Psycho-Educational Interventions for Autism
Psycho-Educational Interventions for Autism
com
Abstract
This paper evaluates comprehensive psycho-educational research on early intervention for children with
autism. Twenty-five outcome studies were identified. Twenty studies evaluated behavioral treatment, 3
studies evaluated TEACCH and 2 studies evaluated the Colorado Health Sciences Project. Outcome studies
are graded according to their scientific value, and subsequently graded according to the magnitude of results
documented in the studies. Based on the available evidence, treatment recommendations are made and
practice parameters are suggested.
# 2008 Elsevier Ltd. All rights reserved.
0891-4222/$ – see front matter # 2008 Elsevier Ltd. All rights reserved.
doi:10.1016/j.ridd.2008.02.003
S. Eikeseth / Research in Developmental Disabilities 30 (2009) 158–178 159
by the U.S. Food and Drug Administration (FDA) is risperidone (FDA, October 6, 2006).
Risperidone may be used to treat aggression, self-injury, and temper tantrums, but it does not
address the core deficits of the autistic disorder, that is, the deficits in social interaction,
communication and stereotyped behaviors. Hence, medical treatments are not a substitute for
psycho-educational interventions, which currently is the benchmark intervention for autism
(Filipek, Steinberg-Epstein, & Book, 2006; Howlin, 2005).
A wide variety of psycho-educational interventions for children with autism have been
proposed, and many proponents have claimed beneficial effects (Dawson & Osterling, 1997;
Howlin, 2005; Smith, 1999). In 1999, the National Research Council (NRC) commissioned a
systematic review of psycho-educational interventions for children with autism. The committee
concluded that there is a great need for more knowledge about which interventions are most
effective (Lord et al., 2002, p. 349). Subsequently, a working group supported by the National
Institute of Mental Health (NIMH) was formed to develop guidelines for designing research
studies for psycho-educational interventions for individuals with autism (Lord et al., 2005; Smith
et al., 2007). Building on the recommendations made by the NRC and the NIMH working groups,
the present paper provides a systematic evaluation of comprehensive psycho-educational
programs for children with autism.
In addition to building on the recommendations made by the NRC and the NIMH working
groups, the current review includes recent studies not previously reviewed, it includes a more
systematic approach to evaluating outcome studies than those suggested by the NRC and the
NIMH groups, and it evaluates treatment effect. Finally, based on the available evidence,
treatment recommendations are made and practice parameters are suggested.
1. Method
Three different search methods were used to identify all relevant outcome studies. First,
electronic searches on Medline (U.S. National Library on Medicine), ERIC (U.S. Department on
Education), and PsycLit (American Psychological Association) were conducted. Second, recent
publications (e.g., Smith, 1999; Suozzi, 2004; Volkmar et al., 2004) were inspected to confirm that
the computer search identified all relevant studies. Finally, researchers known to be involved in
outcome research were contacted by e-mail and asked to provide references on outcome studies
recently published or in press. This search method produced a large number of studies, many which
were not appropriate for the current review. To be included in the current review, the following
criteria had to be met: (a) study was published in a peer-reviewed journal; (b) children had a mean
age of 6 years or less at intake; (c) participants received comprehensive psycho-educational
interventions; (d) studies contained outcome data. Comprehensive psycho-educational interven-
tions were defined as interventions addressing all three-core deficits in autism. That is, the
interventions addressing social behaviors, communication and ritualistic/stereotyped behaviors.
Outcome studies were graded according to their scientific value and according to the
magnitude of results documented in the studies. Scientific Merit was evaluated based on: (a)
diagnosis, (b) study design, (c) dependent variables and (d) treatment fidelity. Four levels were
used to describe scientific merit: Level 1 represented the highest possible rating; Level 2
160 S. Eikeseth / Research in Developmental Disabilities 30 (2009) 158–178
represented a moderate scientific merit; Level 3 represented a low scientific merit, and finally,
Insufficient Scientific Value (ISV) was assigned to studies where the evidentiary support was so
low that outcome data gave insufficient scientific meaning.
The criteria for Scientific Merit were as follows.
