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Vathryn E. Barnard
Parent-Child Interaction
Model
Jula MB. Fine
CREDENTIALS AND BACKGROUND a ton University. She also worked as a private
OFTHE THEORIST duty nurse, After earning her M.S.N. in June 1962
and a certificate of Advanced Graduate Specializa.
tion in Nursing Education, she accepted a position
as an instructor in maternal and child nursing at
the University of Washington in Seattle. In 1965,
she was named assistant professor. She began con-
sulting in the area of mental retardation and coor
dinated training projects for nurses in child devel
opment and the care of children with mental
retardation and handicaps. Barnard became the
Project director for a research study to develop @
Kathryn E. Barnard was born April 16, 1938 in
Omaha, Nebraska. In 1956, she enrolled in a
Prenursing program at the University of Nebraska
and graduated with a B.S.N. in June 1960. Upon
graduation, she continued at the University of Ne-
braska in part-time graduate studies. That summer,
she accepted an acting head nurse position and be.
‘me an assistant instructor in pediatric nursing in
the fall.’ In 1961, Barnard moved to Boston, M
assa~
chusetts, where she enrolled in a Master's program
i uthors: julia M.B. Fine, fill K. Baker, Debra A method for nursing child assessment in 1971. 7
"Debra Irnka Cochran, Karla G.Kallofen, Naney following year, she earned a Ph.D. in the ecology ©
(eae Jean A. Heacock, Hizabeth Godtey Terty, Cynthia A carly childhood development from the Universit
The author neg tie Yeager of Washington.”
Mhedhapten NK Kathryn F Barnard for reviewing In 1972
» Barnard accepted a position at the L a
484 Yersity of Washington as a professor in parent-childMs,
{
«_ since 1985, she has,
momar of psychology at the University ot Weak
Mon ad served a Associate Dean for Acadern
jor the School of Nursing from 10x74
urs F
recto
h grants and projects, including the ey
tion of Early Head Start pr
197910 the present, she has served as the principal
researcher and advisor for the Nursing CI
int Satellite Training Project (NCAST)
In addition to these
provided consultation, presented lectures interna
tionally, and served on multiple advisory boatds for
nursing and for state and national government. She
has published articles in both nursing and nonnurs-
ing journals since 1966, Her books include a four-
part series on child health assessment, two editions
related to teaching the mentally retarded and devel-
opmentally delayed child, and work focusing on fam-
ilies of vulnerable infants.’ Her most recent publica-
tions focus on the efficacy of hospital and home-visit
interventions for improving interaction between
caregivers and their children and the long-range ef-
fects of risk factors in either the caregiver or child.”
Barnard is a member of the American Nurses As-
sociation (ANA), where she has served on the Exec-
utive Committee for the Division of Maternal and
Child Health Nursing, She is also an active member
of nine other national organizations, including the
Society for Research in Child Development, Sigma
Theta Tau, American Public Health Association, and
the World Association of Infant Mental Health. 7 She
and com>
ard has served as the projeet
1 or principal investigator for more than 39
reseatl
ams since 1996, Fp
ld Assess-
me!
research efforts, Barnard has
J on numerous advisory boards
'sof these and other professional groups
In 1969, Barnard’ was presented with the Lucille
Perry Leone Avward by the National League for Nur
ing for her outstanding contribution to nursing ¢
Fellow of the American
eof
and of the Institute e
Barnard with
Ucation, She was elected
Academy of Nursing in 19
Medicine in 1985.’ The ANA honored i
the Maternal and Child Health Nurse of the Year
Award in 1984 and named her the Nurse Sclentis
the Year in 1987." In May of 1992, the American Ast
‘ciation for Care of Children’s Health Berar
her with the 1. Brazelton Lectureship Award SMe
R27,
‘athryn E. Barnard 485,
Was the 1
ecip
Thet 1M Of the ¢
'a Tau in 1995, “Ameo Award from Sigma
THEORE NICAL SOURCES,
Although Barnard cites v th
rious nursing theorists,
such as Florence Ni
: ence Nightingole, Viginia Henderson
and Martha Rogers, their direct influence on her ee
search and theory development is uncertain
Uamard refers to the Neal Nursing Construct
which has four expressions of health and illness oy se
cognition, (2) sensation, (3) motion, and (4) affilia
tion. Neal worked on a construct for practice” and,
Barnard and her associates developed measures re:
lated to the period of infancy. Barnard*!"*"% ined,
stated, “In reviewing both the Maryland construct and
the Washington research, we were impressed with how
the design and results of the Nursing Child Assess:
ment Project (NCAP) fit into the [Neal] construct.”
