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University of Pretoria etd, Mokgobu E P (2005)
CHAPTER FIVE
INFORMATION TECHNOLOGY AS AN
IMPERATIVE FOR SECURING
DEMOCRACY IN SOUTH AFRICA
Introduction
The turn of the century has seen many nation states transcending to post-Fordist
societies. Information technology (IT) particularly has been diffusing to large
numbers of nations all over the world and is now cutting edge of socio-economic
development. It has come to be seen not only as a developmental issue in itself, but
also as a necessary component of all other developmental programmes.
There is a need to maintain a balance between threat and opportunity. The nature of
threats to South African security and the available means to contend with them are
changing with lightning speed, and it is vital to remain conscious of these changes and
their implications.
The South African democratic political system no longer views national security as
predominantly a military and police problem but rather as incorporating political,
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The expansions in personal electronic media along with the exploitation of computer-
telecommunications convergence have paved the way for the creation of a worldwide
web of networked computers. Expansion of cyberspace into virtually all spheres of
human activity and the growing number of Internet users worldwide exacerbated the
concept of information technology, which has changed the world. The nature of these
changes is, however, contentious with conflicting explanations of the impact of the
information technology revolution and the relationship between technology and
national security, which invariably underlie the character of threats and vulnerabilities
in a democratic society. In this respect it is deserving to review the nature and
character of national security as presented by the challenges in information
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technology. Given the national security aspects and its relationship with information
technology, it is imperative to note that, other things being equal, democracy is
usually prevalent where threats and vulnerabilities are minimal. This study
investigates and departs from a self-constructed hypothesis that advance in
information technology may enhance political stability in a democratic political
system, and that where stability is maintained, threats and vulnerabilities are
minimised and thus consequently a perennial national security can be enhanced.
Therefore the absence of threats and vulnerabilities also reduces the high level of
insecurity in a democratic political system.
Information technology (IT) is the term that describes the disciplines encompassing
systems analysis, programming, telecommunications and multimedia (combining
audio, text and video information) applications. It came into common use in the late
1980s, supplanting other terms such as electronic data processing, management
information system, information resources management, data communication, etc.
(http://govt.ghana.gov.gh/story.asp?ID=68.02/07/19). The term could also be credited
to former US Vice President Al Gore, who coined the phrase in the early 1990s as a
piece of political rhetoric to capture the imagination of the US electorate.
(Tsagarousianou, Tambini and Bryan, 1998). Information technology is the concept
that is generally used to refer to the use of computer, electronics, and
telecommunications equipment for processing and distributing information in a digital
form. Martin describes it as the acquisition, processing, storage, dissemination and
use of vocal, pictorial, textual and numerical information by a microelectronics-based
combination of computing and telecommunication. (Martin, 1988).
2 The terms information technology (IT) and information and communication technology (ICT) are inextricably
bound and are used interchangeably in most literature resources. However for the purpose of consistency in this
study, the term IT will be used throughout, unless otherwise specified.
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Security in the 21st Century, the entire world will be linked by 2025, so that from any
stationary or mobile station it will be physically possible to send and receive near-
instantaneous voice, video and other serial electronic signals to any other stations.
(USCNS, 1999).
There is the general view held by many scholars that the basis for the current
information revolution has been the advent of the radio or television, or even
computers. However, the basis was the magnitude of transformation of the microchip,
and its impact of microelectronics on computers and on telecommunication devices
has been compact, cheap, reliable and disposable (Martin 1988). Microelectronics
has been the basis for the developments both in computing and in
telecommunications. Bankes and Builder (1992) maintain that it was the
developments in solid-state electronics that brought all of these devices, i.e. telegraph,
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telephone, radio, television, and electronic computers, into practical form that could
be mass-produced and distributed to individuals throughout the world.
The developments in information and communication technologies did not occur
separately from one another. Digitisation meant that all the media became translatable
into each other (Brand in Saxby 1990) and this has been fundamental to the
information revolution. Convergence, that is the ease of interaction between
information and communication technologies, occurs at different levels and in
different directions. Martin (1988) asserts that convergence is not only the marriage
of two technologies but also the erosion of functional barriers as between data
processing and communications as well as the vertical integration of industries. As
voice (traditionally the terrain of telecommunications), data (computing), text
(publishing and library services) and video (broadcasting) are translatable into one
another, service suppliers become more interrelated. (Cowie 1989).
The information technology is not only about developing the broader scope for ICT
but the fact that it has been diffusible to societies. The scope of information and
communication media that are available for personal use and to an extent controllable
by individuals, has expanded tremendously from TV sets and citizen band radios in
the 1940s to desktop and laptop computers, personal fax machines, handheld video
cameras, cellular telephones, cable television and satellite uplinks in the 1990s.
(Ganley 1991).
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The spread of modems and networked computing in 1990 brought the Internet to
average citizens and commercial enterprises. A wide range of interactions became
possible in cyberspace, such as browsing information stored on other computers and
searching databases, exchanging electronic mail, participating in discussion groups on
a multitude of topics, and increasingly engaging in e-business. (Kitchin, 1998).
Expansion of cyberspace into virtually all spheres of human activity and the growing
number of Internet users worldwide exacerbated the concept of information revolution
that has changed the world.
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The technology as panacea approach misses key elements of the circumstances facing
some African states. A case presented in this regard is the World Bank’s effort in
which US$6,5m has been spent since 1995 on establishing a long-distance learning
capacity that will obviate the need for local teachers, libraries, and even paper. Yet an
established fact is that the sporadic delivery of electricity power in (South) Africa
creates obstacles to the Internet’s reliability and utility. (Alden, 2001).
In order to have a clear focus on the South African environment it is also important to
have a global overview of ICT circumstances that influence the socio-economic and
political perspectives that are a potential for the conflict.
The nature of global conflict has changed during the past century. The bloody battles
of the First and Second World Wars were followed by the Cold War in which the
tensions shifted from a military to a political nature. A more recent shift is that the
world is currently embroiled in a global economic battle. One of its consequences is
that economic security will become an increasingly important part of national
security. (Pistorius, 2001). Economic changes also affect productivity output as
influenced by advances in information technology.