1.2.1. Level 1
1.2.1.1. Diagnosis. To obtain Level 1 status, the participants must have been diagnosed
according to current international standards, that is, either according to the ICD-10 or DSM-IV
criteria (or DSM-III criteria for studies conducted prior to the publication of DSM-IV). Further to
ensure objectiveness of the diagnosis, the diagnosis must have been set by clinicians who were
independent of the study or the diagnosis must have been based on well-researched diagnostic
instruments including ADI-R (Lord, Rutter, & LeCouteur, 1994), ADOS-G (Lord et al., 2000), or
CARS (Schopler, Reichler, & Rennner, 1988).
1.2.1.2. Design. In addition, Level 1 status required a randomized study design, that is, the
participants must have been assigned randomly to two or more study groups.
1.2.1.3. Dependent measures. Level 1 rating also requires that the intake and outcome
measures assessed both intellectual and adaptive functioning. The instruments used to assess
these skills must be normed and standardized. The IQ score must be derived from both language/
communication skills as well as visual spatial or performance skills (e.g., including Wechsler
tests, Bayley Scales of Infant Development, Stanford–Binnet; excluding Merrill–Palmer and
Leiter International Performance Scales). In addition, to ensure objectiveness of the assessments,
blind or independent assessors must have conducted the assessments.
1.2.1.4. Treatment fidelity. Finally, assessment of treatment fidelity was required to obtain
Level 1 status, or if not directly assessed, treatment must be described in treatment manuals.
1.2.2. Level 2
Criteria for achieving Level 2 Scientific Merit were identical to that of Level 1 except that the
study design was not random. That is, each participant did not have an equal chance of entering either
of the study groups. Group assignment based on, for example, participants’ geographical location,
parental choice or availability of treatment personnel is examples of non-random group designs.
1.2.3. Level 3
Criteria for achieving Level 3 status were as follows.
1.2.3.1. Diagnosis. Diagnosis (based on the ICD-10 or DSM-IV criteria) was not blind or
independent; or diagnosis was not based on diagnostic instruments (i.e., ADI-R, ADOS-G, or
CARS); or diagnosis was independent or blind but not based on ICD-10 or DSM-IV (or DSM-III
for older studies); or study failed to specify which diagnostic system was used.
1.2.3.3. Dependent measures. Intake and outcome measures did not assess both intellectual and
adaptive functioning, or measures were not normed and standardized.
S. Eikeseth / Research in Developmental Disabilities 30 (2009) 158–178 161
1.2.3.4. Treatment fidelity. Insufficient assessment of treatment fidelity or treatment not based
on treatment manuals. Level 3 classification was given when one or more of the above criteria is
met.
Studies classified as ISV with pre–post designs without a comparison group, retrospective
(archival) studies without comparison group, or pre–post designs without single-case control.
In this section, criteria for evaluating magnitude of treatment effect are described. Treatment
effect is graded into four levels, where Level 1 represents the highest possible rating and Level 4
represents the lowest rating.
1.4.1. Level 1
To obtain Level 1 status regarding magnitude of results, significant group differences on IQ and
Adaptive Functioning (deviation or ratio scores) must be reported. This was considered a minimum
criterion. A better and more complete assessment battery would include measures of empathy,
personality, school performance, friendship, and information regarding diagnostic changes.
1.4.2. Level 2
Level 2 status required significant group differences on either IQ or adaptive functioning
(deviation or ratio scores). For both Level 1 and 2, the IQ measure must be based on language/
communication skills in addition to visual spatial or performance skills (e.g., including Wechsler
tests, Bayley Scales of Infant Development, Stanford–Binet; excluding the Merrill–Palmer Scale
of Mental Tests and the Leiter International Performance Scales).
1.4.3. Level 3
Level 3 status required significant group differences on developmental (or mental) age, or
significant group differences (or significant group differences on improvement) on assessment
instruments that are not normed and standardized.
1.4.4. Level 4
Studies reporting significant pre-post improvements.
In this review, only Levels 1–3 scientific evidence studies are evaluated according to magnitude
of treatment effect. Studies classified with Insufficient Scientific Value are excluded because for
methodological reasons they did not allow reliable conclusions regarding outcome to be drawn.
