temperature distributions are interrelated; the temperature
distribution, in effect, produces the velocity distribution. Figure 6.12 shows the
Numerical Methods for Convection J:Ieat Transfer 175
three-dimensional flow, one must use the primitive variables (u, v, T) approach to
arrive at a solution.
SUMMARY
In this chapter, finite-difference formulations for both forced and natural convec-
tion problems have been discussed. The chapter begins with a detailed study of
the possible numerical methods for solving 1-D steady convection-diffusion prob-
lems. It is shown that upwind scheme is superior to central differencing when the
Peelet number of the flow is high. The concept of false diffusion arising in
upwinding is also introduced. Brief mention is made of exponential, hybrid and
power-law schemes. Also, finite-difference formulations using upwinding is
described with respect to unsteady, one-dimensional and two-dimensional con-
vection-diffusion problems. Next, computation of thermal boundary layer flows
(both external and internal) is taken up. Both explicit and implicit methods of
801utionare discussed in detail for computation of temperature field of fluids of
Pr ~ 1 flowing over a flat plate maintained at constant temperature. For computa-
tion of temperature field of liquid metals (0.005 < Pr < 0.05) flowing between
parallel plates-the upper plate insulated and the lower plate at constant tempera-
ture, three methods namely, explicit, Crank-Nicholson and Implicit Keller-box
,e described in detail. The concept of block tridiagonal matrix algorithm is
~roached. Under the topic of natural convection, the problem of the solution meth-
odology of the transient free convection from a heated vertical plate is given in
cJetail using both explicit and implicit schemes. Finally, only the qualitative
aspect of the method of solution of the problem of free convection in enclosures is
mentioned briefly.
!.,.
REFERENCES
In this chapter the readers are introduced to two new methods, namely (i) applica-
tion of ADI method to solve 2-D transient heat transfer from a rectangular, sym-
metrically trilaminated composite fin, and (ii) Operator-splitting algorithm which
is an alternative to popular upwind scheme to solve convection-diffusion prob-
lems. First, we shall discuss method-(i) and then, method-(ii).
'.2.2 Background
tit Chapter 4, the Alternating Direction Implicit (ADI) scheme (which is a direct
or non-iterative numerical method) is discussed with respect to the solution of
transient multi-dimensional conduction problem in bodies having isotropic and
liomogeneous properties. The problem of applying ADI method to composite
bodies is the interface. Ghoshdastidar and Mukhopadhyay (1989) were the first
to successfully apply ADI method to obtain solutions for transient heat conduction
in a rectangular composite fin thus overcoming the problem posed by the
7.3.4 Results
Figures 7.4 and 7.5 show the plots of temperature distribution as a function of
distance for various time levels and two Peclet numbers Pe = 0.1 aild 100. Typi-
cal values of Llx (=I1t) used in these calculations are 0.1 and 0.05. The as results
have been compared with analytical, central difference and upwind results
(Muralidhar and Ghoshdastidar, 1992).
The agreement between the numerical predictions and the analytical result is
very good atPe = 0.1. AtPe = 100, only the as results matches with the analyti-
cal solution closely. The upwind method fails due to false diffusion (see Chapter
6) inherent in its formulation. The central difference method fails due to matrix ill
conditioning and loss of diagonal dominance at high Peclet numbers. The as
algorithm is uniformly accurate at low as well as high Peclet numbers.
problems. The algorithm has also been successfully applied to solve engineering
problems such as Adsorption-Desorption problems in porous region, numerical
modelling of enhanced oil recovery using water-injection method and flow past a
discrete protruding heater in a vertical channel (Ghoshdastidar and Muralidhar,
1994).
In conclusion, it can be said that OS algorithm is a viable alternative to upwind
scheme so far as the convection-diffusion problems in heat transfer are concerned
and can be applied effectively to solve practical problems.
SUMMARY
This chapter introduces the readers to two new methods of numerical solution
(developed in recent years) of important heat transfer problems of practical
significance in some detail. They are: (i) application of ADI scheme to the
solution of transient heat transfer problem in a straight composite fin, and
(ii) alternative to upwind scheme-Operator-Splitting algorithm to solve
convection-diffusion problems.
REFERENCES
8.1 INTRODUCTION
This chapter presents applications of various numerical methods to model some
important industrial problems. In each case, considerable details have been given
to make the readers appreciate the modelling techniques and interpretation of
results. For some cases, a separate nomenclature section has been added at the
end of the discussion.
The time-step, Ll't', the grid size !::J( and LlY have been taken as 0.02, 0.1 and
0.002 respectively. Maximum values of X and Yare 1.0 and 0.03 respectively.
Uniform grid spacings have been used in X and Y directions. The grid sizes and
time-step are chosen after having performed sufficient numerical
experimentations. An 11 x 16 grid system has been used.
Algorithm Due to non-linearities and mutual coupling, the governing equations
are solved simultaneously and iteratively. The iterative procedure involves an
overall iteration loop together with sub-iteration loops.
The mixed convection loop (see Fig. 8.2) computes convection heat transfer
coefficient, 'he' as a function of position and time which means a set of values of
'he' as a function of temperature has been obtained. This is required to solve the
fin heat conduction Eq. (8.4b) which includes radiation effect also.
