Petitioners vs. VS.: en Banc
Petitioners vs. VS.: en Banc
DECISION
CUEVAS , J : p
On August 21, 1983, a crime unparalleled in repercussions and rami cations was
committed inside the premises of the Manila International Airport (MIA) in Pasay City.
Former Senator Benigno S. Aquino, Jr., an opposition stalwart who was returning to the
country after a long sojourn abroad, was gunned down to death. The assassination
rippled shock-waves throughout the entire country which reverberated beyond the
territorial con nes of this Republic. The after-shocks stunned the nation even more as
this ramified to all aspects of Philippine political, economic and social life.
LLjur
To determine the facts and circumstances surrounding the killing and to allow a
free, unlimited and exhaustive investigation of all aspects of the tragedy, 1 P.D. 1886
was promulgated creating an ad hoc Fact Finding Board which later became more
popularly known as the Agrava Board. 2 Pursuant to the powers vested in it by P.D.
1886, the Board conducted public hearings wherein various witnesses appeared and
testi ed and/or produced documentary and other evidence either in obedience to a
subpoena or in response to an invitation issued by the Board. Among the witnesses
who appeared, testi ed and produced evidence before the Board were the herein
private respondents General Fabian C. Ver, Major General Prospero Olivas, 3 Sgt. Pablo
Martinez, Sgt. Tomas Fernandez, Sgt. Leonardo Mojica, Sgt. Pepito Torio, Sgt. Prospero
Bona and AIC Aniceto Acupido. 4
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Upon termination of the investigation, two (2) reports were submitted to His
Excellency, President Ferdinand E. Marcos. One, by its Chairman, the Hon. Justice
Corazon Juliano Agrava; and another one, jointly authored by the other members of the
Board — namely: Hon. Luciano Salazar, Hon. Amado Dizon, Hon. Dante Santos and Hon.
Ernesto Herrera. The reports were thereafter referred and turned over to the
TANODBAYAN for appropriate action. After conducting the necessary preliminary
investigation, the TANODBAYAN 5 filed with the SANDIGANBAYAN two (2) Informations
for MURDER — one for the killing of Sen. Benigno S. Aquino which was docketed as
Criminal Case No. 10010 and another, Criminal Case No, 10011, for the killing of
Rolando Galman, who was found dead on the airport tarmac not far from the prostrate
body of Sen. Aquino on that same fateful day. In both criminal cases, private
respondents were charged as accessories, along with several principals, and one
accomplice. Cdpr
Upon arraignment, all the accused, including the herein private respondents
pleaded NOT GUILTY.
In the course of the joint trial of the two (2) aforementioned cases, the
prosecution represented by the O ce of the petitioner TANODBAYAN, marked and
thereafter offered as part of its evidence, the individual testimonies of private
respondents before the Agrava Board 6 Private respondents, through their respective
counsel objected to the admission of said exhibits. Private respondent Gen. Ver led a
formal "Motion to Exclude Testimonies of Gen. Fabian C. Ver before the Fact Finding
Board as Evidence against him in the above-cases" 7 contending that its admission will
be in derogation of his constitutional right against self-incrimination and violative of the
immunity granted by P. Dentitled. 1886. He prayed that his aforesaid testimony be
rejected as evidence for the prosecution. Major Gen. Olivas and the rest of the other
private respondents likewise led separate motions to exclude their respective
individual testimonies invoking the same ground. 8 Petitioner TANODBAYAN opposed
said motions contending that the immunity relied upon by the private respondents in
support of their motions to exclude their respective testimonies, was not available to
them because of their failure to invoke their right against self-incrimination before the
ad hoc Fact Finding Board. 9 Respondent SANDIGANBAYAN ordered the TANODBAYAN
and the private respondents to submit their respective memorandum on the issue after
which said motions will be considered submitted for resolution. 1 0
On May 30, 1985, petitioner having no further witnesses to present and having
been required to make its offer of evidence in writing, respondent SANDIGANBAYAN,
without the pending motions for exclusion being resolved, issued a Resolution directing
that by agreement of the parties, the pending motions for exclusion and the opposition
thereto, together with the memorandum in support thereof, as well as the legal issues
and arguments, raised therein are to be considered jointly in the Court's Resolution on
the prosecution's formal offer of exhibits and other documentary evidences. 1 1 On June
3, 1985, the prosecution made a written "Formal Offer of Evidence" which includes,
among others, the testimonies of private respondents and other evidences produced
by them before the Board, all of which have been previously marked in the course of the
trial. 1 2
All the private respondents objected to the prosecution's formal offer of
evidence on the same ground relied upon by them in their respective motion for
exclusion.
On June 13,1985, respondent SANDIGANBAYAN issued a Resolution, now
assailed in these two (2) petitions, admitting all the evidences offered by the
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prosecution except the testimonies and/or other evidence produced by the private
respondents in view of the immunity granted by P.D. 1886. 1 3
Petitioners' motion for the reconsideration of the said Resolution having been
DENIED, they now come before Us by way of Certiorari 1 4 praying for the amendment
and/or setting aside of the challenged Resolution on the ground that it was issued
without jurisdiction and or with grave abuse of discretion amounting to lack of
jurisdiction. Private prosecutor below, as counsel for the mother of deceased Rolando
Galman, also led a separate petition for Certiorari 1 5 on the same ground. Having
arisen from the same factual beginnings and raising practically identical issues, the two
(2) petitioners were consolidated and will therefore be jointly dealt with and resolved in
this Decision. cdrep
The Agrava Board, 1 8 came into existence in response to a popular public clamor
that an impartial and independent body, instead of any ordinary police agency, be
charged with the task of conducting the investigation. The then early distortions and
exaggerations, both in foreign and local media, relative to the probable motive behind
the assassination and the person or persons responsible for or involved in the
assassination hastened its creation and heavily contributed to its early formation. 1 9
Although referred to and designated as a mere Fact Finding Board, the Board is
in truth and in fact, and to all legal intents and purposes, an entity charged, not only with
the function of determining the facts and circumstances surrounding the killing, but
more importantly, the determination of the person or persons criminally responsible
therefor so that they may be brought before the bar of justice. For indeed, what good
will it be to the entire nation and the more than 50 million Filipinos to know the facts
and circumstances of the killing if the culprit or culprits will nevertheless not be dealt
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with criminally? This purpose is implicit from Section 12 of the said Presidential Decree,
the pertinent portion of which provides —
"SECTION 12. The findings of the Board shall be made public. Should
the findings warrant the prosecution of any person the Board may initiate the
filing of proper complaint with the appropriate government agency. . . ..(Emphasis
supplied).
The investigation therefor is also geared, as any other similar investigation of its
sort, to the ascertainment and/or determination of the culprit or culprits, their
consequent prosecution and ultimately, their conviction. And as safeguard, the P.D.
guarantees "any person called to testify before the Board the right to counsel at any
stage of the proceedings." 2 0 Considering the foregoing environmental settings, it
cannot be denied that in the course of receiving evidence, persons summoned to testify
will include not merely plain witnesses but also those suspected as authors and co-
participants in the tragic killing. And when suspects are summoned and called to testify
and/or produce evidence, the situation is one where the person testifying or producing
evidence is undergoing investigation for the commission of an offense and not merely
in order to shed light on the facts and surrounding circumstances of the assassination,
but more importantly, to determine the character and extent of his participation therein.
cdrep
Among this class of witnesses were the herein private respondents, suspects in
the said assassination, all of whom except Generals Ver and Olivas, were detained
(under technical arrest) at the time they were summoned and gave their testimonies
before the Agrava Board. This notwithstanding, Presidential Decree No. 1886 denied
them the right to remain silent. They were compelled to testify or be witnesses against
themselves. Section 5 of P.D. 1886 leave them no choice. They have to take the witness
stand, testify or produce evidence, under pain of contempt if they failed or refused to
do so, 2 1 The jeopardy of being placed behind prison bars even before conviction
dangled before their very eyes. Similarly, they cannot invoke the right not to be a
witness against themselves, both of which are sacrosantly enshrined and protected by
our fundamental law. 21-A Both these constitutional rights to remain silent and not to
be compelled to be a witness against himself) were right away totally foreclosed by
P.D. 1886. And yet when they so testi ed and produced evidence as ordered, they were
not immune from prosecution by reason of the testimony given by them. LLpr
Of course, it may be argued — is not the right to remain silent available only to a
person undergoing custodial interrogation? We nd no categorical statement in the
constitutional provision on the matter which reads:
". . . Any person under investigation for the commission of an offense shall
have the right to remain and to counsel, and to be informed of such right. ". . . 2 2
(Emphasis supplied).
Similarly, in the case of Louis J. Lefkowitz v. Russel Turley 2 7 citing Garrity vs.
New Jersey 2 8 where certain police o cers summoned to an inquiry being conducted
by the Attorney General involving the xing of tra c tickets were asked questions
following a warning that if they did not answer they would be removed from o ce and
that anything they said might be used against them in any criminal proceeding, and the
questions were answered, the answers given cannot over their objection be later used
in their prosecutions for conspiracy. The United States Supreme Court went further in
holding that:
"the protection of the individuals under the Fourteenth Amendment against
coerced statements prohibits use in subsequent proceedings of statements
obtained under threat or removal from office, and that it extends to all, whether
they are policemen or other members of the body politic. 385 US at 500,17 L Ed.