The search criteria described above identified 25 outcome studies. Twenty studies evaluated
interventions based on Applied Behavior Analysis (ABA) treatment, 3 studies evaluated Project
TEACCH and 2 studies evaluated the Colorado Health Sciences Model. These treatment
approaches are described in Table 1. Table 2 describes each of the studies and their ratings
according to scientific merit and magnitude of results.
162 S. Eikeseth / Research in Developmental Disabilities 30 (2009) 158–178
Table 1
Description of psycho-educational programs subjected to outcome research
TEACCH TEACCH (Treatment and Education of Autistic and Communication
Handicapped Children) was founded at the University of North
Carolina in 1966 by Eric Schopler (Schopler & Reichler, 1971).
Several hundred research studies have been conducted by or in
collaboration with Division TEACCH. Today, it is the most
influential special education program for children with autism, and
is used world wide. It aims at addressing multiple problems such as
communication, cognition, perception, imitation and motor skills.
The program emphasizes teaching in multiple settings with the
involvement of several teachers.
TEACCH was traditionally used in segregated self-contained classrooms
for children with autism, but recently, focus has been shifted towards
exposing children with autism to inclusive settings with typically
developing children (Lord & Schopler, 1994). In addition, emphasis has
been placed on home programming using parents as co-therapists (Ozonoff &
Cathcart, 1998). The TEACCH approach has been described in numerous
manuals and books (cf., Mesibov, Shea, & Schopler, 2005; Schopler &
Mesibov, 1995), and typically contains the following five components:
1. Focus on structural teaching. Typically, a teacher and a teacher assistant
have the responsibility of teaching five children with autism. Focus is placed
on teaching children independent work skills.
2. Strategies to enhance visual processing are emphasized including (a)
the physical (ecological) structure of the classroom, (b) the use of visual
activity schedule to help children anticipate future events (c) a visual
organization of the work materials to teach the learning tasks and their
sequences, and (d) a visual system to teach complicated skills such
as language and imitation.
3. Program involves the teaching of a communication system based on
gesture, pictures, signs, or printed words.
4. Program involves teaching pre-academic skills (colors, numbers, shapes,
drawing, writing, and assembly).
5. Parents are encouraged to work as co-therapists with their child in the
home using the same techniques and materials as employed during the
TEACCH clinic sessions.
The Denver Model The Denver Model was developed by Sally Rogers and colleagues in the
1980s (Rogers et al., 2006; Rogers, Hall, Osaki, Reaven, & Herbison, 2001).
The program provides more than 20 h per week of systematic instruction to
children from ages 2 to 5 years. The program is a developmental play-based
approach, based on Piaget’s theory of cognitive development. Piaget focused
on how children explore their environments to construct schemas about how
the world works and how to reason about it. In addition to Piaget, the
Colorado Health Science Program also used Mahler’s psychoanalytic
theory of child development. Mahler’s theories centered on how
children establish a sense of identity and an understanding of others
through interactions with caregivers. The Colorado Health Science
Program also utilizes the INREAL pragmatic based communication
program (Weiss, 1981), which aims to enhance functional
communication in the context of naturally occurring activities.
Finally, the program use behavior analytic techniques for example
to reduce aberrant behaviors. The Denver Model is offered as a
comprehensive, eclectic ‘‘best practice’’ approach with a broad
theoretical underpinning.
S. Eikeseth / Research in Developmental Disabilities 30 (2009) 158–178 163
Table 1 (Continued )
Applied–Behavior–Analytic Interventions based on ABA was pioneered by Ivar Lovaas and colleagues
Interventions (ABA) in the 1960s (Ferster & DeMyer, 1961; Lovaas & Simmons, 1969; Wolf,
Risley, & Mees, 1964), and rests on several hundred clinical studies
published in peer-reviewed journals (Matson, Benavidez, Compton, Paclawskyj,
& Baglio, 1996; Newsom & Rincover, 1989; Suozzi, 2004). Building on
this body of knowledge several empirically supported treatment manuals
has been published to guide the practitioners in designing effective programs
for children with autism (Leaf & McEachin, 1999; Lovaas, 1977, 2003;
Lovaas et al., 1981; Maurice, 1996; Maurice, Green, & Foxx, 2001).