To solve Eq. (8.4b), the future fin temperature distribution is assumed first.
This is required to calculate the radiation heat transfer coefficient, h,. To make an
educated guess, the future fin temperature distribution is assumed to be the one at
the end of the time-step ('t' + Ll't') for the case of only pure mixed convection.
Equation (8.4a) and Eq. (8.4b) are solved by Tri-diagonal Matrix Algorithm
(TDMA).
The algorithm, in the form of a flow chart is shown in Fig. 8.2.
The numerical results have been obtained using the data listed in Table 8.1.
The fin emissivity value at the base temperature Tb is used. all other properties
are evaluated at the average of the base and the ambient temperature, i.e. at
(Tb + T,,J/2. The computations have been carried out on an IBM PC-XT compat-
ible. Average execution time per computer run (i.e. for a particular set of param-
eters) is approximately eight minutes.
Results and Discussion Figure 8.3 shows the temperature distribution of the fin
at different times. It is clear that with the progress of time, the temperature of the
fin increases which is also expected from the physical point of view. Numerical
results show that aow / ax is not equal to zero at the tip of the fin for larger tim~s.
This error can be removed by making finer grid in the fin.
Fig. 8.5 Temperature vs. time plots at X = 0.5 of the fin
for CCP = 5 and for different Gel Rfl values
gradient is steeper indicating more heat transfer from the fin. This is expected as
fin temperature as observed from the plots. The dashed lines are the results of the increased Gr/Re2 implies increased vertical velocity of the fluid due to larger
conventional fin theory (Sunden, 1983). The results of the conventional fin theory buoyancy force.
and the present numerical method show similar trend, although the former gives Figure 8.11 indicates vertical velocity profiles of the fluid in the steady state
higher temperature in the fin. It may be noted here that while heat transfer coeffi- for Gr/Re2 = 0, 2 and 10. The velocities are higher for greater Gr/Re2 as
cient is constant over the entire fin surface in the conventional fin theory the same increased Gr/Re2 means buoyancy effect is more. For Gr/Re2 = 10, the velocity
is non-uniform in the present study. =
profile reaches a peak (U 1.15) and then decreases gradually to U 1.0, the=
In Fig. 8.8, steady state fin temperature profile for pure forced convection reason being the flow is aided much more by the buoyancy force in comparison
=
i.e. Gr/Re2 0 at different CCPs are presented. The fin temperatures are higher with the case of Gr/Re2 = 2.
than those for ~e cases shown in Fig. 8.7. This is because when Gr/Re2 is Figure 8.12 provides distribution of the local heat flux for CCP = 5 and
positive, the buoyancy force assisted by the main forced flow increases the mixed Gr/Re2 = 2. At the leading edge the heat flux is still infinite (since X = 0 is a
convection heat transfer resulting in lower fin temperature. singular point). With increasing X, the heat flux decreases at first, reaches a mini-
Figure 8.9 shows the transient fluid te~peratures in the y-direction (atX = 0.5) mum and then increases to its value at X = 1.0.
at different times. It is seen that at greater times .the temperature gradient at the Table 8.2 shows that the contribution due to radiation is much smaller com-
wall is steeper indicating larger heat transfer. That is, initially heat transfer rate is pared to that due to mixed convection. This is because, the temperature difference
less and then gradually it increases. in this case between the fin and the fluid is not extremely high, the emissivity of
=
Figure 8.10 shows the steady state fluid temperature for Gr/Re2 0 and 2 at the fin material is low and also Reynolds number is high (Re = 50,000). The
=
X 1.0. With higher Gr/Re2, the fluid temperature is less and the temperature radiation effect can be significant for very high temperature difference, low speed
8.3 HEAT TRANSFER IN ROTARY KILN
REACTORS
and 5 m in diameter), however, those employed in the chemical industry are the calcining reactions (CaC03 ~ CaO) begins (Spang, 1972). The present
smaller (Helmrich and Schtigerl, 1980). study is limited to the preheat zone where no chemical reaction occurs.
The rotary kilns are used mainly in the cement and metallurgical industries. Its Figure. 8.14 (a) shows the nomenclature of the kiln. The angle, ais called the
other applications include production of chemicals and fertilizers such as phos- fill-angle which shows the region of volume containing the solid. Figure 8.14(b)
phates and polyphosphates, carbonates, zinc white, barium sulphide (BaS), soda shows the heat transfer processes occurring in the kiln.
ash and alumina. The rotary kilns are also used for burning of toxic or non-toxic
waste.
Some of the important advantages of rotary kiln reactors as compared to other
types, such a fluidized bed reactors are simple design and high flexibility, co or
countercurrent gas flow, easy adaptability to changing operating conditions by
varying the length, diameter, inclination, speed of rotation, etc. Processes with
highly corrosive reaction mixtures can be carried out in rotary kilns. Very high
temperature processes can be performed in rotary kilns and materials of varying
consistencies can be handled easily. The main disadvantages are low space-time
yield, inefficient energy utilization and difficult control of temperature and com-
position of the reaction mixture in the central zones (Helmrich and Schiigerl,
1980).