The new mode of production, which is centred around information technology and
instantaneous worldwide electronic communication, has become dominant in the era
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Looking at the accounts and lessons from other spheres it is interesting to note that
most developing countries’ policies were concerned with the availability of
technological products, rather than with the more complex problems of the associated
political, economic and cultural integration of such products. In South Africa a
different approach was followed, and ample attention was given to meeting the
infrastructure needs for an industrious adaptation of technology. Policies regarding
technology choice were identified, as well as problems in implementation, as the
democratic nature often requires over-stretched public consultation on alternatives.
Another critical issue to draw from developing countries is that in these countries,
where mostly the transferred technology increased considerably in volume such that it
usually consisted of end-products rather than of technology as such, much of the
transfer took place as intra-firm movements, that the conditions under which transfer
took place were often disadvantageous, and that much of the technology was
inappropriate, obsolete, over-priced, or all of these together. (Hamelink, 1997).
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During the 1980s these countries took a stand to share the expectation within
industrial nations that innovations in telecommunications and computer technologies
could markedly improve industrial performance and increase economic productivity.
There was a common belief among them that ICTs in fact enable developing
economies to leapfrog over industrialisation into a post-industrial society. With this
hope, developing countries began to launch policies and programmes to acquire a
share in international satellite communications and trans-border data flow networks.
There was also anxiety concerning the possibility that ICTs might imply serious social
risks. People were concerned about issues like the potential for cultural colonialism,
the replacement of jobs by machines, and the erosion of individual privacy, national
sovereignty, hence national security as such. Towards the end of the 1980s these fears
seemed to have abated, and the general view on the relation between ICTs and
national security entered a third and current phase. This phase is driven by a very
strong fear of being left behind and being cut off from the emerging global digital
highway. Therefore the "digital divide" is on to create and broaden ICT links.
(Hamelink, 1997).
The current levels of IT amongst South African citizens tend to be weak and
proportionate to levels of income, education, race and gender. The use of ICTs in
South Africa presents a challenge that should be viewed as an important agent for
change in overcoming social problems and closing the information gap.
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The advance rate of information technology has influenced the social, economic and
cultural changes, which have stretched the resources of the strongest economic
sectors.
As South Africa has adopted a National System of Innovation (NSI), many argue that
technological innovations, particularly in the information and communications
technology (ICT) sector, are the main drivers of these changes. Some authors refer to
an emerging 'knowledge society' as the fundamental cause. The operational meaning
of information and communications technology covers digital technologies facilitating
the acquisition, processing, presentation, management and communication of
information. These technologies include the microelectronics, computer and
telecommunications industries, etc. The ICT sector is dominated by the rich countries
and a few large, international corporations, while on the other hand small
entrepreneurs with the right niche products are able to enjoy rapid growth with
reasonably modest start-up costs. Over half of the growing worldwide information
processing market is related to software production. Growth areas include software
packages and systems integration services.
South Africa is the 20th largest country market for ICT products and services,
accounting for 0,6% of worldwide revenues. 60% of PCs are connected to networks,
which compares favourably with OECD norms. In the Financial Services sector there
are 74 PCs per 100 employees; with around 24 in Wholesale and Retail; 17 in
Manufacturing, and 7 in Government. (IMD, 2002).
Over 95% of hardware revenues by distributors are from imported products and
components. South Africa contains a third of all main lines and 85% of all cellular
subscribers in Africa. Telkom, 70% state-owned, is the 28th largest
telecommunications operator in the world. Its expansion is being financed on the
international bond markets with the intention of reaching undersubscribed peri-urban
and rural areas and becoming the primary international African hub for
telecommunications, computing media and international services.
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South Africa is regarded as the largest global system for mobile communications
(GSM) market outside of Europe, and the fourth fastest growing GSM market in the
world. By 1997, 20% of the country's telephone volume were mobile units. In 1993/4
the telecommunications industry was estimated to have a turnover of roughly R3-
billion, employing some 7 200 people. ICT professional services had a turnover of
R2,3-billion in 1995, but little of this was spent on cutting edge research and
development. (IMD, 2002).
The Industrial Revolution produced a social pact among governments, workers and
employers, which sustained growth in capitalist economies for over a century and
spawned competing ideologies to the right and left. That balance is now being
challenged by a shift to new ICT-mediated modes of producing goods and services.
The new paradigm is enabled by ICTs, while simultaneously driving the development
of new ICTs.
Distance and time are no longer limiting factors in production. Companies locate
operations based on local labour skills and costs, taxation and incentive arrangements.
Concentration on 'core business' provokes outsourcing and the creation of 'virtual
business entities'.
The information technology industry resounds with great expectations for a profitable
all-digital future and an exponential increase in consumer purchases of digital devices.
Chipmakers such as Intel, in particular, in 2001 spent $7,3-billion on capital
investment to help build manufacturing capacity and increase manufacturing
efficiency. They expect enormous growth in the market for digital consumer
electronics: digital set-top boxes and decoders for satellite and cable television; video-
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game consoles; digital videodiscs and small-size dishes for direct digital broadcast
television. (Intel, 2002).
There is a clear indication in most literature that in hardware, the most important
trends of the recent past have been increasing speed, miniaturisation, more efficient
energy use, greater capacity, and lower costs. These tendencies may continue. But in
addition there may well be completely new developments, such as the optical
computer that processes information through light waves instead of electrical pulses.
Universal digital fibre optic networks may combine with wireless networks to expand
communications capacity enormously. Meanwhile, one of the latest developments in
digital convergence is the symbiosis of television sets and personal computers that
creates new forms of interactive television, a recent example being with DSTV
interactive, making the television act as a personal computer to be able to shop, send
e-mail and use the TV. (DSTV, 2002).
ICTs are dominant in the global market. Trade in ICT products and services was
worth over $1 trillion in 1995. On the one hand the G7 countries and a few large,
international corporates dominate the ICT sector, while on the other hand small
entrepreneurs with the right niche products are able to enjoy rapid growth with
reasonably modest start-up costs. The trend amongst the major world economic
players is to extend their markets into developing countries.