562. The Court also held that in the context of threats of removal from office the
act of responding to interrogation was not voluntary and was not an effective
waiver of the privilege against self-incrimination."
To buttress their precarious stand and breathe life into a seemingly hopeless
cause, petitioners and amicus curiae (Ex-Senator Ambrosio Padilla) assert that the
"right not to be compelled to be a witness against himself" applies only in favor of an
accused in a criminal case. Hence, it may not be invoked by any of the herein private
respondents before the Agrava Board. The Cabal vs. Kapunan doctrine militates very
heavily against this theory. Said case is not a criminal case as its title very clearly
indicates. It is not People vs. Cabal nor a prosecution for a criminal offense. And yet,
when Cabal refused to take the stand, to be sworn and to testify upon being called as a
witness for complainant Col. Maristela in a forfeiture of illegally acquired assets, this
Court sustained Cabal's plea that for him to be compelled to testify will be in violation
of his right against self-incrimination. We did not therein state that since he is not an
accused and the case is not a criminal case, Cabal cannot refuse to take the witness
stand and testify, and that he can invoke his right against self-incrimination only when a
question which tends to elicit an answer that will incriminate him is profounded to him.
Clearly then, it is not the character of the suit involved but the nature of the proceedings
that controls. The privilege has consistently been held to extend to all proceedings
sanctioned by law and to all cases in which punishment is sought to be visited upon a
witness, whether a party or not. 2 9 If in a mere forfeiture case where only property
rights were involved, "the right not to be compelled to be a witness against himself" is
secured in favor of the defendant, then with more reason it cannot be denied to a
person facing investigation before a Fact Finding Board where his life and liberty, by
reason of the statements to be given by him, hang on the balance. Further
enlightenment on the subject can be found in the historical background of this
constitutional provision against self-incrimination. The privilege against self-
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incrimination is guaranteed in the Fifth Amendment to the Federal Constitution. In the
Philippines, the same principle obtains as a direct result of American in uence. At rst,
the provision in our organic laws were similar to the Constitution of the United States
and was as follows:
The deletion of the phrase "in a criminal case" connotes no other import except
to make said provision also applicable to cases other than criminal. Decidedly then, the
right "not to be compelled to testify against himself" applies to the herein private
respondents notwithstanding that the proceedings before the Agrava Board is not, in
its strictest sense, a criminal case. LLpr
No doubt, the private respondents were not merely denied the afore-discussed
sacred constitutional rights, but also the right to "due process" which is fundamental
fairness. 3 1 Quoting the highly-respected eminent constitutionalist that once graced
this Court, the former Chief Justice Enrique M. Fernando, due process —
". . . is responsiveness to the supremacy of reason, obedience to the
dictates of justice. Negatively put, arbitrariness is ruled out and unfairness
avoided. To satisfy the due process requirement, o cial action, to paraphrase
Cardozo, must not outrun the bounds of reason and result m sheer oppression.
Due process is thus hostile to any o cial action marred by lack of
reasonableness. Correctly, it has been identi ed as freedom from arbitrariness. It
is the embodiment of the sporting idea of fair play (Frankfurter, Mr. Justice
Holmes and the Supreme Court, 1983, pp. 32-33). It exacts fealty 'to those
strivings for justice' and judges the act of o cialdom of whatever branch in the
light of reason drawn from considerations of fairness that re ect (democratic)
traditions of legal and political thought.' (Frankfurter, Hannah v. Larche, 1960, 363
US 20, at 487). It is not a narrow or ' technical conception with xed content
unrelated to time, place and circumstances.' (Cafeteria Workers v. McEhroy, 1961,
367 US 1230) Decisions based on such a clause requiring a 'close and perceptive
inquiry into fundamental principles of our society. (Bartkus vs. Ilhmois, 1959, 359
US 121). Questions of due process are not to be treated narrowly or pedantically
in slavery to form or phrases. (Pearson v. McGraw, 1939, 308 US 313).
Our review of the pleadings and their annexes, together with the oral arguments,
manifestations and admissions of both counsel, failed to reveal adherence to and
compliance with due process. The manner in which the testimonies were taken from
private respondents fall short of the constitutional standards both under the DUE
PROCESS CLAUSE and under the EXCLUSIONARY RULE in Section 20, Article IV. In the
face of such grave constitutional in rmities, the individual testimonies of private
respondents cannot be admitted against them in any criminal proceeding. This is true
regardless of absence of claim of constitutional privilege or of the presence of a grant
of immunity by law. Nevertheless, We shall rule on the effect of such absence of claim
to the availability to private respondents of the immunity provided for in Section 5, P.D.
1886 which issue was squarely raised and extensively discussed in the pleadings and
oral arguments of the parties. LLphil
it is beyond dispute that said law belongs to the rst type of immunity statutes. It
grants merely immunity from use of any statement given before the Board, but not
immunity from prosecution by reason or on the basis thereof. Merely testifying and/or
producing evidence do not render the witness immuned from prosecution
notwithstanding his invocation of the right against self-incrimination. He is merely
saved from the use against him of such statement and nothing more. Stated otherwise
. . . . he still runs the risk of being prosecuted even if he sets up his right against self-
incrimination. The dictates of fair play, which is the hallmark of due process, demands
that private respondents should have been informed of their rights to remain silent and
warned that any and all statements to be given by them may be used against them.
This, they were denied, under the pretense that they are not entitled to it and that the
Board has no obligation to so inform them.
It is for this reason that we cannot subscribe to the view adopted and urged
upon Us by the petitioners — that the right against self-incrimination — must be invoked
before the Board in order to prevent use of any given statement against the testifying
witness in a subsequent criminal prosecution. A literal interpretation fashioned upon Us
is repugnant to Article IV, Section 20 of the Constitution, which is the rst test of
admissibility. It reads:
"No person shall be compelled to be a witness against himself. Any person
under investigation for the commission of an offense shall have the right to
remain silent and to counsel, and to be informed of such right. No force, violence,
threat, intimidation, or any other means which vitiates the free will shall be used
against him. Any confession obtained in violation of this section shall be
inadmissible in evidence." (Emphasis supplied).
The aforequoted provision renders inadmissible any confession obtained in
violation thereof. As herein earlier discussed, this exclusionary rule applies not only to
confessions but also to admissions, 3 3 whether made by a witness in any proceeding or
by an accused in a criminal proceeding or any person under investigation for the
commission of an offense.
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Any interpretation of a statute which will give it a meaning in con ict with the
Constitution must be avoided. So much so that if two or more constructions or
interpretations could possibly be resorted to, then that one which will avoid
unconstitutionality must be adopted even though it may be necessary for this purpose
to disregard the more usual and apparent import of the language used. 3 4 To save the
statute from a declaration of unconstitutionality it must be given a reasonable
construction that will bring it within the fundamental law. 3 5 Apparent con ict between
two clauses should be harmonized. 3 6
But a literal application of a requirement of a claim of the privilege against self-
incrimination as a condition sine qua non to the grant of immunity presupposes that
from a layman's point of view, he has the option to refuse to answer questions and
therefore, to make such claim. P.D. 1886, however, forecloses such option of refusal by
imposing sanctions upon its exercise, thus:
"SEC. 4. The Board may hold any person in direct or indirect contempt,
and impose appropriate penalties therefor.
Such threat of punishment for making a claim of the privilege leaves the witness no
choice but to answer and thereby forfeit the immunity purportedly granted by Sec. 5.
The absurdity of such application is apparent — Sec. 5 requires a claim which it,
however, forecloses under threat of contempt proceedings against anyone who makes
such claim. But the strong testimonial compulsion imposed by Section 5 of P.D. 1886
viewed in the light of the sanctions provided in Section 4, infringes upon the witness'
right against self-incrimination. As a rule, such infringement of the constitutional right
renders inoperative the testimonial compulsion, meaning, the witness cannot be
compelled to answer UNLESS a co-extensive protection in the form of IMMUNITY is
offered. 3 7 Hence, under the oppressive compulsion of P.D. 1886, immunity must in fact
be offered to the witness before he can be required to answer, so as to safeguard his
sacred constitutional right. But in this case, the compulsion has already produced its
desired results — the private respondents had all testi ed without offer of immunity.
Their constitutional rights are therefore, in jeopardy. The only way to cure the law of its
unconstitutional effects is to construe it in the manner as if IMMUNITY had in fact been
offered. We hold, therefore, that in view of the potent sanctions imposed on the refusal
to testify or to answer questions under Sec. 4 of P.D. 1886, the testimonies compelled
thereby are deemed immunized under Section 5 of the same law. The applicability of
the immunity granted by P.D. 1886 cannot be made to depend on a claim of the
privilege against self-incrimination which the same law practically strips away from the
witness.
With the stand we take on the issue before Us, and considering the temper of the
times, we run the risk of being consigned to unpopularity. Conscious as we are of, but
undaunted by, the frightening consequences that hover before Us, we have Strictly
adhered to the Constitution in upholding the rule of law nding solace in the view very
aptly articulated by that well-known civil libertarian and admired defender of human
rights of this Court, Mr. Justice Claudio Teehankee, in the case of People vs. Manalang,
3 8 and we quote:
Separate Opinions
MAKASIAR , C.J., concurring:
The Bill of Rights constitutes the reservation of the sovereign people against, as
well as the limitation on, the delegated powers of government. These rights thus
enshrined need no express assertion. On the contrary, the police and prosecution
o cers of the country should respect these constitutional liberties as directed in the
recent decision in the Hildawa and Valmonte cases (G.R. Nos. 67766 and 70881,
August 14, 1985). The established jurisprudence is that waiver by the citizen of his
constitutional rights should be clear, categorical, knowing, and intelligent (Johnson vs.