In spite of the diverse uses of rotary kilns in industry, very few systematic
theoretical models of the transport processes in the rotary kilns exist in literature.
There is an urgent need for optimization of rotary kilns.
In this section, two applications of rotary kilns are considered, namely (i)
rotary kiln dryer with applications to the non-reacting zone of a cement rotary
kiln and (ii) rotary kiln solid waste incinerator. The first application involves heat
transfer without chemical reaction while the second one involves heat transfer
with chemical reaction.
METHOD OF SOLUTION
A computer program is developed to obtain numerical results for the present prob-
lem. Input data are shown in Table 8.3. Finite difference techniques are used and
steady-state thermal conditions are assumed. A grid independence test has been
done. False Transient approach is used to solve the wall conduction equation. The
solution is initiated at the inlet of the kiln and proceeds to the exit. In the second
section of the kiln, the change in shape factors due to removal of water from the
solids is accounted for. The output data consist of refractory wall temperature,
solids temperature, gas temperature, the individual lengths of the first, second and
third section of the kiln and the total kiln length.
Fig.8.19 Axial temperature distribution of the solids and the gas for
different mass flow rates of the hot gas
It is interesting to note the very high inlet gas temperature that is required for
the lowest gas flow rate (3 kg/s). Using such hot inlet gas would be uneconomic
although it would drastically reduce the kiln length. It is also found (the graphs
not shown for the sake of brevity) that the axial gas temperatures remain more or
less independent of the angle of inclination (the present range, 2°-5°) of the kiln
or rotational speed (the present range, 1 - 10 rpm).
This is expected as the gas flow is not a function of the aforesaid parameters.
However, the axial solids temperature is greater for higher angle of inclination
of the kiln or for higher rotational speed. Increase in the kiln inclination angle or
the rotational speed increases the predicted kiln length and vice-versa.
Fig.S.21 Circumferential refractory surface temperature variation
emerges from the solid waste. The temperature increases sharply when the wall is
near the flame surface but rises less rapidly as it gets farther from the flame. The
peak temperature is highest just before being covered by waste. The refractory
surface temperature decreases while covered by waste. The maximum refractory
temperatures are 1820 K and 1970 K for a equal to 180 and 120 degrees, respec-
tively. The maximum temperature is increased when ais greater due to the greater
flame surface area.
Figure 8.22 shows the radial temperature distribution in the refractory. These
temperatures were calculated at the inlet and with a equal to 180 degrees. Tem-
peratures are shown for () equal to 6, 174 and 330 degrees. At () equal to 6 de-
grees, the wall has just emerged from the waste and consequently the surface
temperature is near the minimum. At ()equal to 174 degrees, the maximum sur-
face temperature of 1780 K is reached. At ()equal to 330 degrees, the surface has
been cooled to the minimum by the waste. Except for the thin layer approximately
0.01 m thick, the temperature is seen to remain essentially constant. Conse-
quently, increasing the refractory wall thickness would not effect the thermal
characteristics of the kiln.
Fig. 8.22 Temperature variation in refractory wall.
The solid waste temperatures are shown in Fig. 8.23 for a equal to 120 and
180 degrees. The temperature increases almost linearly in the entire length of the
kiln. However, the rate of temperature increase is greater for a equal to 120
degrees than when a is equal to 180 degrees. The two curves are terminated at
the point where the mass flow rate of the solid waste is equal to zero. The maxi-
mum temperature of the solid waste for a equal to 120 degree is 560 K and
occurs at 3 m from the kiln inlet. The maximum temperature for a equal to 180
degrees is 610 K and occur at 7.7 m.
Figure 8.24 shows the mass flow rate of the solid waste as a function of axial
position. The mass flow rate remains nearly constant near the inlet since the
volatalization rate is low. A rapid decrease occurs at approximately 2.0 m for the
120 degrees fill angle and at 5 m for the 180 degrees fill angle. The mass flow rate
Fig. 8.24 Mass flow rate of solid waste as function of axial location.
is reduced to zero at 3.0 m and 7.7 m for the 120 and 180 degrees fill angles
respecti vely.
material can be investigated. Finite difference techniques are used to mode the
Summary of Results Heat transfer characteristics of the rotary kiln incinera- heat conduction in the refractory wall and the energy transport by the solid waste
tor was modelled so that the interaction of refractory wall conduction, flame material. The absorption factor technique (see Appendix D for details regarding
radiaton, refractory surface radiation, and chemical kinetics of the solid waste this method) is used to model the thermal radiation heat transfer between the
220 Computer Simulation of Flow and Heat Transfer Special Topics II 221
refractory surface and flame. Numerical results are presented which demonstrate (relatively shallow) of uniform channel depth where the molten material is further
the capabilities of the computer model. The results of primary importance for heated accompanied by further increase in pressure and the material is subjected
design purposes are the refractory wall temperature variation and the length of to high shear, thus enhancing the mixing. However, it may be noted that pressure
kiln required to completely burn the wastes. Each of the parameters listed in rise in the metering section will occur when die opening at the exit of the extruder
Table 8.4 effects incinerator performance and could be investigated. is narrow. For a widely open valve, the pressure will fall.