Barnard credits Florence Blake for the beliefs and
values making up the foundation of current nursing
he descr bes Blake as:
a great pediatric nursing clinician and educator
[who] turned our minds toward an orientation on.
the patient ratherthan the procedure. Blake saw the
principal function of parenthood and nursing to be
the capacity to establish and maintain constructive
and satisfying relationships with others. She ampli
fied for nursing important acts such as mother
infant attachment, maternal care, and separation of
child from parents, She helped nursing understand
my
the importance of the
Many of Barnard’s publications were coauthored
by writers such as King and Pottulo, indicating
variety of influences, Barnard also coauthored
the book, Teaching the Mentally Retarded Chil
{t Family Care Approach. with Powell. OF greater
Tfucnce were the coinvestigators and consul
2” faarnard and colleagues! state
ants of the NCAP
da hey were influenced by child. development
such as Piaget,
sal gaeral systems’ theory in addition
fier d® states that Rubin's
ing interventions dur-
tha
theorists,
Brazelton,
to nursi
work was influ
rey
Brunner, Sander, and
13 theorists
Lin et
ing pregnaaso UNIT TV
USE OF EMPIRIC AL EVIDENCE
of mal
cll, in the evolution of
razelton, Ainsworth, and Bell, 0 t
= ‘atehildl interaction and adapta
tion” The rescarch findings contributed valu: ple
Knowledge for the task of developing tools to assess
ind measure the interaction between a caregiver
nda child.
In addition to tapping other
conducted her own. She be}
by studying mentally and phy
children and adults, In the early 1970s, she st
the activities of the well child and later expanded
her study to include methods of evaluating the
growth and development of children. The majority
of these research studies were funded by grants
from the US. Department of Health, Education,
and Welfare and later the Department of Health
and Human Services.”
From 1976 to 1979, Barnard and colleagues from
the University of Washington‘ initiated work to
determine how research results could be communi-
cated to practicing nurses across the nation. This led
to the evolution of the NCAST. In 1977, Barnard
began researching methods for disseminating infor-
mation about newborns and young children to
parents; in 1983, she commenced research with
interventions for premature infants; and in 1996,
she began projects to evaluate the national pro-
gram, Early Head Start.°°” \
Barnard® continues to study the mother-infant re-
lationship, examining the nurses’ role jh relation to
high-risk mothers and infants. The NCAP formed
the basis for Barnard’s Child Health Assessment In-
teraction Theory. This was a longitudinal study of
193 caregiver-child pairs continuing from the prena-
researchers, such as
Barnard used findings
her model of
? research, Barnard
research in 1968
ally handicapped
wudied
hi
Major Concepts DEFINITIONS
‘A major focus of Barnard’s work was devel-
oping assessment tools to evaluate child health,
growth, and development while viewing, the
parent and child as an interactive system. Bar-
nard stated that the caregiver-child system was
influenced by individual characteristics of each
Tlcorics and. Middle. Range Lhvovees
tal period to the second grade"to identity po,
Yevelopment] outcomes before they ig
nine the variability of the scree
“the NCAP team realized that any chy
nd assessment plan mur
ment
gressed, 7
Tipe.
hensive sereening
beyond the child 10 the transactions betveen
child and her social and physical environmen,»
From the findings of this project in 1979, Barnarg
fined the Nursing Child Assessment Feeding (Nejs
and Teaching, (NCAT) scales.”” After use in numes
Gus research studies, the NCAST instrumenty 2
mained “essentially unchanged” in the 1994 rey
2d evised
form.