Zerbst, 304 US 458, 464, cited in Abriol vs. Homeres, 84 Phil. 525 [1949] and in Chavez
vs. CA, 24 SCRA 663, 682-683).
The use of testimonies and other evidence of private respondents before the FFB
against them in the criminal cases subsequently led before the Sandiganbayan would
trench upon the constitutional guarantees that "no person shall be deprived of life,
liberty, or property without due process of law . . .", that "no person shall be held to
answer for a criminal offense without due process of law" and that (Section 17, Article
IV, 1973 Constitution), that "no person shall be compelled to be a witness against
himself. . . ." and that " a person has the right to remain silent . . ." (Section 20, Article IV,
1973 Constitution).
There can be no implied waiver of a citizen's right against self-incrimination or of
his right to remain silent.
Any such renunciation cannot be predicated on such a slender or tenuous reed as
a dubious implication. Otherwise, it would be easier to lose the human rights
guaranteed by the Bill of Rights than to protect or preserve them; it would be easier to
enslave the citizen than for him to remain free. Such a result was never intended by the
Founding Fathers.
The rst sentence of Section 20 of the Bill of Rights stating that "no person shall
be compelled to be a witness against himself," applies to both the ordinary witness and
the suspect under custodial investigation.
In support of the rule that there can be no implied waiver of the right against self-
incrimination and all other constitutional rights by the witness or by the accused, is the
fact that the right against double jeopardy can only be renounced by the accused if the
criminal case against him is dismissed or otherwise terminated with his express
consent. Without such express consent to the dismissal or termination of the case, the
accused can always invoke his constitutional right against double jeopardy.
If Section 5 of P.D. 1886 were interpreted otherwise, said section would become
a booby trap for the unsuspecting or unwary witness. A witness summoned either by
subpoena or by invitation to testify before the FFB under Section 5, cannot refuse, under
pain of contempt, to testify or produce evidence required of him on the ground that his
testimony or evidence may tend to incriminate or subject him to a penalty or forfeiture;
because the same Section 5 prohibits the use of such testimony or evidence which may
tend to incriminate him in any criminal prosecution that may be led against him. The
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law or decree cannot diminish the scope and extent of the guarantee against self-
incrimination or the right to remain silent or the right against being held to answer for a
criminal offense without due process of law, or against deprivation of his life, liberty or
property without due process of law. cdrep
2. The issue before Us is not — I repeat, not — the guilt or innocence of Gen.
Fabian C. Ver, Major Gen. Prospero Olivas, and others for their alleged participation in
the assassination of former Senator Benigno S. Aquino, Jr.
3. The issue is: Are the testimonies given by them before the Agrava Board
admissible in evidence against them in their trial before the Sandiganbayan?
4. The issue therefore is purely a question of law. It involves the
interpretation of Sec. 5, P.D. No. 1886 and calls for the application of the Rule of Law.
5. Sec. 5, P.D. No. 1886 reads:
"No person shall be excused from attending and testifying or from
producing books, records, correspondence, documents, or other evidence in
obedience to a subpoena issued by the Board on the ground that his testimony or
the evidence required of him may tend to incriminate him or subject him to
penalty or forfeiture; but his testimony or any evidence produced by him shall not
be used against him in connection with any transaction, matter or thing
concerning which he is compelled, after having invoked his privilege against self-
incrimination, to testify or produce evidence, except that such individual so
testifying shall not be exempt from prosecution and punishment for perjury
committed in so testifying, nor shall he be exempt from demotion or removal from
office."
6. This section means that any person who is invited or summoned to appear
must obey and testify as to what he knows. Even if the testimony tends to incriminate
him he must testify. Even if he claims his constitutional right against self-incrimination,
he still must testify. However, his testimony cannot be used against him in any
subsequent proceeding, provided that at the time it is being presented, he invokes his
privilege against self-incrimination. His testimony, no matter what it may be, cannot in
any way cause him harm.
The only exception is if the testimony he gave is false, in which case he can be
prosecuted and punished for perjury. He may also be demoted or removed from office.
7. The testimonies given by private respondents before the Agrava Board are
therefore not admissible against them in their trial before the Sandiganbayan, having
invoked their privilege against self-incrimination.
Makasiar, C.J., Escolin Alampay and Patajo, JJ., concur.
Clearly, this is how the private respondents understood the legal provision under
consideration. For ably assisted as they were by counsel, they would not have allowed
themselves to be deliberately dragged into what the Chief Justice would call a "booby
trap". Viewed from another angle, therefore, it could not be truly said that private
respondents had waived their right against self-incrimination in a manner that is clear,
categorical, knowing and intelligent. (Johnson v. Zerbst, 304 US 458, 464, cited in Abriol
v. Homeres, 84 Phil. 525 and Chavez v. CA, 24 SCRA 663).
I concur in the majority opinion penned by Justice Sera n R. Cuevas and in the
pithy separate opinion of Justice Nestor B. Alampay but would like to add some
personal observations.
This case furnishes an opportunity to appreciate the workings of our criminal
justice system.
The prosecutions which led to this petition serve as a timely reminder that all of
us — civilian or military, layman or judge, powerful or helpless — need the Bill of Rights.
And should the time ever come when like the respondents we may have to invoke the
Constitution's protection, the guarantees of basic rights must be readily available, in
their full strength and pristine glory, unaffected by what is currently popular or decreed
and heedless of whoever may be involved.
In many petitions led with this Court and lower courts, the military has often
been charged with riding roughshod over the basic rights of citizens. O cers and
enlisted men in the frontlines of the ght against subversion or rebellion may, in the
heat of combat, see no need to be concerned over such "niceties" as due process,
unreasonable searches and seizures, freedom of expression, and right to counsel. They
are best reminded that these rights are not luxuries to be discarded in times of crisis.
These rights are the bedrock of a free and civilized society. They are the reason why we
ght so hard to preserve our system of government. And as earlier stated, there may
come times when we may have to personally invoke these basic freedoms for
ourselves. When we deny a right to an accused, we deny it to ourselves.
The decision of the Court underscores the importance of keeping inviolate the
protections given by the Bill of Rights. Acts which erode or sacri ce constitutional
rights under seductive claims of preserving or enhancing political and economic
stability must be resisted. Any lessening of freedom will not at all increase stability. The
liberties of individuals cannot be preserved by denying them.
The dividing line between legitimate dissent or opposition on one hand and
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subversion or rebellion on the other may be di cult to pinpoint during troubled times.
The lesson of this petition is that those charged with suppressing the rebellion and
those who sit in courts of justice should ever be vigilant in not lumping legitimate
dissenters and rebels together in one indiscriminate classification.
An abiding concern for principles of liberty and justice is especially imperative in
periods of crisis and in times of transition. And all persons — from the mighty to the
lowly — must be given the fullest measure of protection under the Bill of Rights if our
constitutional guarantees are to have any meaning.
In addition to the right against self-incrimination, of not being compelled to be a
witness against one's self, so ably discussed by Justice Cuevas in the Court's opinion, I
am constrained by considerations of basic fairness to vote against granting the
petition.
The private respondents were called to testify before the Agrava Commission.
The decree creating the commission stated that no person may refuse to attend and
testify or to produce evidence before it on the ground that what he says or produces
may incriminate him. But since the witness is compelled to give all he knows or
possesses — in effect shorn by law of his right not to incriminate himself — the decree
states that the evidence wrung from that witness may not be used against him later.
This is, simply speaking, what the petition is all about.
The respondents may be prosecuted as indeed they have been prosecuted. They
may eventually be convicted if the evidence warrants conviction. However, they may not
be convicted solely on the evidence which came from their own mouths or was
produced by their own hands. The evidence must come from other sources. It would be
the height of unfairness and contrary to due process if a man is required to state what
he knows even if it would incriminate him, is promised immunity if he talks freely, and is
later convicted solely on the testimony he gave under such a promise of immunity. LLpr
I believe that P.D. 1886 is the rst Immunity Act to be enacted in the Philippines.
It may be relevant, therefore, to refer to American decisions expounding on immunity
statutes, more so when a comparison of P.D. 1886 with such statutes as the U.S.
Immunity Act of 1954, 68 Stat. 745, 18 U.S.C.A. Section 3486, shows a similarity in the
protection given by the statutes.
The U.S. Immunity Act of 1954 was enacted to assist federal grand juries in their
investigations of attempts to endanger the national security or defense of the United
States by treason, sabotage, espionage, sedition, seditious conspiracy, and violations
of various laws on internal security, atomic or nuclear energy, and immigration and
nationality. The law stated that a witness shall not be excused from testifying or from
producing books, papers, or other evidence on the ground that it may tend to
incriminate him or subject him to a penalty or forfeiture. The statute then provides:
"But no such witness shall be prosecuted or subjected to any penalty or
forfeiture for or on account of any transaction, matter, or thing concerning which
he is compelled, after having claimed his privilege against self-incrimination, to
testify or produce evidence nor shall testimony so compelled be used as evidence
in any criminal proceeding . . . against him in any court."
The American statute provides immunity against prosecution, penalties, and use
of the testimony. P.D. 1886 is of more limited scope. Only the use of the compelled
testimony is proscribed. The witness may still be prosecuted but the prosecution will
have to look for evidence other than the words of the accused given before the Agrava
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Commission.