In the present example, a detailed numerical study of the thermal transport
s.4 MODEllING OF THERMAL TRANSPORT processes in the metering section of a single screw plasticating extruder process-
PROCESSES IN SINGLE-SCREW PIASTICATING ing low density polyethylene (LOPE) has been performed. The computations have
EXTRUDER WITH APPLICATIONS TO been carried out for a uniform barrel temperature distribution and conducting
POLYMER AND FOOD PROCESSING screw. The plastic granules are assumed to be completely melted at the inlet of the
metering section of the screw extruder.
In this section, a detailed numerical modelling of polymer processing in single-
screw extruders is taken up first and then a brief mention is made about various PROBLEM FORMULATION
aspects of food processing including its basic difference with respect to polymer
processing. Based on the computer models, design and optimization of screw ex- Physical Description of the Model The primary difference between a quasi
truders can be achieved. two-dimensional model and a quasi three-dimensional model is the inclusion in
the latter of the cross convection terms, i.e., thermal convections normal to the
S.4.1 A Quasi Three-Dimensional Computer screw flights and the base of the screw channel. Similar to the quasi two-dimen-
Model of Flow and Conjugate Heat Transfer sional analysis, the flow is assumed to be hydrodynamically developed but
in the Metering Section of a Single-Screw thermally undeveloped. Both the x-boundaries are assumed to be insulated
considering that a negligible amount of heat is conducted between the melt and
Plasticating Extruder
the uncooled screw (Fenner, 1977). Also, two-dimensional conduction is assumed
Introduction Screw extrusion is widely used for the manufacture of plastics, to be present in the x-y plane of the screw body with both the boundaries in the
polymers, pharmaceuticals and food products. Typically, a single-screw t-direction acting as insulated considering that the screw body is sufficiently thick
plasticating extruder consists of a screw rotating uniformly inside a barrel main- in that direction. The conjugate heat transfer at the fluid-screw interface is mod-
tained at a fixed temperature (Fig. 8.25). At one end, there is a hopper through dIed by assuming the screwbody behaving like a body in which heat transfer is
which plastic granules are fed in. taking place in a very thin layer below the screw surface while the rest of the
,crew is adiabatic as the temperature drop is expected to be very small in the
,crewbody. As in earlier two models, the non-dimensional channel length is taken
is 250.
Results and Discussions In this section, the results based on the quasi three-
dimensional model for the screw configuration and input data of Karwe and
Jaluria (1990) are presented. If is important to note that the screw surface tem-
perature in Fig. 8.29 and Fig. 8.31 is the integrated average over x at the screw
surface.
The input data used are that for a typical non-Newtonian fluid (low density
polyethylene) following power-law behaviour having n = 0.5. The results have
been obtained for G = 10.0, Pe = 5000.0, /3 = 1.61, qv = 0.3, ¢J = 16.54°, kf= 0.3
W/m. K and k, (for steel) = 45 W/m-K. The value of ks has been taken from
Holman (1981). A typical WI H equal to 5 (Palit and Fenner, 1972) has been used
in this study. A non-uniform grid gradually increasing in the / -direction away
from the walls has been used. In the y *-direction, i.e. along the height of the chan-
nel, grid spacing is uniform. The computations have been carried out over
23 x 17 grids and 23 x 21 grids in the x-y plane (i.e., the cross-section) of the
channel and the screw body respectively. HJH is taken as 10. ~y;and ~Y*s are
0.0667 and 0.5263 respectively. L1z*is 2.5 and the computations stop at
z* = 250.0. Sufficient numerical experimentations have been performed for the
choice of optimum number of grid points .
.Velocity Vectory Plots and Isotherms in the x-y Planes of the
Channel Figure 8.27 shows the velocity vector plots in the x-y plane at four
downstream locations. The plots clearly show the circulatory nature of the flow in
the cross-sectional plane ofthe extruder. This circulation produces the cross ther-
mal convection enhancing the overall mixing process. It is also noticed that v *
velocities are negligible except near the right and left boundary walls meaning a
very weak flow and thermal convection normal to the channel base.
Figure 8.28 shows isotherm plots in thex-y plane at four locations in the down-
~channel direction. At z * = 12.5, i.e. near the inlet of the channel, it is seen that a
~Jarge core of relatively cold fluid is sandwiched between hot fluids in the upper
and lower region of the channel cross-section. Near the right and left boundaries,
temperatures are large because the sides are assumed to be insulated.
At higher Z*,i.e. atz* = 82.5, a dramatic rise in the fluid temperature is noticed.
This is due to the fact that more heating of the fluid is now taking place as the
fluid is exposed to larger surface of the heated barrel and the effect of viscous
heat generation is now more pronounced. The temperature gradient in the y-direc-
tion as well as in the x-direction decreases which means that compared to that at
=
z" 12.5,fluid is better mixed. At z* = 165.0,more uniformity in the temperature
distribution is achieved and a major portion of the fluid (except near the screw
surface) is at temperatures higher than that at the barrel. This is due to greater
viscous dissipation. At z * = 250.0, i.e. at the exit of the channel, it is clearly seen
that the entire fluid in the x-y plane is at a temperature higher than that at the
barrel. The fluid is now at almost uniform temperature, i.e. thoroughly mixed. It
is interesting to observe that at the exit the isotherms take the shape of stream-
lines (as is evident from vector plots of Fig. 8.27) which was also expected by
Griffith (1962).