ABA focuses on remediating the children’s delays in communication, social
and emotional skills and place great focus on integrating the children with
typical peers in typical settings. ABA programs are based on principles derived
from laboratory and applied research on learning psychology (Catania, 1998;
Cooper, Heron, Heward, 1987). One working hypothesis is that children with
autism have a biological based learning/developmental deficit, and that
principles derived from learning psychology may facilitate acquisition of
adaptive skills and a facilitate reduction of aberrant behaviors. Moreover,
it is argued that some children may overcome their learning deficit,
enabling them to acquire behaviors exhibited by typical children and
eventually to learn from typical (non-behavioral) education (Lovaas, 2003).
Important components include:
1. Early intervention. Treatment onset as early as possible in the child’s life,
preferably before the child is 3.5-years-old, though treatment of older children
has also been documented effective.
2. Parent involvement. Parents are trained to be co-therapists and parents to
facilitate generalization and maintenance of new skills.
3. Mainstreaming children with typically developing children.
4. Intensive one-to-one teaching. Research has shown that 30–40 h per week
of one-to-one intervention for at least 2 years may be required to produce
maximum effect.
5. Comprehensiveness of program. The program target and teach skills within
all areas of functioning such as language and communication, play, social skills,
leisure activities, pre-academic and academic skills, self-help skills, and
social–emotional skills. In addition, the program focuses on reducing aberrant
behaviors such as aggressive behaviors, attention deficits, and stereotyped
behaviors and ritualistic behaviors.
6. Individualized programming. Based on an assessment of each individual
child, existing strengths of children are accommodated and efforts are made to
remediate weaknesses.
As can be seen in Table 2, only one Level 1 study was identified. The study was conducted by
Smith, Groen and Wynn (2000) and was designed to evaluate ABA treatment. Results showed
that the ABA treatment group scored significantly higher as compared to the parent training
control group on intelligence, visual–spatial skills, language and academics, though not adaptive
functioning. Because the study did not show significant group differences on adaptive
functioning, the study received Level 2 magnitude-of-results rating. Though the Smith et al.
study is the best designed outcome study conducted to date, the study has limitations, such as a
relatively small sample size (n = 28). Also, the participants received less intensive intervention
than is considered optimal (c.f., Eledevik, Eikeseth, Jahr, & Smith, 2006; Lovaas, 1987), and this
may have affected the results.
164
Table 2
Evaluation of scientific merit and treatment effect
Reference Description Scientific Treatment
merit effect
Smith, Groen, Examined effects of ABA treatment for children with autism and children with PDD-NOS. Mean intake age 1 2
and Wynn was 36 months. The diagnosis was set by an independent agency and based on the DSM-III criteria. Participants
(2000) were matched on pre-treatment IQ and randomly assigned by an independent statistician to either an ABA
165
166
Table 2 (Continued )
Reference Description Scientific Treatment
merit effect
Remington Compared effects of ABA with treatment as usual for children with autism. Mean intake age was 37 months. The 2 2
167
168
Table 2 (Continued )
Reference Description Scientific Treatment
merit effect
Eldevik Compared effects of low intensity ABA and low intensity eclectic treatment for children with autism. Mean intake age 3 2
et al. (2006) was 51 months. The diagnosis was based on the ICD-10 criteria. Study design was retrospective. An examination of each
child’s treatment record and a questionnaire completed by case supervisors determined group assignment. Children who had
169
placement increased, and parents improved their skills in using behavioral techniques.
170
Table 2 (Continued )
Reference Description Scientific Treatment
merit effect
Level 1 Scientific Merit represents the highest possible rating; Level 2 represents a moderate scientific merit; Level 3 represents a low scientific merit. ISV describes scientific merit
so low that outcome data gives insufficient scientific meaning. Levels 1–3 Scientific Merit studies were evaluated for Treatment Effects. Level 1 Treatment Effect represents the
highest possible rating; Level 2 represents a moderate treatment effect; Level 3 represents a low treatment effect, and Level 4 represents the lowest treatment effect.