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Concern about the information gap between rich and poor, and rural and urban
communities, is well founded. There seems to be a wide-ranging perception in the
scientific literature and in public policy statements that the ICT gap between the haves
and the have-nots in South Africa is widening, and that this hinders the integration of
the country into the global information society.
The hype and fervour about the digital divide makes it difficult to gain an overall
understanding of the problem, the different approaches to solutions, and, what is
really making it difficult, the fact that there are multiple definitions of the "digital
divide", conflicting reports of whether it is growing or shrinking, and a range of
opinions on the key factors affecting it. What is clear is that the disparity between
the "haves" and the "have-nots" is growing, and that the potential impact on society,
whether good or bad, will be exacerbated by technology. In fact, the digital divide is
a complex problem that manifests itself in different ways in different countries. It
presents both practical and policy challenges. Moreover, it is apparent that solutions
that work in one country cannot simply be transplanted to another country’s
environment. Solutions must be based on an understanding of local needs and
conditions. (Bridges, 2002).
The infusion of ICT in South Africa paints the existing landscape of poverty, past
discrimination and division onto the new canvas of technology use. Because ICT can
reward those who know how to use it with increased income and cultural and political
advantages, the resulting digital divide shows up in increasingly stark contrast.
Therefore, ICT disparities usually exacerbate existing disparities based on location
(such as urban-rural), gender, ethnicity, physical disability, age, and, especially,
income level, and between "rich" and "poor" communities.
The gravity of the ICT gap in South Africa can be presented by posing the question
whether communication technology is leading to globalisation or polarisation?
Current access to ICT runs along fault lines of society, dividing the educated from the
illiterate, men from women, rich from poor, young from old, urban from rural.
(UNDP, 1999.) This is clearly confirmed by the situation where only 11 percent of
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black/African families have telephones in their homes, compared with 43,6 percent of
Coloureds, 77,2 percent of Asian/Indians, and 89 percent of whites. (Cape Times, 7
Sep 1999:3).
The widening gap in information technology capacity raises serious questions about
whether the poorer communities will be able to overcome the financial obstacles that
hamper their access to information technologies.
Since reducing the IT gap requires a major financial effort, one central concern is
whether the foreign and local business communities are ready to provide the massive
investments needed for the technology innovation and the upgrading and expansion of
networks in South Africa. To understand the magnitude of the challenge, it is useful to
remember that the world competitiveness yearbook 2002 has ranked South Africa 39
out of 49 countries, with the number of Internet users per 1 000 people being 67,53,
compared to 267,96, and the number of computers per 1 000 people being 79,
compared to the 309 of the 49 countries ranked. (IMD, 2002).
Total reliance on international initiatives and foreign investment poses some serious
concern, while being self-sufficient requires massive capital investment. For instance,
South Africa’s telecommunication investment of 1,165 percent of the GDP is hardly
sufficient to compete globally and enhance socio-economic development. These
international initiatives coincide with continuing concern about the appropriateness of
the technologies being transferred and the capacity of recipient countries to gain
control over them. In fact, there is at present no convincing evidence that the owners
of advanced technologies will change their attitudes and policies towards the
international transfer of technology. Throughout the past decades, the prevailing
international policies in this field have erected formidable obstacles to the reduction
of North-South technology gaps. There is no indication that the current restrictive
business practices, constraints on the ownership of knowledge, and rules on
intellectual property rights that are adverse to developing country interests are
radically changing. And, in this case, there are no realistic prospects that the relations
between ICT-rich and ICT-poor communities will change in the near future.
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Furthermore, the key actors in international ICT policy-making have expressed a clear
preference for leaving the construction of the global information infrastructure to "the
forces of the free market", and there is room for doubt as to whether the institutional
arrangements of a corporate-capitalist market economy allow for the development of
an equitable information society. At any rate, it is important to think carefully about
whether, given the realities of the existing international economic order, there can be
any serious reduction in existing ICT disparities. It may well be an illusion to think
that ICT-poor countries can "catch up" or keep pace with advances in the most
technologically advanced societies. In the North the rate of technological
development is very high and is supported by enormous resources. This is certainly
not to say that poor countries should not try to upgrade their ICT systems. But they
should not do so in the unrealistic expectation that those who are ahead will wait for
them. The situation may improve for poorer countries, but the information divide
between North and South is not likely to go away. (UNISRID, 2001).
South Africa, having taken on the concerns of the “digital divide”, through President
Thabo Mbeki’s initiatives in October 2001 organised the first meeting of the
International Presidential Advisory Council on Information and Communication
Technology, where global corporate and other leaders in the ICT environment met to
advise on the complex, dynamic and exciting area of human activity. The first task of
the Council is to close the digital gap that already exists between the world and South
Africa. (Mbeki, 2001.) There is a general belief that, without adequate access to the
system, South Africa cannot hope to be economically competitive. Therefore the
"digital rush" is on to create and broaden links with electronic networks in the fields
of trade, finance, transport and science. Such a position is inspired by recognition of
the obvious benefits that digital information and communication technologies have to
offer in a number of ways.
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technologies for remote resource sensing can provide early warning to sites
vulnerable to seismic disturbances, and they can identify suitable land for crop
cultivation.
Looking at this phenomenon, South Africa has over the past five years inaugurated its
cellular networks, of which the cellular industry has been described as an economic
miracle generating more than R15-billion worth of economic activity. The growth in
this market has been spectacular, with a current subscriber base of over 8 million
(Vodacom 55% and MTN 45%) and extensive infrastructure rollout. The high growth
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in cellular phone use by both high and low-income communities has seen a third
cellular operator (Cell C) being licensed in 2001. (SNO, 2001).
A holistic approach which aims for real access to technology is needed that will be
effective and sustainable so that people can put it to use to improve their lives.
Improving the lives of people through the diffusion of ICT may raise societal concern,
which may not be overlooked in attempting to bridge the digital divide, particularly
when concerns become issues of national security.