Researchershave used the NCAST instruments far
research and asa basis for public health nursing inter
vention for families with problems including sub
stance abusing, depressed, adolescent, and abusive
parents.”? Barnard and colleagues'” developed and
implemented the Nursing Systems Toward Effective
Parenting-Preterm (NSTEP-P). Research using the
NCAST instruments include populations of preterm
infants, twins, infants with failure to thrive, infants
with developmental disabilities, and infants exposed
to human immunodeficiency virus (HIV).!°""
‘The NCAST instruments have been standardized
and normed for several different ethnic groups in
cluding Caucasian, Hispanic, and African Amer:
can.'° The instruments were also used to assess ur
ban Native Americans,'”"* Alaskan Eskimos" and
Hmong refugees.'® These researchers found that the
instruments were useful for both research and clini
cal use because the conceptual framework was unk
versal,'* but recommend comparing scores (0 4°
propriate group means and considering “the imps
of culture and education”?
member and that the individual characterist®®
were also modified to meet the needs of the |
Japtive beha
tem, She defines modification as ad ;
nd chil
ior. ‘The interaction between parent and MY |
is diagramed in the Barnard model in Figut®?”" |
ooCHAPTER 27 Wathryn & Barnard 487
Major Concerts “DEFINITIONS —cont’d
saynard as defined the terms in the diagram
parnate
getollows
fANT'S CLARITY OF CUES
IN snicipate in a synchronous relationship, the
Te must send cues (0 his or her caregiver sige
inf
eres to engage or disengage in the inter-
ee The skill and clarity with which these cues
action Fill make it either easy or difficult for
Megwers to discern the cues and make modifica-
sarin their behavior. Ambiguous or confusing
iis sent by an infant can interrupt a caregiver’
adaptive abilities."
INFANT'S RESPONSIVENESS TO THE
CAREGIVER
| «The infant's ability to respond to the caregiver’s at-
| tempts to communicate and interact.””""” The child
responds to the caregiver by stopping crying, by vo-
calizing, or by smiling. These behaviors reinforce the
caregiving behaviors during an interaction.
CAREGIVER’S SENSITIVITY TO THE
CHILD'S CUES
“The caregiver’s ability to recognize and respond
to the child’s cues.”"” Caregivers modify their be-
havior and use “timing, force, rhythm, and dura-
tion. .. to set the tone of the interaction.”””
CAREGIVER’S ABILITY TO ALLEVIATE
THE INFANT’S DISTRESS
“The caregiver's ability to soothe or quiet a dis-
tressed child:””” This ability involves the care-
Biver’s recognition of distress cues, selection of ap-
Propriate action, and being available to recognize
and respond.
CAREGIVER’S SOCIAL AND
EMOTIONAL GROWTH-FOSTERING
ACTIVITIES
Includes the affective dom
“ates a positive feeling tone.”?”
n and communi-
“The caregiver sup-
Plies a supportive environment using voice, tone,
touch and movement. This reinforces caregiver
PARENT’S COGNITIVE GROWTH-
FOSTERING ACTIVITIES. |
“The type of learning experience the caregiver
makes available to the child.’*"" Caregiver verbal-
izations, encouraging child response, and allowing
exploration “are some examples of cognitive
growth fostering,
“The break in the arrow (//) represents inter-
ference, an interruption in the adaptive process |
that causes the interaction to break down. This in
terference can originate in cither the caregiver, the
child or the environment.”?°*
As the NCAP continued, Barnard’s model be-
came the foundation for her Child Health Assess-
ment Interaction Theory. Three major concepts
form the basis of this theory.
characteristics of ‘physical appearance, temperament,
feeding and sleeping patterns, and self regulation.”