S. Eikeseth / Research in Developmental Disabilities 30 (2009) 158–178 171
Four Level 2 studies were identified (Cohen, Amerine-Dickens, & Smith, 2006; Eikeseth,
Smith, Jahr, & Eledevik, 2002, 2007; Howard, Sparkman, Cohen, Green, Stanislaw, 2005;
Remington et al., 2007). All four studies evaluated ABA treatment. Three of the studies showed
that the participants in the ABA treatment groups scored significantly higher on intelligence,
language and adaptive functioning as compared to comparison group children (Cohen et al.,
2006; Eikeseth et al., 2002, 2007; Howard et al., 2005). Consequently these three studies received
Level 1 magnitude-of-results rating. The Remington et al. study found that children in that ABA
treatment group scored significantly higher as compared to children in the comparison group on
intelligence, but not on adaptive functioning and language (as measured by standard scores).
Hence this study received Level 2 magnitude-of-results rating. All four studies gained Level 2
Scientific Merit classification because they lacked a randomized study design: Three studies
(Cohen et al., Howard et al., Remington et al.) based group assignment on parental preference.
This because treatment was funded by public agencies required to offer free and appropriate
services to all children. Unfortunately, group assignment based on parental preference may
results in study groups that differ on important variables (e.g., parental involvement), and this
may, in turn, affect outcome. Eikeseth et al. based group assignment on availability of ABA
supervisors as judged by a director of the habilitation service who was independent of the study.
Hence, group assignment was not based on any child or family characteristics. Yet, group
assignment was still not random.
In the Cohen et al. (2006), Eikeseth et al. (2002, 2007) and Howard et al. (2005), and
Remington et al. (2007) studies pre-treatment test scores reviled no significant group differences
on any of the outcome variables suggesting that the groups were similar at intake measures. In the
Cohen et al. study, the groups differed on other pre-treatment variables potentially influencing
outcome: The ABA group had more children with autism and fewer with PDD-NOS than did the
comparison group, a difference which may have favored the comparison group (Smith, Groen, &
Wynn, 2000). Also, the ABA group had more two-parent families than the comparison group,
which may have favored the experimental group. However, when statistically controlling for
family variables, results continued to show improved outcomes in the ABA group as compared to
the comparison group.
A shortcoming of the Eikeseth et al. study was that the teachers in the ABA group received
more intensive supervision (up to 10 h per week) as compared to the teachers in the eclectic
treatment group (2 h per week). However, the ABA teachers had no prior knowledge of ABA
treatment before entering the study. Because of this, they required intensive supervision and
training so they could provide proper behavioral treatment. The teachers in the eclectic group, in
contrast, had prior training in special education methods, and hence might have required less
intensive supervision.
Eleven outcome studies received Level 3 evidence support. Two studies evaluated TEACCH
(Mukaddes, Kaynak, Kinali, Besikci, & Issever, 2004; Ozonoff & Cathcart, 1998), and both
studies received Level 3 magnitude-of-results rating. Ozonoff and Cathcart did not specify which
diagnostic system the children’s diagnosis was based on, whether or not the diagnosis was set
independently, or whether any diagnostic instruments was used. Also, number of one-to-one
teaching sessions provided by the parents was unspecified. The first 11 participants volunteering
172 S. Eikeseth / Research in Developmental Disabilities 30 (2009) 158–178
for the study were assigned to the intervention group and the latter 11 participants were assigned
to the comparison group. Hence, group assignment was not random. The measure was not
performed blind or independently and did not include adaptive functioning. Children in the
treatment group improved significantly more, as measured by months, than those in the control
group on the PEP-R subtests of imitation, fine motor, gross motor, and nonverbal conceptual
skills, as well as in overall PEP-R scores, but not on the other subtests. Mukaddes et al. based
group assignment on the participant’s diagnosis (reactive attachment disorder vs. autism). The
measure was the Ankara Developmental Screening Inventory, which assesses parental reports of
children’s social, language/cognitive, social/self-care, fine motor and gross motor functioning.
There was no information regarding whether or not the assessment was conducted independently
or blindly. At intake, there were no significant differences between the two groups on raw scores
on any of the four subscales or the total score of the measure. At follow-up, children with reactive
attachment disorder showed greater improvement than the autism group in their total
development score, on the language–cognitive subscale, and in social/self-care abilities, but not
on the fine or gross motor subscales. Both groups showed significant improvements in raw scores
on all subscales and on the total developmental score following the intervention.