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Information technology also obscures dividing lines between the mass media and the
private sphere. In fact, this convenient division between regulatory domains is
disappearing. Private e-mail can be broadcast to a million receivers, most of whom
never asked to receive the message. In addition, information technologies have made
the manipulation of data, images and sound so easy that it is possible to use and reuse
all sorts of materials without consulting the initial author-owner. Rules against piracy
activities cannot always be legally enforced, and a large grey area of contested
intellectual ownership emerges. It is precisely for this reason that issues of security
are necessary, and where the line can be drawn with regard to the protection of
privacy.
Not only does information technology magnify security concerns, it also raises
completely new security issues that are intimately related to specific features of these
new technologies. Questions arise, for example, in connection with its reliability at a
time when it is depended upon. Information technology involves risks. If the
technology is tampered with, airline passengers may die in a crash, patients may be
seriously injured, companies may go bust, or enemy forces may gain advantage.
Should the information technology fail and cause great social and political harm, the
responsibility of the different actors involved must be defined, e.g. hardware
manufacturers, software designers, and users,. This becomes especially complex,
however, when in the course of events electronic agents, smart robots, or other
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intelligent software makes decisions, or when decisions are based on the information
provided by expert systems. Increased vulnerability to technology failure in many
aspects of life is reinforced by the unreliability of digital computers. Forester and
Morrison (1990) argue that computers are inherently unreliable as "they are prone to
catastrophic failure; and secondly, their very complexity ensures that they cannot be
thoroughly tested before use".
National security issues are raised by the possibility of combining human beings and
electronic systems in cybernetic organisms. The dividing lines between humans and
non-human systems begin to blur, and questions arise about the moral quality of this
new existence. (Schroeder, 1994). What are the implications of creating software
robots that might permit an information resurrection of the dead? What enormous
power does this bestow upon those who can create such personality constructs? And
how can this power be socially controlled? To what extent can the information
technology power be polarised? (Schroeder, 1994).
Edward Luttwak (1998) maintains that during the cold war local and regional
conflicts were often instigated or at least encouraged and materially supported by the
rival great powers. Now by contrast it is the absence of the functioning great powers
that is the cause of the world’s inability to cope with violent disorders that persist
even in the absence of instigation, encouragement or military support by the great
powers. The result is that not only aggressive small powers, such as Serbia or even
Burundi, not only an armed secessionist of all kinds, but even mere bands can now
impose their will or simply rampage from without in today’s world, even when there
is neither the danger of great power wars nor the relative tranquillity once imposed by
each great power within its own space of influence. (Luttwak, 1998). IT has changed
South Africa as an emerging economy in fundamental ways. Its mechanisms, both
powerfully revolutionary and subtly insidious, will continue to change the landscape
of communication, commerce, national security and community, for years to come.
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The South African defence industrial complex in 1995 achieved a sales turnover of
R678 million with direct contribution to the economy. (NRTA, 1998.) The defence
industry in general is a repository of technology and its technology strategy should be
seen in the context of the National System of Innovation (NSI) that the development
and application of science and technology in South Africa should be central to the
success of the Growth and Development Strategy as it seeks to address the needs of
all South Africans in the maintenance of political, constitutional, social and economic
changes introduced by the government. The NSI as an enabling framework for
science and technology is intended to support the government’s Growth and
Development Strategy. This is imperative as it will be central to the empowerment of
all South Africans as they seek to achieve social, political, economic and
environmental goals. The development of innovative ideas, products, institutional
arrangements and processes will enable South Africa to address the needs and
aspirations of its citizens. This is particularly important within the context of the
demands of global economic competitiveness, sustainable development and equity
considerations related to the divided society of the past apartheid system. (White
Paper on Science and Technology, 1996).
The preservation of a strong technology base is a requisite of the defence strategy and
must serve to maintain the capability to detect threats, being aware of trends in
military technology and their implications for the defence. The technology base
should be able to produce technology demonstrators that can rapidly be turned into
military technology if necessary, be capable of providing expert advice for
procurement purposes, provide test and evaluation services, and support upgrade and
maintenance activities.
The essential concern of defence technology in South Africa has been whether
sufficient spin-offs can occur for the Defence Research and Development budget to
have a positive effect on high-technology development in the civilian sector. The
spin-off paradigm focuses on the military products, processes and organisational
innovations, including national technology infrastructures and firms that transform
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and enhance the civilian economy. However, there are also instances of "spin-on"
technologies, that is technologies developed in the civil sector that have found
military applications.
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Conclusion
The arguments presented in the preceding sections suggest that a number of issues
require extensive research conducted on national security and information technology.
The main purpose of further study and debate would be to provide policy makers with
analytical perspectives and empirical data that create a better match between
technological potential and preferred futures. It is assumed that these futures should
be both sustainable and democratic.
The first area could be concerned with the design of democratic and pro-active
policies and programmes that make it possible to realise the socio-economic
development potential of information technologies. Among other things, this entails
studying the roles that public and private sectors should play in the design and
execution of these policies and programmes; the forms of public intervention that are
conducive to shaping technological change in accordance with desirable social goals;
and the establishment of new and more democratic relations between producers and
consumers of ICTs, so that technological progress becomes much more responsive to
social needs.
A second area of concern is centred around the definition of those social and
institutional changes that are required to maximise the social benefits and to minimise
the social risks associated with the adoption and deployment of information
technologies. This entails considering various ways of adjusting the organisational
structures that are relevant for economic productivity, political participation, and
cultural diversity in line with preferred social scenarios; and the cultural
appropriateness of educational methods and training materials required for the
realisation of the technological potential. Again it is important to discuss the design
and adoption of information technologies that strengthen sustainable national security.
This involves creating information technologies that reduce the threat and
vulnerabilities, and encouraging environmentally sustainable applications of IT.
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Some scientists suggest that the most powerful 21st century technologies, for example
robotics, genetic engineering, and nanotechnology, could threaten to make humans an
endangered species. Bill Joy predicts that as technology advances, humans will
increasingly delegate responsibility to intelligent machines able to make their own
decisions and, referring to the writings of Theodore Kaczynski, known as the
Unibomber, wonders whether these same machines might not reduce humans to "the
status of domestic animals". (Joy, 2000).