In Brown v. Walker (161 U.S. 591 ) the U.S. Supreme Court was confronted with
the validity of the 1893 Immunity Act. Brown was subpoenaed to testify before a grand
jury investigating railroad anomalies. He refused to testify on grounds of self-
incrimination, arguing that the Immunity Act compelling him to testify was
unconstitutional. The Court ruled that "(While the constitutional provision in question is
justly regarded as one of the most valuable prerogatives of the citizen, its object is fully
accomplished by the statutory immunity and we are therefore of opinion that the
witness was compellable to answer." In other words, the statutory immunity takes the
place of the invocation of the constitutional guarantee. There is no need at the time of
taking testimony to invoke the Fifth Amendment because it would be denied any way
and the witness would be compelled to testify. It would be absurd to invoke a
protection which cannot be availed of when compelled to testify. The time to invoke the
immunity is when the testimony is being used contrary to the granted immunity.
Protected by the statutory immunity, a witness cannot even insist on his right to remain
silent when testifying.
In Ullmann v. United States (350 U.S. 422), the court interpreted the Immunity Act
of 1954 and stated.
xxx xxx xxx
". . . Since that time the Court's holding in Brown v. Walker has never been
challenged; the case and the doctrine it announced have consistently and without
question been treated as de nitive by this Court, in opinions written, among
others, by Holmes and Brandeis, Justices. See, e.g., McCarthy v. Arndstein, 226
U.S. 34, 42; Heike v. United States, 227 U.S. 131, 142. The 1893 statute has
become part of our constitutional fabric and has been included 'in substantially
the same terms, in virtually all of the major regulatory enactments of the Federal
Government.' Shapiro v. United States, 335 U.S. 1, 6. For a partial list of these
statutes, see, id., 335 U.S. at pages 6-7, note 4. Moreover, the States, with one
exception — a case decided prior to Brown v. Walker — have, under their own
constitutions, enunciated the same doctrine, 8 Wigmore, Evidence (3d ed.), 2281,
and have passed numerous statutes compelling testimony in exchange for
immunity in the form either of complete amnesty or of prohibition of the use of
the compelled testimony. For a list of such statutes, see 8 Wigmore, Evidence (3d
ed., $2281, n. 11 (pp. 478-501) and Pocket Supplement thereto, $2281, n. 11 (pp.
147-157)." (Emphasis supplied).
I n United States v. Murdock (284 U.S. 141), the court ruled that "the principle
established i9 that full and complete immunity against prosecution by the government
compelling the witness to answer is equivalent to the protection furnished by the rule
against compulsory self-incrimination."
P.D. 1886, being an immunity statute should not be given a strained or absurd
interpretation in order to achieve a certain result. If the immunity given by the decree is
equivalent to the protection furnished by the right against self-incrimination, then,
paraphrasing Justice Frankfurter in Ullmann, the same protection given by one of the
great landmarks in man's struggle to make himself civilized must not be interpreted m
a hostile or niggardly spirit,
xxx xxx xxx
". . . Too many, even those who should be better advised, view this privilege
as a shelter for wrongdoers. They too readily assume that those who invoke it are
either guilty of crime or commit perjury in claiming the privilege. Such a view does
scant honor to the patriots who sponsored the Bill of Rights as a condition to
acceptance of the Constitution by the ratifying States. The Founders of the Nation
were not naive or disregardful of the interest of justice . . ."
PD No. 1886 (as amended), which created that "independent ad hoc fact- nding
Board," vested it with " plenary powers to determine the facts and circumstances
surrounding the killing [of former Senator Aquino] and to allow for a free, unlimited and
exhaustive investigation into all aspects of said tragedy." In consonance with these
objectives, the law declared that the privilege was unavailable to an Agrava Board
"witness", as follows: "No person shall be excused from attending and testifying or from
producing other evidence on the ground that his testimony or any evidence requested
of him may tend to incriminate him, " 1 3 etc. At the same time, the Board was
empowered to summarily hold and punish any person in direct contempt for "refusal to
be sworn or to answer as a witness," its judgment being " final and unappealable."
Quite plainly, the constitutional right against compulsory self-incrimination could
not be invoked by Agrava Board witnesses. The privilege was suspended or temporarily
taken away for purposes of the investigation, in order that the Board would have access
t o all relevant evidence and all sources of information, not excluding compelled
incriminatory statements of probable and possible or potential defendants. An Agrava
Board witness was, under the terms of the quoted provision, placed in a trilemma: (1)
to answer truthfully all questions including those tending to be self-incriminatory, since
he cannot invoke the privilege; (2) to lie and become liable criminally for perjury; and (3)
to insist on his right to remain silent and be summarily punished by the Board for direct
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contempt. It is plain that such a witness was under compulsion to give self-
incriminatory testimony. It was not voluntary. Precisely because of its coerced nature
(an infringement of his constitutional right against self-incrimination), PD No. 1886
promised, in exchange or as a substitute for the privilege, limited immunity (as provided
in the next succeeding clause, same section), to wit:
". . . but his testimony or any evidence produced by him shall not be used
against him in connection with any transaction matter or thing concerning which
he was compelled, after having invoked his privilege against self-incrimination, to
testify or produce evidence, . . ." 1 4
Such immunity 1 5 would bar the prosecution's use against the witness of his said
testimony in subsequent criminal proceedings (wherein he is charged with offenses
related to his testimony). Nevertheless, this would not operate to change the
involuntary nature of his self-incriminatory testimony. As far as the witness is
concerned, it was "coerced", not freely given, because he was not fully accorded the
"liberty of choice." The law withheld his basic freedom to choose between testifying
and remaining silent without the risk of being punished for direct contempt — to forego
testimony which could possibly be to his detriment.
3. I cannot agree with the proposition that the privilege should be invoked by
the witness before or while giving testimony to the Agrava Board. Section 5 should be
reasonably construed and fairly applied to the cases at bar, in the light of the accused's
constitutional right against compulsory self-incrimination. The formula of limited-
immunity-in-lieu-of-the-privilege contained in said section rendered unnecessary or
super uous, the invocation of the privilege before the Board. Under said formula, the
witness was deprived of the privilege to protect himself against inquisitorial
interrogation into matters that a targeted defendant or virtual respondent can keep to
himself in ordinary investigations or proceedings. cdphil
In this jurisdiction, more than four decades ago, the late Justice Jose P. Laurel —
a nationalist, constitutionalist and eminent jurist, whose incisive and authoritative
opinions on constitutional questions are often cited by the bench and the bar — voted
to sustain a claim of the constitutional guarantee in Bermudez vs. Castillo. 1 8 In his
concurrence, he said inter alia:
"(1) As between two possible and equally rational constructions, that
should prevail which is more in consonance with the purpose intended to be
carried out by the Constitution. The provision . . . should be construed with the
utmost liberality in favor of the right of the individual intended to be secured . . ."
"(2) I am averse to the enlargement of the rule allegedly calculated to
gauge more fully the credibility of a witness if the witness would thereby be
forced to furnish the means for his own destruction. Unless the evidence is
voluntarily given, the policy of the constitution is one of protection on
humanitarian considerations and grounds of public policy . . ."
In fact for a declarant to announce his claim of the aforestated privilege prior to
or while testifying before said Fact Finding Board, would irresistibly create an inference
and convey an impression that said witness is burdened with his own awareness that
he stands already incriminated in some wrong. To insist therefore, even in the absence
yet of any proceeding against him, that the witness invoke the said privilege before the
Agrava Fact Finding Board, would be obviously self-demeaning. Such an effect could
not have been intended by Section 5 of P.D. 1886, which was even meant to grant to the
witness a bene t rather than a burden. It is more reasonable therefore, to conclude that
the privilege against self-incrimination would be accorded to said witness after he has
invoked the same in a subsequent proceeding wherein he has been charged of a wrong
doing, except in a case for perjury. It is only at such time when the necessity of invoking
the mantle of the privilege or the immunity afforded to him by law would arise.
It cannot also be rightfully concluded that private respondents had intentionally
relinquished or abandoned the said right which they claimed before the Sandiganbayan.
The fact that the issue of when and before what forum should such claim to the right
against self-incrimination be necessarily presented has provoked much discussion and
debate because of divergent views. This has even prompted the submissions to the
Court of opinions of amicus curiae or friends of the court as to how Section 5 of
Presidential Decree 1886 should be construed and applied, — which are however
different from and contrary to the views expressed by the Justices of the
Sandiganbayan and other legal luminaries. These con icting views negate the
proposition that there was an effective waiver made by the private respondents of their
rights. LibLex
It has earlier been stated by this Court that to be effective, such waiver must be
certain and unequivocal and intelligently, understandably and willingly made. (Chavez vs.
Court of Appeals, et al., 24 SCRA 663). In the same cited case, it has been stated that
courts indulge in every reasonable presumption against waiver of fundamental
constitutional rights and that we do not presume acquiescence in the loss of
fundamental rights (Citing Johnson vs. Zerbst, 304 U.S. 458, 464, 82 L. ed. 1461, 1466).
Furthermore, whether the alleged waiver is express or implied, it must be intentional.
(Davison vs. Klaess, 20 N.E. 2d. 744, 748, 280 N.Y. 252; 92 CJS, 1058).
I nd it di cult to accept that private respondents had at any time, ever intended
to relinquish or abandon their right against self-incrimination.