Special Topics II 231
230
Computer Simulationof Flow and Heat Transfer
Table 8.5 Screw Configuration and Input Data
measured, four (including the one at the inlet) are in the metering section while no
measurement is reported for the exit temperature. Out of the six points at which Parameter Value
melt pressures are measured, four are in the metering section including the ones at Diameter, D 63.5 mm (2.5 inch)
the inlet and the exit. In Palit (1974), the experimental points of the pressure and Helix angle, lp 17.66°
temperature profiles are joined by straight lines to show their general behaviour. Metering section channel depth 3.3 mm (0.13 inch)
However, in the comparisons as shown in Fig 8.31 and Fig. 8.32, only relevant Width to height ratio, WIH 16.2
Axial length of the metering 635 mm (25 inch)
experimental data points are indicated.
section, L
Speed, N 100rpm
Power law index, n 0.43
Referencetemperature, To 145°C
Metering section inlet 149 °C
temperature, Tj
Barrel temperature, Tb 150°C
Referencemelt viscosity,Jl.o 6648 N-s/m2
Temperaturecoefficientof 0.009 °el
viscosity, b
Reference strain rate, Yo 1.0 S-I
Flow rate, Q 83 kg/h
Specific heat of the melt, cp 2600 J/kg K
Density of the melt, p 770 kg/m3
Thermalconductivityof the 0.18 W/m K
melt (LDPE), kf
Thermal conductivityof the screw 0.3 W/m K
material (Polyolefin),ks
Parameter Value
Throughput, qv 0.535
Peelet number, Pe 11627.9
Griffith number, G 265.14
For the comparison of the experimental results with numerical data, the mate-
Assumptions Regarding Inlet Melt Temperature In the present analysis,
ial taken is low density polyethylene (LDPE) for which tlle processing tempera-
the inlet melt temperature (assumed uniform in our theoretical model) is taken as
ure is about 150 °e (Palit, 1974). The screw configuration, physical property
149 °e, that is, almost equal to barrel temperature (150 0q. Tj is not taken as
ralues of the melt and the operating conditions of the extruder are given in Table
1.5 for the maximum valve opening meaning that the valve at the exit of the exactly equal to Tb in order to avoid the value of the dimensionless temperature, 8
turning to infinity (see Nomenclature for 8). T!te aforesaid assumption is justified
~xtruder is fully open. The non-dimensional input parameters calculated on the
by the fact that Palit (1974) also constructed his theoretical model of the same
)asis of the data in Table 8.6 are shown in Table 8.6. Q and qv are obtained from
extruder using the developing flow analysis based on the model of Yates (1968)
:he plots of Q vs N and qv vs N respectively corresponding to maximum valve
Jpening as shown in Palit (1974). Furthermore, Palit (1974) reports experiments that assumes that melt being fed through the feed pocket of the extruder and the
inlet melt temperature at the feed pocket being equal to the barrel temperature. It
where the exit valve is either fully open or 20% open. Both situations give rise to
is of interest to note that Palit's model which is based on Yate' s model (1968) is
falling pressure towards the exit and therefore, no comparison could be made for
a quasi two-dimensional one that assumes screw surface temperature to be equal
cases, where pressure is continuously rising towards the exit.
to the barrel temperature which is the "most realistic boundary condition at the
screw surface for a two-dimensional analysis. In other words, it indirectly takes
into account the effect of cross convection. In fact, our three-dimensional model
which does not impose Dirichlet condition at the screw surface also predicts the
screw surface temperature to be almost equal to the barrel temperature which is
attributed to the cross convection effects. Therefore Yate' s model should be
almost as good as the present quasi three-dimensional model.
Calculation of Pressure Profile The pressure profile (Fig. 8.32) has been 2
computed using the experimental metering section inlet pressure (22.6 MN/m )
shown in Palit (1974) as the starting value and the pressure gradient dp/dz at the
inlet calculated earlier numerically.
Comparison of the Present Numerical Predictions with Experimental
Data Figure 8.31 and Fig. 8.32 respectively shows the numerical prediction of
the screw surface temperature and the pressure distribution along the axial length
of the screw expressed in dimensionless forms as against corresponding experi-
mental results of Palit (1974). The predicted dimensional pressure at the exit of2
the extruder is 12.14 MN/m2 as against experimental value of 12.06 MN/m
(Fig. 8.32). Comparison with other two intermediate experimental data points
also show a very good match. The slight deviations may be primarily due to the
assumption regarding the inlet melt temperature and possibly, due to the fact that
234 Computer Simulation of Flow and Heat Transfer
screw body has been considered. An efficient finite difference technique has been
used to obtain the flow, thermal and pressure fields in the screw channel. For the
development of the model, the screw configuration and input data of Karwe and
Jaluria (1990) have been used. The main achievement of this work is in the inclu-
sion of the cross-convection effects (that is, convections normal to the screw
flights as well as to the channel base) in modelling the extrusion process thus
leading to realistic predictions of screw surface temperature and pressure distri-
bution in the downchannel direction. In the absence of experimental data for
Karwe and Jaluria (1990), the numerical results for another extruder of2.5 inch
(63.5 mm) diameter processing LDPE have also been validated satisfactorily with
the corresponding experimental data of Palit (1974). Furthermore, an excellent
comparison of the dimensionless downstream pressure gradient at the end of the
metering section predicted by a quasi two-dimensional computer model of Palit
(1974) with that predicted by the present quasi three-dimensional model also con-
firms the accuracy of the present work.
