INSERT COMPANY NAME/LOGO HERE
AS 9100 Rev D Quality Management Systems - The Internal Audit Checklist
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4.3 Determining the scope of the quality management system
To establish the scope of the QMS, does your
company determine the boundaries and applicability of
the QMS?
When determining the scope of the QMS, do you
consider the:
External and internal issues (per above clause 4.1)?
Requirements of relevant interested parties (per
above clause 4.2)?
The products and services of your company?
When a requirement of AS 9100 D can be applied, is
the requirement applied by your company?
When requirements cannot be applied, and in order to
claim conformity to AS 9100 D, how do you determine
if your ability or responsibility to ensure conformity of
products and services are not affected?
Is the scope of the QMS available and maintained as
documented information?
Does the scope state the products and services
covered by the QMS?
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Audit conducted by: _____________________________ Date: _____________ to ______________ Copyright © AS9100Store Page 3 of 79
INSERT COMPANY NAME/LOGO HERE
AS 9100 Rev D Quality Management Systems - The Internal Audit Checklist
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5.3 Organizational roles, responsibilities and authorities
Does the top management ensure that the
responsibilities and authorities for relevant roles are
assigned, communicated and understood within the
company?
Does top management assign the responsibility and
authority for:
Ensuring that the QMS conforms to the
requirements of AS 9100 D standards?
Ensuring that the processes are delivering their
intended outputs?
Reporting on the performance of the QMS on
opportunities for improvement and for reporting to
top management?
Ensuring the promotion of customer focus
throughout your company?
Ensuring that the integrity of the QMS is maintained
when changes to the QMS are planned and
implemented?
Has the top management appointed a specific
member of management, identified as the
management representative, who will have the
responsibility and authority for oversight of the above
requirements?
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Audit conducted by: _____________________________ Date: _____________ to ______________ Copyright © AS9100Store Page 10 of 79
INSERT COMPANY NAME/LOGO HERE
AS 9100 Rev D Quality Management Systems - The Internal Audit Checklist
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Do you consider protection from loss, unauthorized
changes, unintended alteration, corruption, & physical
damage?
NOTE: Access can imply a decision regarding the
permission to view the documented information only,
or the permission and authority to view and change
the documented information.
Additional Questions
8 OPERATION
8.1 Operational planning and control
Does your company plan, implement and control the
processes needed to meet requirements for the
provision of products and services and to implement
the actions to address risks and opportunities by:
Determining requirements for the product and
services?
When determining the requirements for products and
services do you consider:
Personal and product safety?
Producibility and inspectability?
Reliability, availability, and maintainability?
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Audit conducted by: _____________________________ Date: _____________ to ______________ Copyright © AS9100Store Page 26 of 79