The remaining nine studies evaluated ABA treatments (Andersen, Avery, DiPietro, Edwards,
& Christian, 1987; Birnbrauer & Leach, 1993; Eldevik et al., 2006; Lovaas, 1987; McEachin,
Smith, & Lovaas, 1993; Magiati, Charman, & Howlin, 2007; Sallows & Graupner, 2005;
Sheinkopf & Siegel, 1998; Smith, Buch, & Gamby, 2000; Weiss, 1999).
The Lovaas (1987) and McEachin et al. (1993) studies received Level 3 scientific merit
because intake measures did not include Adaptive functioning. Andersen et al., Birnbrauer and
Leach, and Sheinkopf and Siegel lacked assessment of Adaptive functioning. Sheinkopf and
Siegel and Eldevik et al. used archival design. Sallows and Graupner (2005) was designed as a
randomized study comparing clinic-directed ABA treatment to intensive parent-directed ABA
treatment. In addition they employed a multiple-baseline design across participants. Children in
both treatment groups made significant improvements on cognitive, language, adaptive, social,
and academic measures between intake and follow-up. However, differences between the two
treatment groups at follow-up were nonsignificant. Because of these nonsignificant group
differences, the study is more appropriately described as a pre–post design with single-case
control (multiple-baseline design across participants) rather than a randomized study.
Magiati et al. (2007) examined effects of a parent managed ABA program compared to an
autism-specific nursery provision. In the parent managed program, the families located and
recruited a consultant to provide overall directions of the child’s program. In addition they hired
therapists to provide the one-to-one teaching of the child. This type of program has been
described by Bibby, Eikeseth, Martin, Mudford, and Reeves (2002) and is different from the
clinic based or school based programs described above. Measures included IQ, language, play,
adaptive behavior and severity of autism. Neither groups improved on standard scores on any of
the measures (though improvement was observed on in age equivalent scores for participants in
both groups). Moreover, there were no significant group differences in cognitive ability,
language, play or severity of autism at follow-up. Neither the parent managed ABA program nor
the autism-specific nursery provision was effective. Thus, a high number of one-to-one treatment
(32.4 h of one-to-one per week, on average, for the parent managed ABA group) is by itself not
sufficient to produce significant and meaningful gains. A reason for this may be that the therapists
received too little supervision, which in the Magiati study ranged from monthly to six-monthly as
compared to, for example, up to 10 h per week in the Eikeseth et al. (2002) study. This study
received Level 3 scientific merit because IQ was assessed for many of the participants using the
S. Eikeseth / Research in Developmental Disabilities 30 (2009) 158–178 173
Merrill–Palmer Scale of Mental Tests. This test emphasize almost entirely visual–spatial. A
shortcoming of the Magiati et al. study was that the groups differed at intake on IQ, adaptive
functioning and parental education. Moreover, treatment was not monitored by the investigators
and there was no quality control measures on treatment.
Nine outcome studies were classified as having insufficient scientific value. Six studies
evaluated ABA programs (Bibby et al., 2002; Handelman, Harris, Celbiberti, Lilleheht, &
Tomchek, 1991; Harris, Handleman, Gordon, Kristoff, & Fuentes, 1991, Harris, Handleman,
Kristoff, Bass, & Gordon, 1990; Hoyson, Jamieson, Strain, 1984; Luiselli, Cannon, Ellis, Sisson,
2000), one evaluated TEACCH (Lord & Schopler, 1989), two evaluated the Colorado Health
Science Program (Rogers & Dilalla, 1991; Rogers, Herbison, Lewis, Pantone, & Reiss, 1986).
All studies used a pre–post design without single-case control or comparison group.