Nomenclature
b temperature coefficient of viscosity
c specific heat of the fluid
D barrel inner diameter
G Griffith number = 71 V2b/[kj (Tb - Ti)]
H height of the screw channel
Hd depth (below the screw surface) at which the coordinate system is fixed
kj thermal conductivity ofthe fluid
ks thermal conductivity of the screw material
Z axial distance in the metering section ( = z sin cf»
Z* l/L
L axial length of metering section
N screw speed, rpm
n power law index
P pressure
p reference pressure [= 71 (Vb/H)]
Pay average pressure in the x-y plane at each z-location
Pe Peclet number (= Vbz H/a)
Q total volumetric flow rate
qv dimensionless volumetric flow rate or throughput parameter
T temperature
Tb barrel temperature
Ti temperature at the inlet of the heating zone
To reference temperature
u velocity component in x-direction
Vb tangential velocity ofthe barrel (= Tr DN/60)
Vbx component of Vb along x [= Vb sin cf>]
Vbz component of Vb along z [ = Vb cos cf>]
Special Topics II 237
..:0:>0 computer Simulation of Flow and Heat Transfer
is forced through a die at the extruder discharge where it expands rapidly with reaction. Morgan et al. (1978) have developed a theoretical model which de-
some loss in moisture because of a rapid decrease in pressure. After expanison scribes the effect of temperature-time history, temperature, strain rate, and mois-
and cooling/drying, the extrudate develops a rigid structure and maintains a po- ture content on the apparent viscosity of defatted soy flour dough.
rous texture. It is important to note that flashing or boiling of moisture does not Continued work is required to develop and test the most suitable form of an
occur within the extruder because the pressure exceeds the vapour pressure of apparent viscosity model that adequately, yet simply, describes the important
water at the extrusion temperature (Harper, 1978). changes in viscosity that occur with time during cooking of food dough. Once a
model exists, it will be theoretically possible to simulate the entire cooking extru-
Typical Extrusion Cooked Products Examples of extrusion cooked prod- sion process leading to an increased understanding of the principal variables and
ucts are precooked and modified starches, RTE (ready-to-eat) cereals like corn their influence on extrusion rate, energy input and finished product characteris-
flakes, snack foods, breading substitutes, beverage bases, soft-moist and dry pet tics (Harper, 1978).
foods, processed meat, full-fat and defatted soy flour, macaroni, soup and gravy
bases, and confections like chocolates (Harper, 1978). 8.5 HEAT TRANSFER IN METAL AND ALLOY
The Fundamental Differences Between Polymer and Food SOLIDIFICATION
Processing Although the extrusions of food and thermoplastics closely resem-
ble each other, they have some very sharp differences. One ofthese is the revers- 8.5.1 Introduction
ible melting and solidification of a thermoplastic, as compared to irreversible Metal and alloy solidification find important applications in industry. MetaValloy
cooking reactions for food materials. In cooking, the two most important reac- casting is an industry which involves high annual investments all over the world.
tions, namely protein denaturation and starch gelatinization results in increase of An improvement in the quality of the castings and reducing the number of rejects
dough viscosity as the reactions proceed. In contrast, the apparent viscosity of a would result in a large amount of saving for the casting industry.
thermoplastic will usually decrease as the temperature increases (Fong, 1978). In contrast with the earlier cut -and-try methods, today attention is focussed on
Remsen and Clark (1978) found that for a 25% soy flour suspension, the ap- the scientific aspects of design and production of castings such as the studies of
parent viscosity of the system did decrease initially upon heating until around the heat transfer mechanisms by which castings solidify and the rates at which
160 of (71 0c), then the viscosity started to increase because of the denaturation solidification takes place. Modern researches in this direction are concerned with
reaction (here the starch gelatinization reaction is unimportant). Thus during the the design and placement of risers for castings using computer simulation.
extrusion process, the dough first will encounter "melting" with a decrease in The present discussion deals with (i) one-dimensional pure metal solidifica-
viscosity, then at a certain point down the channel where the dough attains a tion and (ii) two-dimensional alloy solidification. In each case, the method of
certain critical temperature, its apparent viscosity will start to increase demon- solution is briefly mentioned.
strating the "cooking" phenomena. In short, the viscosity of a food system is not
only a function of the strain rate and temperature, but also depend on the compo- 8.5.2 MetalSolidification
sition and the temperature-time history of the process.