CAREGIVER
The child’s caregiver has characteristics, “includ-
ing psychosocial assets, physical and mental
health, life changes, expectation and concerns
about the child, and most important—the care-
o208
givers care giving style and adaptation skills.
ENVIRONMENT
‘The environment affects both child and caregiver
and includes “available (or the lack of) social and
financial resources such as the presence of a sup-
portive adult, adequate food and housing, a safe
home, and community involvement”
CHILD
In describing the child, Barnard used the personal
From Sumnes
Unies ee
4 Spietz, A. (Eds.). (1994). NCAST caregiver/parent-child interaction teaching manual. Seattle: NCAST Publications,488
lange
UNIT IV Sheories and. Uhl
Caregiver/parent
choracteristics
* Sensitvity to cues
* Alleviotion of distress
* Providing growth:
fostering stations
Re
ure 27-1 Barnard Model. (From Sumner, G, &
A. (Eds,
ich
choracteristics
* Clarity of cues
* Responsiveness to
coregiver/porent
(1994). NCAST caregiver/parent-child
manual |p. 8). Seattle: NCAST Publi
cations, University of Washington, School of
sing.)
MAJOR ASSUMPTIONS
Nursing
In 1966, Barnard defined nursing as “a process
by which the patient is assisted in maintenance
and promotion of his independence. This process
may be educational, therapeutic, or restorative; it
involves facilitation of change, most probably a
change in the environment.” Fifteen years later,
in 2 1981 keynote address to the first International
Nursing Research Conference, she defined nursing
2s “the diagnosis and treatment of human responses
to health problems.”** In the context of family
centered care, the role is to assist families in provid-
ing conditions that promote “growth and develop-
ment of individual members.”?!"!7
Person
When Barnard describes a person or a human being,
she speaks of the ability to take part in an interac-
tion to which both parts of the dyad bring qualities,
skills, and responses that affect the interaction.”
This term includes infants, children, and adults,
Health
of the six members of the Executive Com-
mittee of the ANA Maternal and Child Nursing Di-
Theories
vision in 1980, Barna
rd helped defi
Scope of Practi ‘ne
health
¢ Statement as: a forthe
extent
Purpose of ths document, health i¢
continaum that includes wellness and gee E
being possesses various strengths and limitations
resulting from the interaction of envinn a
and hereditary factors. The relative cece
the strengths and limitations determines w, a
vidual’s place on the health. continu t
ness to illness,
Possible. Fog
Viewed as 4
uum from wel.
During periods ofillnes,trauma,or disability an
individual or family may require varying degrees of
Personal assistance in coping with the manifest
Problem, with the treatment plan. designed to allevi
ate the problem, or with the sequelae. During
ods of wellness, an individual or family may require
varying degrees of assistance to obtain information
on matters of health, to receive anticipatory guid.
+ ance and therapeutic counseling to resolve prob-
lems or to manage usual health practices when faced
with a progressive or chronic health problem.'*
Environment
Environment is an essential aspect of Barnard!’ the-
ory. In Child Health Assessment, Part fl: The Firs
Year of Life,”* she states, “In essence, the environ:
ment includes all experiences encountered by the
child: people, objects, places, sounds, visual and tac-
tile sensations.” The environment includes social
and financial resources, other persons, and ade-
quacy of the home and the community, all qualities
that also affect the caregiver.’
THEORETICAL ASSERTIONS
Barnard’s Child Health Assessment Intraton
Theory is based on the following 10 theoreti
assertions:
1, Im chil health assessment, theultimate #04
is to idertity problems at a point before !
ould be
develop and when intervention woul
most effectivefor determining child health outcomes,
inf
ple of @ dyad’s ongoing experiences and
expectations
‘4, Each adult caregiver brings to caregiving a
base personality and kil level that ithe
foundation upon which their caregiving ski
pendson these characteristics and character-
istics of the child and of the environment.
5, Through interaction, caregivers and chib
dren modify each other's behaviors. That is,
the caregiver's behavior influences the child
and, in turn, the child influences the care
giver so that both are changed.