3. Discussion
This present review has several limitations, and one is based on the limitations that are
inherent in the current method for classification based on scientific merits. Other variables could
be included and emphasized such as statistical alpha and beta errors. Yet another way of
evaluating outcome studies is to apply the criteria for ‘‘well-established’’ or ‘‘probably
efficacious’’ psychosocial interventions described by Chambliss et al. (1996) and Chambliss and
Hollon (1998), which are as follows:
1. ‘‘Well-established’’ requires treatment manuals, and clearly specified subject groups, and
either: (a) two independent well-designed group studies showing the treatment to be better
than placebo or alternative treatment or equivalent to an established effective treatment; (b) or
nine or more single subject design studies using strong designs and comparison to an
alternative treatment.
2. ‘‘Probably efficacious’’ requires clearly specified subject groups (treatment manual preferable
but not required), and: (c) either two studies showing better outcomes than a no-treatment
control group; (d) or two strong group studies by the same investigator showing the treatment
to be better than placebo or alternative treatment or equivalent to an established treatment; (e)
or three or more single subject design studies that have a strong design and compare the
intervention to another intervention.
Based on these guidelines interventions based on ABA will be considered ‘‘Well Established’’.
TEACCH and Colorado Health Science model will be considered neither ‘‘Well Established’’
nor ‘‘Probably efficacious’’.
Other limitations with the current review are those inherent in the classification of magnitude
of results (Matson, 2007). In this review, gains in ratio or deviation scores based on IQ and
adaptive functioning was used. A more comprehensive assessment battery would include
measures of empathy, personality, school performance, friendship, and information regarding
diagnostic changes. Nevertheless, emphasis on different classification aspects would not change
the main conclusions of the present report, but it could alter the classification status on some
studies.
1. There is a need for additional outcome research. The fact that only three psycho-educational
approaches have been subjected to outcome research illustrates this issue’s urgency. Study
designs should meet Level 1 standards. In cases where it is unethical to conduct randomized
studies, for example, because progress is measured several years into treatment, Level 2
standards should be met (cf., Lord et al., 2005). A solution to this ethical dilemma may be to
conduct short term randomized studies comparing benchmark ABA treatment to other
treatment approaches. A trial period of 6–8 months may well be ethical. After completion of
such a relatively brief trial period, the participants who had received the less effective
intervention could get immediate access the intervention that was demonstrated more
effective.
2. Whenever an approach is documented effective, there is a need to identify effective treatment
parameters and mechanisms responsible for change (Kazdin & Nock, 2003). Such studies
should be a priority for ABA researchers.
S. Eikeseth / Research in Developmental Disabilities 30 (2009) 158–178 175
3. There is a need to identify characteristics that interact with outcome. Variables interacting with
outcome could be social (e.g., family variables, socio-economic status) behavioral (e.g., level
of functioning or severity of ‘‘autistic symptoms’’) and/or medical/biological/toxicological
(e.g., genetics, immune system, infection, porphyrin status).
4. There is a need to improve treatment for those children who respond less favorable.
5. Research could examine the efficacy of biomedical treatments in combination with
psychosocial treatments.
6. Research could examine the generalizability and transportability of interventions shown to be
efficacious in controlled research settings to applied settings.
7. Research could be conducted to examine the efficacy of psycho-educational treatments with
older children and adults.
8. Research could develop criteria for discontinuing or changing treatment approach.
9. Research could be conducted to examine the cost-effectiveness and cost–benefits of the
interventions.
Practice parameters are graded into recommended parameters and guideline parameters,
adapted from Eddy (1992). To achieve status as a recommended practice parameter, a Level 1
evidence study addressing the specific question, or overwhelming Level 2 evidence is required. A
recommended practice parameter is a therapeutic strategy that reflects a high degree of clinical
certainty.
To be considered a guideline, a therapeutic strategy that reflects a moderate degree of clinical
certainty, implies the existence of Level 2 evidence or consensus of Level 3 evidence.
1. ABA can be effective for children who are up to 7 years-of-age at intake (one Level 2 study;
Eikeseth et al., 2002, 2007).
Acknowledgements
This research was supported by a Grant from The Norwegian Directorate of Health and Social
Services. The manuscript is based on an invited lecture presented at the World Congress of
Behavioral and Cognitive Therapies, Kobe, Japan, July 2004. I thank Drs. Tristram Smith and
Frank Hoover for helpful comments.
176 S. Eikeseth / Research in Developmental Disabilities 30 (2009) 158–178
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