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Makasiar, C.J., Concepcion Jr., Gutierrez, Jr., Escolin, De la Fuente and Patajo, JJ.,
concur.
I vote for the dismissal of the petition in these consolidated cases. Said petitions
do not merit being given due course and should be dismissed outright.
I hold the view that the testimonies and evidence given before the Agrava Board
are inadmissible as evidence against those who testi ed or gave said evidence
irrespective of whether said persons were subpoenaed or invited. I believe it is not a
condition sine qua non to the non-admissibility of said evidence that at the time they
testi ed or gave evidence before the Agrava Board that they had invoked their privilege
against self-incrimination.
The Agrava Board was created as an independent ad hoc fact nding board to
determine all the facts and circumstances surrounding the assassination of former
Senator Benigno S. Aquino, Jr. on August 21, 1983. It was given plenary powers to allow
for a free, unlimited and exhaustive investigation into all the aspects of said tragedy. It
was given the power to issue subpoena or subpoena duces tecum and "other
compulsory processes" requiring the attendance and testimony of witnesses and the
production of any evidence relative to any matter under investigation by said Board.
Those who have been subpoenaed to appear and testify or produce any
documentary evidence before the Board shall not be excused from testifying or
presenting evidence before said Board on the ground that their testimony or evidence
may tend to incriminate them or subject them to penalty or forfeiture. I believe an
invitation from the Board is as much a compulsory process 1 to appear and testify
before the Board as a subpoena and one receiving said invitation cannot also excuse
himself from appearing and testifying before the Board. 2 Petitioners appear to share
this view when they said in subparagraph (c), paragraph 7 of their petition in G.R. No. L-
71208-09.
"(c) People were either invited or issued subpoenae, depending upon
their rank and office, to give testimony before the Board and among those invited
were respondents General Fabian C. Ver and Major General Olivas while the rest
of the military respondents were issued subpoenae."
Actually Section 5 of PD No. 1886 falls under that category of statutes which do
not pronounce an entire immunity by forbidding punishment or prosecution for any
testimony or evidence given in connection with the investigation of certain offenses
more widely known as immunity statutes, but merely prohibit in any criminal
prosecution the use of the testimony of the witness. Immunity statutes as well as
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statutes prohibiting the use of testimony in any subsequent criminal prosecution have
been the expedients resorted for the investigation of many offenses, chie y those
whose proof or punishment were otherwise impracticable because of the implication in
the offense itself of all who could bear useful testimony.
"The expediency and practical utility of this mode of obtaining evidence
may, as a measure of legislation, be open to argument. But the tradition of it as a
lawful method of annulling the privilege against self-incrimination is
unquestioned in English history." Wigmore on Evidence, Vol. 111, p. 469.
Of relevance are the observations of the District Court, N.D. Illinois, in United
States vs. Armour & Co., 112 Fed 808, 821, 822:
"All of these immunity acts are relied upon by the individual defendants,
and, while expressed in slightly varying language, they all mean the same thing,
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and each of them is a substitute for the privilege contained in that clause of the
fifth amendment to the Constitution, reading:
'Nor shall any person be compelled in any criminal case to be a witness
against himself.'
"This fth amendment deals with one of the most cherished rights of the
American citizen, and has been construed by the courts to mean that the witness
shall have the right to remain silent when questioned upon any subject where the
answer would tend to incriminate him. Congress by the immunity laws in question
and by each of them has taken away the privilege contained in the amendment
and it is conceded in argument that this cannot be done without giving to the
citizen by way of immunity something as broad and valuable as the privilege thus
destroyed. We are not without authority on this question. By a previous act,
Congress undertook to take away the constitutional privilege by giving the citizen
an equivalent, and the Supreme Court held in the case of Counselman v.
Hitchcock, 142 U.S. 547, 12 Sup. Ct. 195, 35 L. Ed., 1110, that the substitute so
given was not an equivalent. Then, at various times, the immunity acts in
question were passed by Congress with full knowledge that in furnishing a
substitute for this great right of the citizen, it must give something as broad as the
privilege taken away. It might be broader, but it could not be narrower.
"Now, in my judgment, the immunity law is broader than the privilege given
by the fth amendment, which the act was intended to substitute. The privilege of
the amendment permits a refusal to answer. The act wipes out the offense about
which the witness might have refused to answer. The privilege permits a refusal
only as to incriminating evidence The act gives immunity for evidence of or
concerning the matter covered by the indicement, and the evidence need not be
self-incriminating. The privilege must be personally claimed by the witness at the
time. The immunity ows to the witness by action of law and without any claim
on his part. Brown v. Walker, 161 U.S. 591, 16 Sup. Ct. 644, 40 L. Ed. 819; Hale vs.
Henkel (recently decided) 26 Sup. Ct. 370, 50 L. Ed. ____; State v. Quarles, 13 Ark.
307, quoted in 142 U.S. 567, 12 Sup. Ct. 199 (35 L. Ed. 1110); People v. Sharp, 107
N.Y. 427, 14 N.E. 319, 1 Am. St. Rep. 851; Brown v. Walker, approved in Lamson v.
Boyden, 160 Ill. 613, 620, 621, 43 N.E. 781; People v. Butler, St. Foundry, 201 Ill.
236, 248, 66 N.E. 349.
"I am further of opinion that the immunity given by the act must be as
broad as the liabilities imposed by the act. The act calls upon the citizen to
answer any 'lawful requirement' of the Commissioner. 'Require' means to ask of
right and by authority. Webster's Dictionary. Tenn. Coal Co. v. Saller (C.C.) 37 Fed.
545, 547. Anything is a requirement by a public o cer which brings home to the
person called upon that the o cer is there o cially and desires compliance.
'Demand' and 'require' are synonymous. Miller v. Davis, 88 Me. 454, 34 Atl. 265.
The citizen may be punished for refusal to answer such lawful requirement. I am
of opinion that when the Commissioner of Corporations, who has power to
compel, makes his demand, it is the duty of the witness to obey.
"The contention has been made that in order to get immunity the citizen
shall wait until the compulsion becomes irresistible. That is the effect of the
government contention. I am not able to bring my mind to accept that doctrine. If I
am right in saying that immunity ows from the law, without any claim on the
part of the defendant — and at different times that has been conceded here in
argument — then no act of any kind on his part which amounts to a claim of
immunity, which amounts to setting up a claim of immunity, is demanded by the
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law. The law never puts a premium on contumacy. A person does not become a
favored citizen by resistance to a lawful requirement. On the contrary, the policy
of the law favors the willing giving of evidence whenever an o cer entitled to
make a demand makes it upon a citizen who has no right to refuse. And it would
be absurd and un-American to favor the citizen who resists and places obstacles
in the way of the government as against the citizen who, with a full knowledge of
the law, obeys without resistance the demand of an officer who has the legal right
to make the demand for something which the citizen has no legal right to refuse.
This, then is the proposition to which we are led: When an o cer, who has a legal
right to make a demand makes such demand upon a citizen who has no legal
right to refuse, and that citizen answers under such conditions, he answers under
compulsion of the law."
There is no merit then to the contention that private respondents should be
invoked the privilege against self-incrimination before the Agrava Board for precisely
PD No. 1886 had explicitly provided that the testimony of those who testi ed before
the Board can not be used against them. It will be a meaningless act of supererogation
to require that said witnesses before answering any question addressed to them must
invoke their privilege against self-incrimination. The phrase "after having invoked his
privilege against self-incrimination" in Section 5 of PD No. 1886 to be consistent with
the intention of said decree, should refer to the time that the testimony of the witness
will be used against him in another proceeding, such as the cases now pending before
the Sandiganbayan. It could not refer to the proceedings before the Agrava Board
because no one is being accused before said Board and no matter how self-
incriminating the testimony of said witness is, he runs no risk of being prejudiced, much
less convicted by the Agrava Board. It is in the prosecution of cases based on the
report of said Board that the witness should invoke his right against self-incrimination.
These private respondents did just that when they moved for the exclusion in evidence
of their statement before the Agrava Board. Any other interpretation would defeat the
very purpose of PD No. 1886. cdll
The majority decision is based on erroneous premises, viz., that the case at bar
presents a "novel question;" that "this Court has not been previously called upon to rule
on issues involving immunity statutes" and is burdened with the "monumental task" of
"laying the criteria . . . (to) build future jurisprudence on a heretofore unexplored area of
judicial inquiry." 1 The fact is that we have a wealth of settled jurisprudence and
precedents, Philippine and foreign, that control the determination of the simple issue at
bar and call for the setting aside of the exclusion order issued by respondent court
(Sandiganbayan) which wrongly rules as totally and absolutely inadmissible the
testimonies given by private respondents General Ver and Olivas and their six co-
respondents (all charged as accessories) as well as all the documents, records and
other evidence produced by them before the Fact-Finding Board, notwithstanding that
all were represented by counsel and none of them invoked the privilege or right against
self-incrimination or made any claim or objection at the time of his testimony before
the Board that any question propounded to him and which he willingly answered called
for an incriminating answer against himself. LexLib
As restated by Mr. Justice J.B.L. Reyes for a unanimous Court in Suarez vs.
Tengco, 1 0 "No legal impediment exists against a litigant calling any of the adverse
parties to be his witness. . . . True, an accused in a criminal case may not be compelled
to testify, or to so much as utter a word, even for his own defense (U.S. vs. Junio, 1 Phil.