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CHAPTER SIX
This chapter explores the need for, and development of, a model for the analysis of
the democratic political system within the context of South Africa. A core approach is
advanced which allows for the realisation of a democratic political system as well as
other imperatives that motivate and affect democracy and the existence of links that
exert their influence within a political system.
In this chapter the three components of the core approaches, namely democracy,
political system and South African democracy, are expanded and examined
separately. This part of the chapter will look at the elements that exist in a political
system and later at what constitutes a political system to be democratic as a whole,
together with its subsystems as its analytical component. It will also explore the
political processes as subsystems. It is therefore necessary to explain the political
system and processes in assessing how far these elements can be linked in upholding
democracy.
The origin of the term democracy can be traced back to ancient Greece. The word
democracy is derived from the Greek word kratos, meaning power, or rule. The word
therefore means “rule by the demos”, the demos referring to the “the people”,
although the Greeks originally used this to mean “the poor” or “the many”.
(Heywood, 1997). Democracy in essence means to designate a government where the
people share in directing the activities of the state, as distinct from governments
controlled by a single class, select group, or autocrat. The definition of democracy has
been expanded, however, to describe a philosophy that insists on the right and the
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It is generally agreed that liberal democracies are based on four main principles:
• A belief in the individual, based on the idea that the individual is both moral
and rational.
• A belief in reason and progress, based on the belief that growth and
development are the natural conditions of mankind, with politics the art of
compromise.
• A consensual theory of society, based on the belief that society is a kind of
mutual benefit association, based on the desire for order and cooperation,
rather than disorder and conflict.
• A suspicion of concentrated forms of power, whether by individuals, groups
or governments.
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Democratic political systems have been varied, from those of the Greek-political
system to the more contemporary complex structures, with common structures to
every democracy, freedom of opinion, expression, press and organisation, as well as
institutions whereby the people decide on behalf of others through an election in
which voters have a free choice, an independent court system and a respected legal
system, and minimal violence in a political system. Freedom and equality – the two-
pronged approach to democracy – are inextricably bound and there cannot be much of
one without the other. Freedom can be assured in a democracy, and the need for
political rights is inseparable. (Diamond, Linz and Lipset, 1988)
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Democracy means popular control and, to that effect, the then President of America
once defined democracy as "government of the people by the people". Government
of the people means government on behalf of the people, government by the people
means representative government, and government for the people implies that
government should be carried by the persons responsible in that nature. It is the
responsibility and nature of the government that it is encompassed within different
components, legislature, executive and judiciary, in which the distribution of these
components concretises the degree of democracy. (Held and Pollit 1993)
Aristotle (384-322 BC) maintained that man is by nature a political animal. The
essence in this notion is that of social existence as to politics, by implication, two or
more human beings interacting with one another are invariably involved in a political
relationship, hence human beings, as they try to define their position in a given
society, try to extort personal security from available resources and also try to
influence their fellow men to accept their point of view, they find themselves
engaging in politics. Thus the only way to maximise one's individual capabilities and
to attain the highest form of social life was through political interaction with others in
an institutionalised setting in which a political system is able to provide an
environment for conversion to take place. (Rodee, Christol, Anderson and Green
1983)
From the above it is clear that there is a need to analyse so as to avoid an over-
simplified assumption. Consequently, before any conclusion can be drawn it is
important that the environment in a political system should be taken into
consideration so as to validate the fact that an analysis of all factors is significant in a
political system. The central concept in this discussion is that the political system and
its components, like the political processes, exist as subsystem.
The notion of the political system derives from the recognition that the purpose of
government is to make and implement decisions for society. The process of decision-
making involves the process of allocating goods and services to members of the
society, and the allocation of values as policy-making is concerned with values and
authority because the political system needs to be acceptable to the society for the
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Conversely stated, the political system converts demands and support in the form of
input, which corresponds to the initiation phase as output, and the conversion process
takes place in between, i.e. in the main or core. (Easton 1969 and Almond and
Coleman 1960).
The inputs are the responses of all kinds exercised on the system which is activated
by way of the demands and which can then elaborate on decisions which will become
outputs and be presented to society.
The sequence, input, conversion and output could be divided. The input can be
described as having an articulation of demands as an activity consisting of ideas that
are presented for discussion and in due course for decision, and the aggregation of
demands as an activity which consists in bringing these demands together in a bundle,
like policy guidelines to decrease problems by reducing inconsistencies.
Succinctly stated, a political system is a system that deals with political matters, being
a structure with interdependent parts which, like any system, has activities that are
interrelated and which all define the inner boundary of the system. It is an attempt to
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view the political arena in the organised form of a system, hence it possesses the
input, conversion and output functions. In any given political system, it is taken that
the inputs in particular circumstances are public interests and demands of various
types, be it substantive inputs which are more of demands, and support or functional
inputs which constitute the expression or articulation of various interest. Citizens
may link themselves to the government as active participants or by way of input as to
taking part in the work of an organisation. Demands do not always seek change but
they do seek government action. (Easton, 1979)
Demand and support are marked out as inputs to the decision-making system; they
are essential to the system because they feed definite information into the main or
core system. The core or main of the political system is the democratic decision-
making representatives or mechanism; they convert input into output. Government is
the decision-making instrument that receives inputs and emits outputs since it
constitutes the formal government structures. Output from the democratic decision-
making mechanism is public policy, which is understood to be laws and government
proclamations that are made, enforced or adjudicated. (Hanekom, 1987)
In the political system demands and support of input do actively give one an
understanding of the manner in which the environment influences the workings of the
system. Demands combine a broad scope of subjects and activities that are
transmitted to the system. Without ignoring the importance of support in the input,
one would consider demand, in that the flowing into a system constitutes one of the
major sources of stress behaving on its important variables.
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is important as demands are specified and produce accepted binding decisions. They
may be expressed or implied.
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Ever since the time of Plato and Aristotle, most political scientists have sought to
discover universally valid descriptive statements that accurately describe and explain
political systems and processes. A general characteristic, which tends to suggest that
a political system is democratic, or non-democratic, constitutes a standard principle. It
is standard because it explains the way in which the government that runs the country
has decided to frame the political system, and as such the manner in which the
government runs the country is based on the recognition that government itself
constitutes a system, i.e. a political system, because it is engaged in an activity in
which a number of elements are interrelated, through which policies are initiated,
developed and implemented. (Easton, 1969) These elements include structures that
are established by the constitution.