Problem Statement (Carnahan et al., 1969) Let us consider a deep region of a
One can consider a plasticating extruder to incorporate all the functions of
solid conveying, melting, mixing and pumping. It is in respect of "melting" and molten metal which is at a uniform initial temperature To. At time t = 0, the tem-
perature of the surface is lowered to Ts, at which it is held constant. The liquid
"cooking" that the analogy between a food and a plasticating extruder stops.
solidifies at a temperature Tj> where Ts < Tf $ To, so that a frozen region grows
Modelling of Food Processing in Single-Screw Extruders From the fore- into the liquid, as shown in Fig. 8.33.
going discussion it should now be clear that to extend the quasi 3-D model of the The objective is to predict the location of the interface and the temperatures in
plastics processing to food extrusion, one has to have a proper viscosity model for regions A and B as functions of time.
the particular food and therein, lies the challenge. Method # 1 Neglecting possible natural convection currents and the small up-
No single model exists describing apparent viscosity as a function of composi- wards motion due to contraction -upon freezing, heat transfer is by conduction and
tion, variability of ingredients, time, temperature and other extrusion parameters. the governing equations are
Earlier researchers have used power-law model to describe isothermal flow
through the metering section for extrusion cooking. Remsen and Clark (1978)
have modelled the time-temperature effects on the apparent viscosity of constarit
moisture soy protein dough which includes activation energy for cooking
8.5.3 Alloy Solidification
Introductory Remarks The physical processes involved in alloy solidifica-
tion are essentially thermal in origin. The present study is aimed at developing an
appropriate thermal model of the solidification of sand-mould casting of an alloy.
It is also intended to calculate the rate of solidification in the casting as a function
of time and predict the occurrence of isolated liquid regions whose shrinkage due
to solidification cannot be compensated by liquid fed from riser. By appropriately
modifying the riser design, it is desired to eliminate casting defects such as shrink-
age cavities with the help ofthe computer model.
Objectives of the Present Study The present study deals with alloy solidifi-
cation within a sand mould with appropriate heat transfer boundary conditions.
The main objective is to determine the riser size and location for producing sound
castings thereby eliminating the costly trial and error method.
The FEM solution technique is used to solve the 2-D transient heat transfer
problem. From the predictions of the analysis, the solidification process within
both the casting and the riser can be visualized by plotting the isotherms at differ-
ent times. From these patterns .the isolated liquid regions which cannot be fed for
shrinkage compensation can be observed. If isolated regions are identified then
the size of the shrinkage cavities can also be predicted. Once the occurrence of
isolated regions is identified, it can be eliminated by changing the size or location
of the riser(s) thereby achieving sound castings. Thus, an optimal riser design
through detailed heat transfer analysis for an alloy casting can be obtained.
Mechanism of Alloy Solidification Before the mathematical modelling of
the problem of alloy solidification is discussed, it is essential to know the salient
features of the process of alloy solidification.
240 Computer Simulation of Flow and Heat Transfer Special Topics II 241
An alloy, unlike a pure metal, does not have a sharply defined freezing tem- as convective heat transfer, specified temperature and in some cases radiative
perature. Instead, it takes place over a range of temperatures. During the process, heat transfer. As a result of these boundary conditions and heat dissipation from
the solid phases separating out at different temperatures possess varying compo- the melt, temperature gradients arise within the melt and the sand mould which
sitions. Due to all these facts, the direction of crystal growth in an alloy depends leads to solidification of the liquid. As the solidification progresses, three distinct
on various factors, such as regions are observed, namely (i) liquid, (ii) mushy, and (iii) solid.
(i) the composition gradient within the casting, These zones have different thermophysical properties.
(ii) the variation of solidus temperature with composition, and
(iii) the thermal gradients within the mould. Boundary conditions at regions 1-10
Consider the phase diagram of a solid solution shown in Fig. 8.35. Let the 1, 9, lO-Constant temperature (T amb)
liquid alloy have the composition Co (of B inA). Also let Tfbe the freezing point 2, 3, 4, 6, 7, 8 - Radiation/convection
of pure metalA, and T/ and Ts' respectively the liquidus and solidus temperatures
(the upper and lower limits for the solidification range) for the alloy composition
Co. As the liquid alloy is cooled down to temperature T/, solid starts to separate
out. The concentration of B in these solids is only C1 as is evident from Fig. 8.35.
As a result, the concentration of B in the liquid, near the solid-liquid interface,
increases to a value more than Co. The solidus temperatures corresponding to the
compositions atP and Q are Tp and TQ' respectively.
Thermal Model for Alloy Solidification A transient 2-D heat flow model is
developed for alloy solidification with a mushy zone in which the latent heat is
absorbed over a wide range of temperatures. The equations and solution method-
ology developed are general enough to be applicable to a variety of other solidifi-
cation processing problems. A 2-D situation has been modelled for the sake of
simplicity .
The geometry of the sand mould, casting and the sand-base on which the heat
transfer analysis has been performed is shown in Fig. 8.36. The boundaries of the
solution domain are subjected to different modes of heat transfer conditions such
Special Topics II 243
For castings of various shapes placed inside sand moulds, the heat transfer
analysis is carried out numerically within the entire region of the casting, mould
and sand-base shown in Fig. 8.36. After obtaining the temperature field as a func-
tion of time from such an analysis it is linked to the optimal riser design.