50; U.S. vs. Luzon, 4 Phil. 344; U.S. vs. Binayoh, 35 Phil. 23; Sec. 1(c), Rule 111, Rules of
Court). But while the constitutional guaranty against self-incrimination protects a
person in all types of cases, be they criminal, civil, or administrative (Art. 111, Sec. 1, No.
18, Phil. Constitution; Bermudez vs. Castillo, 64 Phil. 483), said privilege, in proceedings
other than a criminal case against him who invokes it, is considered an option of refusal
to answer incriminating question, and not a prohibition of inquiry.
"'Except in criminal cases, there is no rule prohibiting a party litigant from
utilizing his adversary as witness. As a matter of fact, section 83 of Rule 123,
Rules of Court expressly authorizes a party to call an adverse party to the witness
stand and interrogate him. This rule is, of course, subject to the constitutional
injunction not to compel any person to testify against himself. But it is
established that the privilege against self-incrimination must be invoked at the
proper time, and the proper time to invoke it is when a question calling for a
criminating answer is propounded. This has to be so, because before a question
is asked there would be no way of telling whether the information to be elicited
from the witness is self-incriminating or not. As stated in Jones on Evidence (Vol.
6, pp. 4926-4927), a person who has been summoned to testify 'cannot decline to
appear, nor can he decline to be sworn as a witness' and 'no claim of privilege can
be made until a question calling for a criminating answer is asked; at that time,
and, generally speaking, at that time only, the claim of privilege may properly be
interposed.' (Gonzales vs. Sec. of Labor, L-6409, February 5, 1954, 1 1 cit. in
Navarro, Criminal Procedure, p. 302.)'"
Suarez was cited with favor and reaffirmed in Bagadiong vs. Gonzales, 1 2 wherein
once again the Court, with the concurrence in the result of the now Chief Justice, under
similar facts held that the petitioner (provincial treasurer) could not refuse to take the
stand as an adverse party in a civil case since the privilege against self-incrimination "in
proceedings other than a criminal case against him who invokes it, is considered an
option to refuse to answer incriminating questions, and not a prohibition of inquiry" and
"must be invoked when a question calling for an incriminating answer is propounded,
because before a question is asked, there would be no way of telling whether the
information to be elicited from the witness is self-incriminating or not." The Court
therein denied "the petition to prohibit respondent judge from directing petitioner to
take the witness stand and testify .,. without prejudice to petitioner's properly invoking
the guaranty against self-incrimination when questions are propounded to him on the
stand. Costs against the petitioner."
3. All the respondents at bar were in this category of ordinary witnesses in
the hearings of the Fact-Finding Board. They were not accused in any criminal case nor
were they persons under custodial interrogation who under the second part of section
20 of the Bill of Rights (consisting of three additional sentences 1 3 ) were given
additional rights to silence and counsel and to be informed of such rights and to the
outlawing of any confession obtained in violation of the rights guaranteed in the cited
section, by virtue of the incorporation into the Bill of Rights of the rights granted in the
rulings of the U.S. Supreme Court in the Miranda-Escobedo cases. As noted by former
Chief Justice Enrique M. Fernando, "(I)t amounts to an acceptance of the applicability in
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this jurisdiction of the epochal American Supreme Court decision in Miranda vs.
Arizona, the opinion being rendered by Chief Justice Warren. It is thus now a part of our
fundamental law. Such doctrine was promulgated in response to the question of the
admissibility of statements obtained from an individual interrogated under police
custody, considering that such a time and under the stress of such conditions, his right
against self-incrimination could be rendered futile." 1 4 The Miranda pronouncements
thus became necessarily a part and parcel of the additional rights granted in the cited
section 20, as made by the late U.S. Chief Justice Warren in the Miranda case thus: "The
prosecution may not use statements, whether exculpatory or inculpatory, stemming
f r o m custodial interrogation of the defendant unless it demonstrates the use of
procedural safeguards effective to secure the privilege against self-incrimination. By
custodial interrogation, we mean questioning initiated by law enforcement o cers
after a person has been taken into custody or otherwise deprived of his freedom of
action in any signi cant way ." 1 5 These additional Miranda rights could not be invoked
by respondents, as the members of the Fact-Finding Board were not law enforcement
officers nor were respondents under custodial interrogation.
As ordinary witnesses before the Fact-Finding Board and under the settled
jurisprudence above-cited, they could not invoke the right to silence and refuse to take
the witness stand. Their right and privilege (which is not self-executory or automatic
ipso jure) was, while testifying, whether voluntarily or by subpoena, to invoke the
privilege and refuse to answer as and when a question calling for an incriminating
answer is propounded. Failure to invoke the privilege which is personal does
automatically result in its loss ipso facto. The law, usage and settled jurisprudence
uniformly require that the privilege must be asserted or else is lost. The court or board
upon its invocation still has to pass upon and rule upon the proper application of the
privilege. As restated by Francisco, the rule and exceptions are: "Certainly, where the
witness, on oath declares his belief that the answer to the question would criminate or
tend to criminate him, the court cannot compel him to answer, unless it is clear
perfectly, from a careful consideration of all the circumstances of the case, that the
witness is mistaken, or is acting in bad faith, and that the answer cannot possibly have
any such tendency." 1 6
4. The view that withal, it is best, although not required, that a warning to the
witness of his option to refuse an answer to incriminating questions — as advanced
even by the Tanodbayan at the hearing — dates back to a century ago and has been
long discarded as "witnesses are usually well enough advised beforehand by counsel as
to their rights when such issues impend" and "as general knowledge spread among the
masses and the preparation for testimony became more thorough." Thus, Wigmore, the
bible on the law of evidence so remarks and adds that "there is no reason for letting a
wholesome custom degenerate into a technical rule." —
"It is plausible to argue that the witness should be warned and noti ed,
when a criminating fact is inquired about, that he has an option to refuse an
answer; and this view was often insisted upon, a century ago, by leaders at the
Bar.
"Nevertheless, it is plain that the old practice was to give such a warning,
when it appeared to be needed. But, as general knowledge spread among the
masses, and the preparation for testimony became more thorough, this practice
seems to have disappeared in England, so far at least as any general rule was
concerned.
"In the United States, both the rule and the trial custom vary in the different
jurisdictions. No doubt a capable and painstaking judge will give the warning,
where need appears, but there is no reason for letting a wholesome custom
degenerate into a technical rule." 1 7
But from the environmental facts and circumstances of the Fact-Finding Board
hearings, to require such a warning to the witness of his option of refusal to answer
incriminatory questions would have been an exercise in absurdity and futility. As is a
matter of public knowledge, respondents had concluded in their investigation that
Galman was the assassin of the late Senator Aquino. As observed by former Senator
Ambrosio Padilla as amicus curiae at the hearing on the merits of August 15, 1985, they
were all too eager to testify and make a strong effort to gain support from the Fact-
Finding Board and the public for the military version and report that the assassin was
Galman who was forthwith gunned down by the military escorts and guards at the
tarmac. It would have been ridiculous, if not bordering on o ciousness and
impropriety, to warn them as the highest ranking military o cers of their option of
refusal to answer incriminatory questions and also as the majority holds, 1 8 of their
right to remain silent. When respondents generals appeared before the Board,
respondent Ver precisely made the opening statement that.
"GENERAL VER:
I welcome this opportunity, Madame Justice, members of this Honorable
Board, Dean, Gentlemen — this opportunity to assist . . . this Honorable Board in
the quest for truth and justice. We all deplore this tragic incident which is now the
subject of inquiry. This Board, this Honorable Board is mandated to conduct a
free, full, and exhaustive investigation into the matter under investigation. We all
hope that my testimony, madame, will somehow dispel any misconception, or any
misinformation surrounding this tragic incident. I am now ready to answer your
questions.
JUSTICE AGRAVA:
Now, General, at the outset, we give the right and the privilege for every
witness to be assisted by counsel. Do you have your counsel with you this
morning?
GENERAL VER:
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I did not bring any counsel, madame, but . . . if I need a counsel, madame, I
could probably look for . . . probably . . .
JUSTICE AGRAVA:
Yes?
GENERAL VER:
I may call Fiscal Parena, or the Public Coordinator. I was talking to Atty.
Tan to assist me, in the protection of my constitutional rights . . .
JUSTICE AGRAVA:
Yes.
GENERAL VER:
. . . if it is necessary.
ATTY. TAN:
Your Honor, please, it is part of the function of this o ce to help the
witness if he doesn't have counsel, and so, if the General is willing to have me, I
will happily serve as counsel, Your Honor.
JUSTICE AGRAVA:
All right.
GENERAL VER:
Thank you." 1 9
Respondent Olivas likewise testi ed before the Board in response to its invitation to
assist it in determining the true facts and circumstances surrounding the double killing.
6. The majority decision would go around this by asserting without basis in
the record that "(A)ll the private respondents, except Generals Ver and Olivas, are
members of the military contingent that escorted Sen. Aquino while embarking from
the plane that brought him home to Manila on that fateful day. Being at the scene of the
crime as such, they were among the rst line of suspects in the subject assassination.