6, The process of adaptation of caregiver to in
fant (and infant to caregiver) is more modi-
fiable than the mother or infant's basic
characteristics. Therefore in intervention,
the professional should lend support to the
way in which caregivers react to theit chil-
dren rather than trying to change caregivers
foundational characteristics.
7. An important way to promote learning is to
respond and elaborate on child-initiated be-
haviors and reinforce the child's attempt to
try new things.
8. A maior task for the helping profession is to
promote a positive early learning environ:
ment that includes a nurturing relationship.
9, Assessing the child’s social environment in
cluding the quality of caregiver-child inter
action, is important in any CO}
child health care model
10. Assessing the child’s physical environment §
equall hild health assess-
ment model.”
mprehensive
important in any ch
The Child Health Assessment Interaction Model
Was developed to illustrate Barnard’s theory Figure
2-2,."The smallest circle represents the child and
histher important. characteristics
1994). NCAST aa
a
rom Sur
nner G. & S
Daten child interact
Ah Permission,
HAPTER 27 Hathryn E Barnard 489
Environment
Rorosrcer
Ironia
Temperament
Pagulotion
Figure 27-2 Child Health Assessment Model
(From Sumner, G. & Spietz, A. (Eds. (1994]. NCAST
child interaction teaching manual |p. 3)-
Seattle: NCAST Publications, University of Washington,
School of Nursing.)
caregiveriparent
largest circle represents the characteristics of the
caregiver. . . . The largest circle represents the en-
vironment of both the child and the caregiver."
‘Those portions of the model where the circles
overlap represent interaction between any two con-
cepts. The dark center area represents interaction
among all three concepts. Barnard’s theory focuses
‘on this crucial mether-child-environment interac-
tive process.”
LOGICAL FORM
“According to Chinn and Kramer,'**! “With induc-
tion, people induce hypotheses and relationships by
Sbserving of experiencing an empiric reality and
venching some conclusions.” Inductive logic is the
form Barnard used in developing her Child Health
reresment Interaction Theory: This theory was an
the investigation and findings of the
“tates that al of the theoretical as-
ted by evidence from research
outcome of the
NCAP. Barnard
sertions are Supper490 NITIV Shea vins and. Unhd lo
ACCEPTANCE py T JE NURSIN
COMMUNITY °
Practice
Education
The nursing satelite training project i
satellite communication:
Research
Barnard has continued to refine the assessment
scales and continues to conduct research. She is well
Fecognized for her work. She has received awards
Fecognizing her work from several organizations, in.
cluding the American Medical Association, the
‘American Public Health Association, and Sigma
Theta Tau International. The NCAST scales have
been used in numerous research studies in both the
United States and other counties. The University of
Washington NCAST maintains a normative data
bank with over 2100 observation records,2"
FURTHER DEVELOPMENT
Barnard’s model is a middle-range nursing theory,
specifically targeting the caregiver-child relation.
ship. The concepts are operationally defined and de-
Th
tailed. In a series
ferent levels of preventive intervening hing
has become “more focused on the Barn
among the parent, child, and in nati
model only includes the reatona Ppt Th
Parent and child, not the Telationship of n° the
Yenor with each. This is an ie
« inte.
development. OS Teng
In the Child Health Ass
ony Me caregiver is identified ag
and all other humans are included, the dea
of the environment, Barnard® has Noted th, -
in Primary caregivers in Westen nang
the mother’s employment and the
tion of caregivers in nonWese
scholarship and research hav
nuclear family; we now need
the young child is no
essment Interaction Ty
Kept
Tidtign
changes
S thr
contrast ine
tn cultures, “Nunn
been focused on ie
to broaden our len,
longer primarily in the carcoy
Parents."""°? When there are multiple and gon.