A democratic political system is more than a set of constitutional rules and procedures
that determine how a government functions. In a democracy, government is only one
element coexisting in a social fabric of many and varied institutions, political parties,
organisations, and associations. This diversity in a political system is referred to as
pluralism, and it assumes that the many organised groups and institutions in a
democratic society do not depend upon government for their existence, legitimacy, or
authority.
The following are what most authors would consider to be reasonable, essential
elements of democracy:
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• Majority rule.
• Minority rights.
Many organisations operate in a democratic society, some local, some national. Many
of them serve a mediating role between individuals and the complex social and
governmental institutions of which they are a part, filling roles not given to the
government and offering individuals opportunities to exercise their rights and
responsibilities as citizens of a democracy.
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It is understandable that within a political system the political process is based and
concentrates on the organisation and operation of institution which makes the law,
enforces it, and settles controversies arising from different interests and various
interpretations of the law.
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Given this perspective, from Montesquieu’s presentation of the political process, they
do not operate and function independently from one another or of the other political
organisation in society; primarily, they include political parties, interest and pressure
groups, which together with formal institutions of the state constitute the democratic
political system, which means that politics, complex as it is, involves citizens'
attitudes and interests measured by the public opinion for the formulation,
implementation and interpretation of policies. (Maidment and McGrew, 1986).
In any given society, when responding to the challenges of the environment in which
one finds oneself, it is one method by which an individual adjusts to the demands of
day-to-day life. It is rare that a day passes that an individual does not express his or
her views either for or against many subjects. Taking no account of particular case or
exception, it is believed that opinions are the end product of the interrelationships
between a person's values, beliefs and attitudes, which do not exist in isolation but
among others members of the public. (Rose-Ackerman 1978).
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The foundation of an individual's opinion rests upon his or her value systems that
represent the objective one wishes to achieve. It is through one's attitude that the
belief system finds expression. They structure and focus on beliefs, serving as a frame
of reference to guide our thinking and behaviour in a political system.
Naturally men have developed methods by which they can resolve disputes among
themselves and agree upon goals, which they wish to pursue by cooperative action.
The existence of a common procedure for resolving disputes and reaching common
decisions is an important requirement in any political system. Such agreements can
be reached by surrendering the right to decide to one person or by fighting to
determine whose will shall be reached by either arriving at an agreed view, consensus
or by accepting the decision that commands majority support in different situations
involving different types of issues. One may wish to insist on a unanimous vote or
approval by more than a simple majority. (Elcock, 1976).
A variation upon this decision procedure is for the public to elect representatives who
will make decisions for them and who they will hold periodically accountable for
their decision by requiring the representatives to submit to re-elect at regular
intervals. Thus, a political decision procedure involves discussions and debates
followed by a decision which is broadly acceptable to all parties, or is at least not so
unacceptable to any party that members decide to oppose it to the point of disrupting
the system. This led to the in-depth study of behaviouralism, which most social
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The reason why behaviouralism has developed in politics is that it has been the
growth of other social sciences. The main reason has been a reaction against the
traditional approaches to politics, legalistic study of formal political institutions and a
normative and speculative political theory. (Stadler, 1987).
Political institutions are traditionally observed by examining the contents of a
country's constitution and law, and interpreting them, rather than by considering how
political actors conduct themselves in the context of constitutional law. Of
importance is that appearance does not necessarily bear much relationship to reality,
the crux is what are individuals' attitudes and informal relationships, rather than the
formal structure of power. (Held and Pollit, 1986).
The behaviouralists wanted to see how people carry on with their activity, whatever
the formal rules of the constitution and the law might say, and they sought to do so by
looking for objectives and indisputable facts which could be analysed systematically.
It is given that in any political system political behaviour does affect facts, which are
objectives and can be verified by anyone who wishes to check them. There is no
question of reality being determined by the observer's viewpoint or ideology.
(Lindsay, 1992).
Political behaviour may affect politics in any political system; it raises issues of
central importance and it also enables us to answer questions such as the nature of
consent, the operation of representatives in government and the extent to which public
officials will execute policies as having a bearing on the political socialisation of
communities which make up their political culture, the political attitudes, values,
feelings, information and skills possessed by the political community, and in political
life, on the basis of protecting their interests. (Nwabuzor and Mueller, 1987).
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Some centuries ago, one author declared that, since force is always on the side of the
governed, the governors have no support but opinion. When minority groups
command the means to destroy millions of people, one may, to qualify this, in a
political system, say it is still relevant to say that the people of a country can render it
ungovernable, more especially when their grievances are not being investigated so as
to institute correctional measures. (Parry and Moran, 1994).
If that being the case, one can safely say that the political system depends on the
support of the people. Stable government can be assured only if it is able to retain that
support, thus increasing an understanding of the link between the structure of a
society and the attitudes of its members on the one hand and the political process on
the other. If people are used to running their private lives democratically, they will
expect the political system to be run on the same lines and will be able to accept the
problems and responsibilities that go with such a system, coping with the continual
presentation of contradictory proposals. (Parekh, 1992).
Fundamentally the political culture of any society is made up of the political attitudes,
values, feelings, information and skills possessed by the members of the political
community. It is reflected in a nation's ideology, in attitudes towards political
leaders, in the duties of citizenship, in the conduct and style of political activity, in
what is considered to be political or not. (Almond and Verba, 1963).
Basic aspects to any political culture would involve the cognitive knowledge and
beliefs people have regarding the various characteristics of the political system: How
much do South African citizens know about their national political structure? Does
their knowledge begin and end with President Mandela? Do Americans living in
South Africa understand the way of doing things in the South African political system
or are they more informed regarding the US? This has an effect in that it involves
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people's feelings about various characteristics of the political system. For instance,
do the people of Rwanda feel loyalty or patriotism towards the regime in Rwanda?
Do most South Africans feel admiration for the personality of President Mandela?