General Ver on the other hand, being the highest military authority of his co-petitioners
labored under the same suspicion and so with General Olivas, the rst designated
investigator of the tragedy, but whom others suspected, felt and believed to have
bungled the case. The papers, especially the foreign media, and rumors from ugly-
wagging tongues, all point to them as having, in one way or another participated or have
something to do, in the alleged conspiracy that brought about the assassination. Could
there still be any doubt then that their being asked to testify, was to determine whether
they were really conspirators and if so, the extent of their participation in the said
conspiracy?" In fact, the respondent court's decision and separate opinions as well as
the majority decision at bar and the separate concurring opinions all fail to specify the
particular portions of the testimonies of respondents or any speci c question and
answer that can be in any way deemed to be self-incriminating. Indeed, even if we
assumed arguendo that they were warned of their right against self-incrimination and
tried — absurdly — to invoke the same, there is no speci c question and answer by way
of testimony that could be pointed to them as having been made under compulsion —
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for the simple reason that their testimony was in full support of their own military
report that Galman was Aquino's killer and for which they were trying to gain the
Board's acceptance. In the all too brief and inadequate deliberations held on August 20
and 21, 1985 after the hearing on the merits of August 15, 1985, without reaching a
de nite conclusion, the ponente reported — and I share this view from a cursory
examination, for want of material time, of the excluded testimonies only since the
excluded documents, records and other evidence produced by them were not before
the Court — that there is nothing in the excluded testimonies that could in any way be
deemed self-incriminatory per se. So there would be no legal basis whatever for their
exclusion. But the ponente circulated only last August 26th at noon his draft for
dismissal of the petitions which were led only last month. And its release has been set
for August 30th. LLpr
7. There has not been enough time to weigh and ponder on the far-reaching
consequences of the decision at bar. The decision orders the total and unquali ed
exclusion of the testimonies and evidence produced before the Fact-Finding Board by
the eight respondents charged as accessories "even though (they) failed to claim (their)
privilege before giving the incriminating testimony" (citing 21 Am. Jur. 2d. 218). But the
cited compilation of American State and Federal Law expressly cautions that "The
question whether a witness must claim exemption from self-incrimination to be entitled
to immunity from subsequent prosecution must in each case be determined in the light
of constitutional and statutory provisions in the jurisdiction where the question arises"
(21 Am. Jur. 2d. 151). It recites on the same cited page that "Under a statute granting
immunity to persons who have been compelled to testify, one who has appeared
voluntarily and testi ed without claiming his privilege against self-incrimination , or one
who has appeared and testi ed pursuant to a void subpoena or one addressed to
another person, without claiming the privilege, cannot say he has been compelled to
testify, and therefore, he is not entitled to immunity." And the necessity of claiming the
privilege against self-incrimination before an administrative officer or board such as the
Fact-Finding Board is recognized to be essential, thus:
"This is not only equally true as for the case of testimony in a judicial trial,
but the explicitness is here even more essential, and particularly where the
administrative o cer makes a general demand for documents or testimony upon
a broad class of topics. The reason is clear. The o cer has testimonial powers to
extract a general mass of facts, or which some, many, or most will certainly be
innocent and unprivileged, some may be privileged communications (e.g.,
between attorney and client) whose privilege remains unaffected by the statute
de ning his powers, and some may be privileged as self-incriminating but liable
to become demandable by overriding this privilege with a grant of immunity.
Among these mass of facts, then, the o cer will seek those which are relevant to
his administrative inquiry; he cannot know which of them fall within one or
another privilege in particular, which of them tend to criminate at all, or to
criminate a particular person; if such facts are there, he may not desire or be
authorized to exercised the option of granting immunity so as to obtain them; his
primary function and power is to obtain the relevant facts at large, and his power
to obtain a special and limited class of facts by grant of immunity is only a
secondary one, and one which he will not exercise till a cause arises, if even then.
"For these reasons of practical sense, then, as well as for the inherent
requirements of principle already noticed for judicial o cers, it is particularly true
for an inquiry by an administrative o cer that the witness must explicitly claim
his privilege, and speci cally the privilege against self-incrimination, and must
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then be overridden in that claim, before immunity can take effect." (VII Wigmore
on Evidence, 2282, pp. 517-518).
The concurrence of Justice Vera Cruz sounds even more ominous thus:
"I believe that where evidence is produced by a witness in accordance with
the conditions of the statute granting immunity such as P.D. No. 1886, as
amended, its immunity provisions attach instantly and it is entirely immaterial
what use the investigation authority makes of it (People ex rel. Massarsky v.
Adams, 47 N.Y.S. 2d 375, 62 N.E. 2d 244).
"Consequently, the evidence, given before the Agrava Board by the accused
in the instant cases namely, Generals Fabian Ver and Prospero Olivas, and
Sergeants Pablo Martinez, Tomas Fernandez, Leonardo Mojica, Pepito Torio,
Prospero Bona and Aniceto Acupido, cannot be used against them and this
proscription did attach instantly when they testi ed before the same Board. Verily,
the prohibition stands, irrespective of the purpose for which the prosecution
would like to use this evidence."
The total and unquali ed exclusion of the testimony and evidence granted by
respondent court and sustained by the majority decision herein refers expressly to the
eight respondents charged as accessories. Would not this unprecedented grant of
immunity and exclusion of testimony be now claimed by the rest of the twenty-two
accused charged as principals except for the lone civilian? As reported by the press,
respondent court has suspended its trial and placed the pressure on the Court to rush
its decision, as "(T)he so-called 'trial of the century' has been delayed since last week on
motion of the defense panel which had argued that the high court's decision on the
admissibility of Ver's testimonies was a vital prerequisite to the presentation of
witnesses for the defense." 2 0 Would this not result in the People holding an empty bag
of excluded testimonies and evidence, since to all intents and purposes all
respondents-accused testi ed before the Fact-Finding Board? Would their testimonies
be inadmissible for purposes even of impeaching such testimony as they may now give
before respondent court? These ponderous questions need not confront us had we but
required respondent court to hew to the settled procedure and doctrine of Yatco
(supra, par. 1 hereof) of giving the prosecution a chance to get into the record its
relevant evidence until the nal determination and consideration of the case, for the
unjusti ed exclusion of evidence of the prosecution may lead to the erroneous acquittal
of the accused or dismissal of the charges, from which the People can no longer
appeal. LLphil
But when the statute grants conditional immunity (and not absolute as in the above-
quoted section 10 of the Anti-Gambling Act) then it explicitly contains the cited
conditional clause in section 5 of P.D. 1886 granting immunity only when " he is
compelled to testify after having invoked his privilege against self-incrimination."
This is but in accord with long-settled Philippine jurisprudence cited above
(supra, paragraph 2 hereof), that the witness has an option of refusal to answer
incriminatory questions, which he loses ipso facto if he does not invoke the privilege
and nevertheless answers the questions. Here, in view of the national and international
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importance of the case with the country's very prestige at stake, the P.D. added the
incentive of offering immunity: "The purpose of immunity provisions is to aid
prosecuting officers by inducing criminals or their confederates to turn state's evidence
and tell on each other, to enable prosecuting o cers to procure evidence which would
otherwise be denied to them because of the constitutional right against self-
incrimination, and at the same time to protect every person from giving testimony
which directly or indirectly would be helpful to the prosecution in securing an
indictment or a conviction. The provisions for immunity are or should be as broad as or
co-extensive with the constitutional provisions granting the privilege against self-
incrimination." (21 Am. Jur. 2d. Criminal Law, sec. 148). It is bad enough that no state's
evidence turned up to tell on his confederates in exchange of immunity. But to call the
cited section "a booby trap for the unsuspecting or unwary witness" unless it was
construed as granting absolute and unconditional immunity from the very fact of
merely testifying as a witness before the Board — without claiming immunity nor giving
any incriminatory information that would aid the state to determine the true facts about
Aquino's assassination — would be a sell-out. It would make a shambles of the letter
and spirit as well as the salutary intent and objective of the Decree to ferret out the
truth and obtain state witnesses.
9. The truncated and distorted reading of the cited section 5 which consists
of a single integrated paragraph and splitting it into two isolated parts so as to allow
the privilege against self-incrimination (which was already lost for failure to claim it in
the Board hearings) to be resurrected and raised in a much later time frame and
"subsequent criminal proceeding" is against all usage and rules of statutory
construction, not to mention the long line of above-cited jurisprudence to the contrary.
And if there still be doubt, we need only reproduce hereunder the similar wording of
Senate Joint Resolution 137 (Public Law 88-202) after which section 5 of P.D. 1886
was patterned. Said law was enacted by the U.S. Congress in December 1963 to
empower the Warren Commission to issue subpoenas requiring the testimony of
witness and the production of evidence relating to any matter under its investigation.
The Report of the President's Commission on the Assassination of President John F.
Kennedy in its foreword on page X stated that "In addition, the resolution authorized the
Commission to compel testimony from witnesses claiming the privilege against self-
incrimination under the fth amendment to the U.S. Constitution by providing for the
grant of immunity to persons testifying under such compulsion." (Emphasis supplied).
The cited Public Law reads:
"(e) No person shall be excused from attending and testifying or from
producing books, records, correspondence, documents, or other evidence in
obedience to a subpoena, on the ground that the testimony or evidence required
of him may tend to incriminate him or subject him to a penalty or forfeiture; but
no individual shall be prosecuted or subjected to any penalty or forfeiture (except
demotion or removal from o ce) for or on account of any transaction, matter, or
thing concerning which he is compelled, after having claimed his privilege against
self-incrimination, to testify or produce evidence, except that such individual so
testifying shall not be exempt from prosecution and punishment for perjury
committed in so testifying." (Emphasis supplied).
11. Only the former lawyers of the Fact-Finding Boards created under P.D.
No. 1886, consisting of Messrs. Andres R. Narvasa, Bienvenido A. Tan, Jr., Mario E.