Parental caregivers, Barnard’s model may need tobe
modified
CRITIQUE
Clarity
* Clarity, in general, refers to how well the theorycan
be understood and how con, stently the ideas are
conceptualized.”"*"°! Barnard identifies all and de
fines almost all of her model's concepts both seman:
tically and operationally through the NCAST sas
and uses the concepts consistently. “In a theory with
structural clarity, . . . concepts are interconnected
and organized into a coherent whole.”"*! Concep-
tual interrelationships in Barnard’s Child Health As
sessment Interaction Model are relatively easy ‘ot
the reader to understand. Barnard is consistent in
the use of an inductive form of logic.
Simplicity
The Child Health Assessment Interaction Model EB
simple way of communicating the main focus
Barnard’s work as it relates to the caregiver-chi ei
teraction and the development of acurate
ment tools. However, how interventions aft f°
model is not easy to visualize. Seeking to clarilsahip could enise theme become
omples mee
Generslity
original work involved inte
rhe orii actions between the
Thetyer and chill during the ehilds mee he
. Subsequent work leng
‘ssment to 36 months,
sonths of fil
ay of the child
riv Ir
voaly, nurses can only generalize to caregive
ps only 8 regiver-child
Jmeractions in the first three years of life. "the
rrent-child interaction model approaches. mick
Pipge theory as defined by Chinn and Kramer." pe.
spite the narrow scope, Barnard’s theory is applica,
He not only to nursing, but also to other disciplines
that deal with the caregiver-child relationship. “The
trainees have expanded from nurses to other profes.
Sionals including psychologists, psychiatrists, social
workers, nutritionists, occupational and. physical
therapists, early childhood educators, speech and
hearing specialists and psychoanalysts.”*
Empirical Precision
Much research was included in Barnard’s original
work. The scales were tested for reliability and estab-
lished as reliable by studies of internal consistency
and through test-retest procedures. By requiring
certified NCAST training for clinicians or re-
searchers to use the scales, Barnard and her col-
leagues have ensured a high degree of precision and
reliability in the many research studies using the
scales. The Feeding and Teaching scales were signifi-
cantly correlated for each subscale concept. 2° Both
criterion validity (including concurrent and predic-
tive) and construct validity (including discriminant
and intervention and evaluation) have also been
addressed,”
Derivable Consequences
“NCAST Training in the Parent-Child Interaction
Scales and Keys 10 Caregiving has reached over 20,000
individuals” Nurses in the United States and in
‘ther countries use the observational skills in daily
Sinica practice. Keys to Caregiving, a series of six sell
HAPTER 27 Kathryn & Barnard
491
instructional tapes
Site gn fabes based on the Barnard mode, a
ommunicating the knowledge about
ant state, cuen
“The Teachin k
‘i
ul interaction ents.”
on to new parents,
Sealehasheen used in seve
lies includ din several national
opment Progra
Study both spon:
trat
ing, the Comprehensive Child Devel
Y and the Barly Head Start National
wored by the United States Adminis
of Children Youth and Families."
In discussing
a 18 Fesearch challenges, Barnard?”
The rte of the ary environment in develop
thecortalfedback spent relate the ape
sion is emerging as one of the major issues in new.
tocence My chalenge to muningcallegice st
ince our atentonta thier arene Roman
fanetion, inthe hope tha nursing scence wl
bring ne nightie ts dmenaton of han
fanttoning~the formation of compusonate and
ating eationships wth one another
‘The Barnard model and the Child Assessment
Model, combined with the many research projects
‘of Barnard and colleagues, furnish nursing with the
tools to create these new insights.
CRITICAL THINKING Meh
ilies
7. You are a public health nurse in Alaska.You
provide health services to a number of tra-
ditional Yup'k Eskimo villages. The state Divi-
sion of Public Health Nursing has urged use
of the NCAST scales for assessment be-
cause there has been a recent statewide in-
crease in child abuse and the need for early
identification and intervention to prevent
problems. You must gain the permission of
the village councils to assess the village farni-
lies, State the points you would cover and
how you would explain Barnard's Child
Health Assessment Interaction Model, the
NCAST scales, and nursing interventions to
the village councils
Do you think it would be possible to
adapt Barnard’s Child Health Assessment