Lastly, it is also evaluative, in that this involves judgements and opinions regarding
the political system and occasionally involves a combination of values or standards
with information, i.e. cognitive aspect and affective feeling aspect. How do citizens
evaluate their government's performance?. Their judgements are likely to rest on the
leading members of the regime as well as on certain values or moral criteria. Thus
the cognitive and effective orientations are important aspects in evaluating the
cultural way of a political system by integrating the various political substructures,
components or elements. Taking it from the history of South Africa, it is necessary to
transform the political culture so that it fits the evolving democratic political system.
(Almond and Powel, 1966).
Members of a political community can never share the same orientation towards the
political system, importantly so for the stability of any political system, that there
should be common assumptions and beliefs that will be shared so that the political
culture can evolve into relatively political toleration at all angles. Political toleration
should be able to resolve dividing issues as in any political system, outputs, as
policies, which are popular with some section of the citizens, are bound to be
extremely unpopular with others; and the result will be political strife and instability,
which will render the executive institutions ineffective.
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further seek to isolate their followers from conflicting stimuli. (Macridis, 1983).
Within these relationships, similarly, peoples working in isolation are likely to find
the world outside their settlement and their business strange, intimidating or at best
irrelevant, and will therefore tend to be apathetic towards the political system or
alienated from it. Generally toleration depends on the extent to which people mix
with a varied selection of their fellows and on their level of affluence, which can
include a societal level and the amount of education available. Education should also
give a person a deeper understanding of his own views and position in life, besides
giving him more information about other people's background. He will become more
tolerant of others who have origins, beliefs, attitudes or accents different from his
own.
Political attitudes, not ignoring toleration, are linked with other attitudes and these are
formed by the social activity groups of which the citizen is a member. Opinions and
group membership are either superimposed one upon another, presenting the
individual with a series of competitive views of the world which support and
strengthen one another, or cross-cutting, presenting a variety of different and possibly
incompatible views. This latter collection of attitudes and affiliation is more likely to
lead to toleration, since it will accustom citizens to dealing with and reconciling
different points of view within their own minds. Superimposed opinions or
membership will confirm the individual's rightness of existing convictions. Hence
the degree of exposure of an individual, a group, or society to either superimposed or
cross-cutting opinions or activities will have important consequences for his or their
level of toleration.
A particular interesting set of social institutions, from the point of view of the creation
of political tolerance or dogmatic political attitudes, is the churches. Most churches
are authoritarian structures and their members tend to be associated with one party or
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another – social groups and organisations clearly have a considerable influence upon
political attitude and the extent to which the citizen is exposed to diverse or consistent
opinion will help to determine the strength of his party self-image and the extent to
which he is prepared to tolerate the opposition being active and winning power. Thus
they have a large role in determining whether conflict in a given society is of
intolerance and is sufficient to render the political system unworkable.
It is therefore imperative that in any political system there has to be a level of political
toleration that will in effect help either to facilitate or deepen democracy. It suffices to
mention that there are certain conditions necessary for attaining a meaningful
democratic political system.
South Africa’s National Party apartheid regime can be mapped out back before 1948
when it came into power. The 1910 apartheid Constitution of South Africa provided
for an all-white government and gave a continued system of discrimination and
oppression. A number of discriminatory measures were taken during this time,
including the enactment of the 1913 Land Act which effectively deprived African
people of their land. This was also the time of the birth of the African National
Congress (ANC), which provided the largest mass-based forum for the freedom
struggle in South Africa. The struggle for freedom reached its height in the 1970s and
1980s, when State repression and internal opposition intensified and international
attention was focused on the plight of South Africans. One of the significant
developments in this period was the adoption of the 1983 Constitution, which
unsuccessfully attempted to restructure racial and political arrangements while
keeping power in the hands of the white minority. It created a tri-cameral parliament
that sought to co-opt Coloureds and Indians into the national parliament in separate
houses. The African majority were excluded from this political system and were
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relegated to black local authorities in their townships and the so-called ‘independent’
homelands and self-governing territories. While South Africa was isolated from the
international community, this period also saw the rise of the United Democratic Front,
a mass-based umbrella body, which identified itself with the African National
Congress in exile.
The beginning of 1990 saw the unbanning of the ANC and the release of political
prisoners. In 1993 the ANC, as the chief negotiator on behalf of the liberation
movement, the government and other political parties came together to negotiate
South Africa’s transition to democracy. A number of organisations and structures that
formed the broad liberation movement worked together in developing policy positions
and determining priorities for a new South Africa democratic political system.
One of the priorities for the new South African democratic political system was to
have a constitution. An interim constitution was implemented and then later the final
Constitution. One of the most important reasons for the success of the process of
drafting the final Constitution was the use of technology. The Constitutional
Assembly’s public awareness and education campaign strategy used several ICT
platforms to engage the public in its campaigns. The campaigns were designed to
educate the public on constitutionalism and basic rights, as well as to elicit the views
of the public on the content of the new Constitution. The use of technology involved
several strategies which were used during the campaign and whereby thousands of
public meetings were held, covering nearly every town and village in South Africa,
both to educate and allow people to give feedback and make submissions. These
meetings were advertised widely, especially through television and radio.
Participatory workshops were organised. Members of the Constitutional Assembly
participated extensively in this campaign, and travelled across the country, to
townships, informal settlements, rural villages, churches, schools, etc. to consult with
the public about the constitution-making process. The media technology was also
used extensively; over 10 million people a week listened to the Constitutional
Assembly’s show on the radio in one of the official languages, and an estimated
160 000 people received a copy of the newsletter “Constitutional Talk”, also
published in the 11 official languages, each fortnight. In addition, an Internet site was
launched, providing information on the constitution-writing process. Through the use
of ICT a Constitutional Talk Line was set up to enable people to make submissions
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over the telephone. Members of the public could make submissions in their own
languages, and approximately 2,5 million written submissions were made. Public
meetings were held with many organisations representing a number of diverse interest
groups.
