USETF
As of 09/30/2020
SPDR® S&P MIDCAP 400® ETF Trust MDY
Fund Inception Date Key Features About This Benchmark
05/04/1995 • The SPDR® S&P MIDCAP 400® ETF Trust seeks to provide The S&P MidCap 400® Index provides investors with a
CUSIP investment results that, before expenses, correspond benchmark for mid-sized companies. The index, which is
78467Y107 generally to the price and yield performance of the S&P distinct from the large-cap S&P 500®, measures the
MidCap 400® Index performance of mid-sized companies, reflecting the
• Seeks to provide exposure to companies with a market distinctive risk and return characteristics of this market
cap in the range of US$2.4 billion to US$8.2 billion segment.
Total Return Cumulative Annualized
QTD YTD 1 Year 3 Year 5 Year 10 Year
NAV (%) 4.73 -8.79 -2.42 2.63 7.80 10.17
MARKET VALUE (%) 4.74 -8.82 -2.52 2.62 7.79 10.16
Index (%) 4.77 -8.62 -2.16 2.90 8.11 10.49
(%)
Gross Expense Ratio 0.23
Performance quoted represents past performance, which is no guarantee of future results. Investment return and principal value will fluctuate,
so you may have a gain or loss when shares are sold. Current performance may be higher or lower than that quoted. Visit [Link] for most
recent month-end performance. Performance of an index is not illustrative of any particular investment. It is not possible to invest directly in
an index.
Important Risk Information:
Investments in mid-sized companies may involve greater risks than those in larger, better known companies, but may be less volatile than investments
in smaller companies.
Equity securities may fluctuate in value in response to the activities of individual companies and general market and economic conditions.
While the shares of ETFs are tradable on secondary markets, they may not readily trade in all market conditions and may trade at significant discounts in
periods of market stress.
ETFs trade like stocks, are subject to investment risk, fluctuate in market value and may trade at prices above or below the ETFs net asset value. Brokerage
commissions and ETF expenses will reduce returns.
[Link]
SPDR® S&P MIDCAP 400® ETF Trust As of 09/30/2020 State Street Global Advisors
Characteristics Top Sectors Weight (%)
Est. 3-5 Year EPS Growth 12.49% Industrials 17.66
Price/Earnings Ratio FY1 19.61 Consumer Discretionary 15.92
Number of Holdings 400 Information Technology 15.75
Price/Book Ratio 2.10 Financials 13.66
Weighted Average Market Cap $M $6,119.31 Health Care 11.13
Real Estate 9.32
Top 10 Holdings Weight (%) Materials 5.85
Pool Corporation 0.81 Consumer Staples 4.03
FactSet Research Systems Inc. 0.77 Utilities 3.75
Fair Isaac Corporation 0.74 Communication Services 1.78
Trimble Inc. 0.74 Energy 1.15
Generac Holdings Inc. 0.73
SolarEdge Technologies Inc. 0.72
Masimo Corporation 0.72
Monolithic Power Systems Inc. 0.71
Cognex Corporation 0.68
Charles River Laboratories International Inc. 0.68
Totals may not equal 100 due to rounding.
Definitions: NAV - The market value of a mutual fund's or ETFs total assets, minus liabilities, divided by the number of shares outstanding. Market Value -
Determined by the midpoint between the bid/offer prices as of the closing time of the New York Stock Exchange (typically 4:00PM EST) on business days.
Gross Expense Ratio - The fund's total annual operating expense ratio. It is gross of any fee waivers or expense reimbursements. It can be found in the
fund's most recent prospectus. Est. 3-5 Year EPS Growth - Based on the underlying holdings of the fund. The actual earnings estimates for the underlying
holdings are provided by FactSet, First Call, I/B/E/S Consensus, and Reuters and are used to calculate a mean 3-5 year EPS growth rate estimate. Price/
Earnings Ratio FY1 - The weighted harmonic average of current share price divided by the forecasted one year earnings per share for each security in the
fund. Negative and positive outliers are included in the calculation. Price/Book Ratio - The weighted harmonic average of closing market price divided by
the most recent reported book value for each security in the fund’s portfolio as calculated for the last twelve months.
Intellectual Property Information: Standard & Poor's®, S&P® and SPDR® are registered trademarks of Standard & Poor’s Financial Services LLC (S&P);
Dow Jones is a registered trademark of Dow Jones Trademark Holdings LLC (Dow Jones); and these trademarks have been licensed for use by S&P
Dow Jones Indices LLC (SPDJI) and sublicensed for certain purposes by State Street Corporation. State Street Corporation’s financial products are not
sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates and third party licensors and none of such parties make any
representation regarding the advisability of investing in such product(s) nor do they have any liability in relation thereto, including for any errors, omissions,
or interruptions of any index.
Distributor: State Street Global Advisors Funds Distributors, LLC, member FINRA, SIPC, an indirect wholly owned subsidiary of State Street Corporation.
References to State Street may include State Street Corporation and its affiliates. Certain State Street affiliates provide services and receive fees from
the SPDR ETFs. ALPS Distributors, Inc., member FINRA, is the distributor for DIA, MDY and SPY, all unit investment trusts. ALPS Portfolio Solutions
Distributor, Inc., member FINRA, is the distributor for Select Sector SPDRs. ALPS Distributors, Inc. and ALPS Portfolio Solutions Distributor, Inc. are not
affiliated with State Street Global Advisors Funds Distributors, LLC.
Before investing, consider the funds' investment objectives, risks, charges and expenses. To obtain a prospectus which contains this and other
information, call 1-866-787-2257 or visit [Link]. Read it carefully.
Not FDIC Insured • No Bank Guarantee • May Lose Value
Control # MID000804
Tracking Number: [Link]
Expiration Date: 01/31/2021
ETF-MDY 20201016/17:29