Ongkiko and Francisco A. Villa have given us the answer that there is nothing
incriminatory per se in the testimonies of the respondents, in the Memorandum
submitted by them, to wit:
"I. The so-called 'Galman Theory' — that it was Rolando Galman who
killed Senator Aquino — is either true or untrue, a matter the SANDIGANBAYAN will
have to resolve.
"II. If the 'Galman Theory' be true — as advocated by the military
o cers concerned — then the testimony of Ver, et al. is true. It is self-
incriminatory. There would the be no reason to exclude it.
"If, on the other hand, the theory be untrue — as the prosecution in turn
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advocates — then the testimony of Ver, et al. is untrue. It is self-incriminatory of
them, because by giving it and thereby seeking to hide the crime, they
incriminated themselves. Withal there would also be no reason to exclude it.
Surely, after their plot to deceive the Board had been exposed, they should not
now be allowed to use the law to bring about exclusion of the very proof of their
deception."
"8. Neither PD 1886 nor the Constitution should be used as a shield for
crime, fraud or trickery.
"9. The foregoing propositions were ignored by the SANDIGANBAYAN.
Instead, with all due respect, it has —
With a word of commendation for the former Fact-Finding Board lawyers and
former Senator Ambrosio Padilla and Atty. Ramon Gonzales, whose memoranda as
amici curiae, have been of great assistance, I vote, accordingly, to grant the petitions at
bar and to set aside the questioned exclusion order.
I vote to grant the Petitions and to reverse the ruling of the Sandiganbayan.
The resolution of the issue revolves around the interpretation to be given to Sec.
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5 of PD No. 1886, reading as follows:
"SEC. 5. No person shall be excused from attending and testifying or
from producing books, records, correspondence, documents, or other evidence in
obedience to a subpoena issued by the Board on the grounds that his testimony
or the evidence required of him may tend to incriminate him or subject him to
penalty or forfeiture;"
"but his testimony or any evidence produced by him shall not be used
against him in connection with any transaction, matter, or thing concerning which
he is compelled, after having invoked his privilege against self-incrimination, to
testify or produce evidence, except that such an individual so testifying shall not
be exempt from prosecution and punishment for perjury committed in so
testifying, nor shall he be exempt from demotion or removal from o ce.
(Paragraphing supplied).
As I read the law, Section 5 does not require that the person testifying before the
Agrava Fact Finding Board (the Board, for short) shall rst invoke the privilege against
self-incrimination. Under said statute it is obvious that he has no such privilege.
But what is the effect of the second part providing that his testimony or any
evidence produced by him shall not be used against him in connection with any
transaction, matter or thing concerning which he is compelled, after having invoked his
privilege against self-incrimination, to testify or produce evidence, except in case of
perjury?
To my mind, the above portion does not grant to a person who has testi ed
before the Board absolute or total immunity. It should not operate as a shield against
criminal liability specially since, under Section 12 of the same Decree, the Board may
initiate the filing of the proper complaint if its finding so warrant. Thus,
"SEC. 12. The ndings of the Board shall be made public. Should the
ndings warrant the prosecution of any person the Board may initiate the ling of
the proper complaint with the appropriate government agency . . ." (Emphasis
supplied).
The inquiry before the Board was a general one. It was not directed against any
particular individual or individuals. Private respondents did not testify therein as
suspects or as accused persons. There should therefore be no hindrance to a criminal
prosecution.
"It has been held that where an inquiry by a grand jury is a general one and
is not directed against a particular individual, the fact that on the basis of the
information elicited, grounds for a criminal prosecution may evolve against a
witness, may not serve as a bar to such prosecution (U.S. v. Okin, D.C.N.J., 154 F.
Supp. 553; Berson v. Goldstein, 124 N.Y.S. 2d 452) even though he testi ed
before the grand jury without being warned of his constitutional privileges against
self-incrimination." (U.S. v. Okin, supra) (Emphasis supplied).
The right against self incrimination is not a prohibition of inquiry but an option of
refusal to answer incriminating questions (Cabal vs. Kapunan, 6 SCRA 1059 [1962]).
The kernel of the privilege is testimonial compulsion. Whether or not any speci c
portion of the testimonies of private respondents is incriminating should be
determined by the Sandiganbayan itself. The claim against self-incrimination should be
invoked when a speci c question, which is incriminating in character, is put to a witness
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in the subsequent proceeding. There should be no automatic "immunity bath" of the
entire testimony before the Board for immunity does not extend to such of the evidence
as is not privileged.
". . . But it is established that the privilege against self-incrimination must
be invoked at the proper time, and the proper time to invoke it is when a question
calling for an incriminating answer is propounded. This has to be so, because
before e question is asked there would be no way of telling whether the
information to be elicited from the witness is self-incriminating or not. As stated
in Jones on Evidence (Vol. 6, pp. 4926-4927), a person who has been summoned
to testify 'cannot decline to appear, nor can be decline to be sworn as a witness'
and 'no claim or privilege can be made until a question calling for a criminating
answer is asked; at that time, and generally speaking, at that time only, the claim
of privilege may be interposed.'" (Gonzales vs. Sec. of Labor, et al., 94 Phil. 325,
326 [1954]).
The objective in all this exercise is to arrive at the truth. "Though the
constitutional provisions for the protection of one who appears . . . must be liberally
and fairly applied, the interests of the people are also entitled to consideration"
(Wharton's Criminal Evidence, 11th Ed., Vol. 1, p. 609; People vs. Coyle, 15 N.Y.S. 2d
441, 172 Mis. 593). Specially so since, in the language of PD No. 1886 itself, the
"treacherous and vicious assassination of former Senator Benigno S. Aquino, Jr. on
August 21, 1983, has to all Filipinos become a national tragedy and national shame."
In the interest of eliciting the truth, the excluded testimonies should be admitted,
leaving it to the Sandiganbayan to determine which speci c questions and answers are
to be excluded because they are incriminatory, and which should be given credibility, if
found to be competent and admissible.
The issue raised in these two petitions is whether the testimonies and other
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evidence produced by the private respondents before the Agrava Board may be used
as evidence against them before the Sandiganbayan.
Respondent Sandiganbayan rejected their testimonies on the ground that "under
statutes providing in substance that no person shall be excused from testifying or
furnishing evidence on the ground that the testimony or evidence may tend to
incriminate him, but that no person shall be subject to indictment or prosecution for
anything concerning which he may testify or furnish evidence, it has been held that one
who testi es concerning criminal offenses when required to do so is entitled to
immunity from prosecution even though he fails to claim his privilege before giving the
incriminating testimony (21 Am Jur 2d 218). He could not be required, in order to gain
the immunity which the law afforded, to go though the formality of an objection or
protest which, however made, would be useless (VIII Wigmore 516)." (p. 4, Resolution
of Sandiganbayan) LexLib
In the case of Gonzales vs. Secretary of Labor, et al., 94 Phil. 325, this Court held
that "the privilege against self-incrimination must be invoked at the proper time, and the
proper time to invoke it is when question calling for a criminating answer is
propounded. This has to be so, because before a question is asked there would be no
way of telling whether the information to be elicited from the witness is self-
incriminating or not. As stated in Jones on Evidence (Vol. 6, pp. 4926-4927), a person
who has been summoned to testify 'cannot decline to appear, nor can he decline to be
sworn as a witness' and 'no claim of privilege can be made until a question calling for a
criminating answer is asked; at that time, and generally speaking, at that time only, the
claim of privilege may properly be interposed.'" And, since it is a personal right to be
exercised only by the witness, this privilege against self-incrimination may be waived by
him and, when so waived, cannot thereafter be asserted. The privilege is waived by his
voluntary offer to testify by answering questions without objecting and/or claiming the
privilege.
When private respondents gave testimonies before the Board they were not
defendants but witnesses invited and/or subpoenaed "to ventilate the truth through
free, independent and dispassionate investigation." They could not refuse or withhold
answers to questions propounded to them unless the inquiry calls for an incriminating
answer and a timely objection is raised.
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In the case at bar, since the private respondents answered questions from the
Fact Finding Board without claiming the privilege against self-incrimination they cannot
now be allowed to invoke the immunity clause provided in Section 5 of Presidential
Decree No. 1886.
I vote to grant the petitions.
Footnotes
CUEVAS, J.:
1. SECOND WHEREAS.
2. Justice Corazon Juliano Agrava being the appointed Chairman of this ad hoc Fact
Finding Board.
3. Gen. Fabian C. Ver & Major Gen. Prospero Olivas both appeared and testified in response
to an invitation — p. 6, COMMENT.
35. Yu Cong vs. Trinidad, 47 Phil. 385: Automotive Parts & Equipment, 30 SCRA 248
(1969).
36. Araneta vs. Concepcion, 52 O.G. 151.
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37. Lefkowitz vs. Turley, 414 US 70, at 85.
38. 123 SCRA 583, 603 (1983).
CONCEPCION, JR., J., concurring:
1. G.R. No. 68113, Aquilino Q. Pimentel, Jr., versus Commission on Elections et al.,
promulgated December 19, 1984.
DELA FUENTE, J., concurring:
1. Section 20, Art. IV, 1973 Constitution.
2. Bagadiong vs. Gonzales, 94 SCRA 906.
3. 24 SCRA 663.
4. Pascual vs. Board of Medical Examiner, 28 SCRA 344, at 350, citing Chavez.