Method of Solution The solution procedure that has been adopted for the
problem under study is the Finite Element Method (FEM) based on Galerkin's
weighted residual approach (See Appendix 'A' for details regarding this method).
Some of the most important advantages are: (a) the easy handling of complex
geometrical shape of the computational domain; (b) the general manner in which
the boundary conditions are introduced; (c) successful representation of compli-
cated material property variations that are difficult to incorporate in other nu-
merical methods.
In view of the afore-mentioned advantages, FEM has been employed to solve
the present problem~
Figure 8.37 shows the finite element mesh for the solution domain which is
actually the half of the physical domain (shown in Fig. 8.36) because of symme-
try. In the present study, 8-noded iso-parametric elements have been used. The
term "iso-parametric" implies that both the element geometry and the variation in
the variable across the element are described utili sing the same type of polyno-
mial function. Finite difference technique has been adopted to approximate the
time derivatives.
Since the pure implicit scheme is the most stable one and has no restriction so
far as the time step is concerned, it has been used in the present study.
Sample Results and Discussion For the sake of brevity, only a few sample
results for aluminium alloy and 0.15% carbon steel bar castings have been shown
and discussed here and the details of optimal riser design have been dropped.
Cylindrical risers are used in all the cases as it is common practice in metal cast-
ing industries. The results have been taken from the M. Tech. thesis of Roy
Chowdhury (1988).
In Fig. 8.38 the process of solidification of a bar casting of aluminium alloy
has been shown. The casting is 85 mm long and 20 mm thick and the riser is
30 mm in dia and 40 mm in height. It is observed that the solidification begins
from the ends of the bar and slowly proceeds towards the riser. This shows that
the thermal gradient is appropriate and leads to directional solidification towards
the source of feed metal which is of utmost importance from the point of view of
the soundness of the casting.
In Fig. 8.38 (a) the isotherm of 625°C is plotted. It shows how after a small
time mushy zone is formed within the casting. The riser retains liquid at this time
which shows that the riser can feed liquid metal to the casting to make up for the
shrinkage which occurs as the casting solidifies. Figure 8.38(b) shows the end of
solidification. The casting has/solidified completely. The isotherm of 525°C is
shown. The mushy zone is within the riser which is desirable. It is clear from the
figure that the riser dimension chosen in this case would give a sound casting
244 Computer Simulation of Flow and Heat Transfer
though this is not optimum riser size. Riser placement is appropriate as the length
of the bar is within the maximum feeding distance.
Figures 8.39 and 8.40 show the difference in the solidification rate for bar
castings of steel. In the former case only convective heat transfer loss from bound-
ary is considered while in the latter heat loss due to both convection and radiation
from the exposed surface of the mould is taken into account. It is observed that the
solidification rate is higher due to the enhanced heat transfer when radiation along
with convection is taken into account.
Conclusion
(i) The present problem can be easily extended to more practical situations of
three dimensional geometry.
(ii) The phenomenon of natural convection within the liquid metal can be
looked into and the enhancement of heat transfer due to this phenomenon
can be precisely modelled.
Special Topics II 247
Comparison of the FEM solution with the exact solution (Eq. (A.51)) at the nodal
points 1,2, 3 reveals exact matching between the two. However, this kind of
exact agreement occurs only when a problem is very simple as the present one. In
other words, it can be said that the use of piecewise linear trial functions has
correctly interpolated a quadratic function, indicating the good performance ex-
pected in the general case. It must be noted, however, that any numerical solution
is an approximation, and hence will not agree everywhere with the exact solution.
The accuracy of the approximate solution depends on the location of evaluation.
A.tO SUMMARY
A.12 CLOSURE
REFERENCES
REFERENCE
5. The absorption factors depend only on the geometry, through sh~pe factors
and the properties C and P of the surfaces comprising the enclosure. They
do not depend on the surface temperature and the heat input. This is
particularly advantageous because Bjj values are obtained independent of
the surface temperature and the heat input. Therefore, in many complicated
problems of thermal design of industrial systems, the absorption factor
Fig. D.I An enclosure of N surfaces method is more suitable compared to other methods since the numerical
solution for Bij is carried out conveniently.
Knowing the shape factors and the values of the reflectivity and the emissivity,
the values of the Bij's can be determined numerically. The follo~ng equations
can be written for each of the N surfaces. REFERENCE
BIj = Flj £j + Fll PI BIj + Fiz Pz BZj + ... + FIN PN BNj
BZj = FZj Cj + FZI PI BIj + Fzz Pz BZj + ... + Fw PNBNj 1. Gebhart, B., Heat Transfer, 2nd Ed., McGraw-Hill Book Co., New York, 1971.
BNj = FNj Cj + FNl PI Blj + FNZPZ B2j + ... + FNN PNBNj (D.2)
=
wherecj, Pi' i 1... N represent emissivity and reflectivity oftheith surface. F y's
are the shape factors.
These N linear equations can be transposed and rearranged to obtain:
(Fll PI -l)BIj + FIZ Pz BZj + ... + FIN PNBNj + FIj=0 Cj