After the 1994 general elections and during the negotiation process, South Africa
experienced a diverse compelling political system. There was first the politics of
transitional arrangements, which brought a lot of uncertainty, tension and mistrust
between different negotiating parties, and at that time there was ongoing violence in
the country. Many concessions had to be made which were based on the will to make
the political negotiations work. These involved some form of persuasion in politics,
as the need to win the public support became essential together with the international
community that played a vital role throughout the negotiation process. For all intents
and purposes, it was important to build a transitional facet into changing from a shun-
orientated apartheid status quo to the new political system, which was a good way of
ensuring democratic political consensus.
The intensity of the political reform process increased, particularly after the April
1994 elections and those of 1999. South Africa assumed a new political order when
the general election gave birth to a democratic, popular and legitimate government.
South Africa's new political system qualifies as a genuine democracy. It has now run
two largely peaceful national elections, in 1994 and 1999 respectively, judged to be
free and fair. It has the Constitution that encapsulates features like the National
Council of Provinces, a range of independent watchdog agencies and commissions,
like the Office of the Public Protector, Youth Commission, Gender Commission,
Human Rights Commission, the Equality Court, etc. guaranteeing a wide range of
classic political rights as well as an array of socio-economic rights, all guarded by a
relatively strong Constitutional Court. A constitution and elected representative
institutions do not necessarily complete the democratic picture. No mater how well
designed its political institutions and processes are, in order to sustain and consolidate
democracy there is a need for society to support the democratic sustenance practices.
The South African political system should be understood in the realm of a sovereign
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state that makes formal provision for the entitlement of every citizen to citizenship
and franchise. The legislative and executive organs of the State at all levels of
government are bound by the application of fundamental human rights, which apply
to all the laws in force and all the administrative decisions and acts. Every citizen has
the right of equality before the law and to protection of the law, and to human
dignity, freedom and security. The South African political system is characterised by
far-reaching administrative, social and political changes that have left virtually no
governmental structure unaffected
Conclusion
The 1994 elections in South Africa presented a new democracy that delivered not only
a universal right to vote but also formal equality before the law, channels for citizens’
participation in governance, and institutions strengthening democracy. The second
democratic elections in 1999 took place amidst large-scale societal transformation and
reform and presented the first major opportunity to determine the extent of the impact
of technology in a democratic South Africa.
South Africa's two constitutions drafted during the nineties, that is the Interim
Constitution of 1993 and the final Constitution of the Republic, adopted in 1996, are
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• The supremacy of the constitution, making South Africa a typical "rechtstaat", with
an independent judiciary, Bill of Rights and Constitutional Court;
• Although the head of state is the President, South Africa does not have a typical
presidential system. Instead, South Africa has a parliamentary - really Westminster
system, where the Executive is formed only after elections and represents the
strongest party in parliament and is therefore accountable to parliament, as in the UK
parliamentary system;
• Unlike the UK/ British system, South Africa's electoral system is not based on
geographical constituencies as basis for representation in parliament. It is based
instead on the typical, continental, European system of Proportional Representation
(PR) based on party lists;
• Elections at all three levels of government – national, provincial and local – every 5
years, and equal and full participation for all adult citizens in public institutions where
citizens normally participate in liberal democracies. So, institutionally, the system
provides for "contestation" and "participation" which is a typical "polyarchy" (in
Dahl's terms), otherwise known as "plural" system.
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between the former NP government and the ANC. The negotiated settlement made for
a pact-driven process emphasising shared rule during the transition.
The word transition literally means the passage from one condition or stage of
development to another. Transitions are said to exist for a particular duration, usually
medium to long term. Transitions from authoritarian rule to democracy are usually
referred to as transformations. In transformation the passage from one condition or
stage of development should be interpreted as structural change affecting especially
the political, social and economic spheres of state and society, and resulting in a
fundamental change or the relations of power, which existed prior to the transition. In
this respect, transition resembles managed revolutions over time. (Roux, 2000).
Transitions may take on many forms, in some instances present in one and the same
country as in South Africa. South Africa faces the daunting challenge of having to
manage the passage from one condition to another on three levels: politics, society
and economics. South Africa is trying to get through its transition under very difficult
economic circumstances. The Nedcor/Mutual scenario-team (1990), after having
studied a variety of transitions, become convinced that South Africa’s transition is
probably more far-reaching than any other which has been attempted. It was stated by
the team that "poor social conditions, poor economic performance, and violence could
well disrupt the transition or create a situation in which a new government would find
it impossible to govern successfully" (Nedcor/Old Mutual, 1992:14), thereby creating
"political instability".
O’Donnel and Schmitter (1986:7) in Roux (2000) display three stages that form part
of South Africa’s transition:
Liberalisation, where the incumbent government cedes power to, and recognises
additional rights of, citizens.
Democratisation, where the loser of an election cedes power to the winner while at
the same time government acknowledges and respects the full rights and obligations
of citizenship.
Socialisation, where democracy is consolidated into a way of life which has broad
support among the populace .(Nedcor/Old Mutual Scenarios, 1992).
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The Nedcor/Old Mutual scenarios also described a successful transition as one where
a stable democracy becomes entrenched; where rising incomes earned are
experienced; where a reasonable distribution of incomes takes place; and stable social
fabric is in existence. Roger Southall (indicator SA, 16(1), 1998) refers to six factors,
as identified by Przeworski et al, which can be used to determine whether or not
democracy will survive, i.e. the existence of democracy itself; parliamentary, as
opposed to presidential democracy; the level of economic development; positive
economic performance; narrowing income inequality; and a favourable international
climate. (Roux, 2000).
It is within the context of South Africa’s level of economic development and positive
economic performance that technology could have an impact on democracy. It is
given that South Africa is in a more fortunate position as it has mostly relatively well-
developed infrastructure, good financial and banking institutions, a functioning
bureaucracy, efficient security forces and, importantly, a private sector and
entrepreneurial class which are both the envy of many entrenched first-world
democracies. These beneficial issues can only strengthen long-term development if
they are maintained and properly managed. In any democratisation process elections
are a mere event; they are an essential, but not sufficient, condition for the
consolidation of democracy, for "stability and development". Given the transition in
South Africa, this period of a democratic political system also provides an opportunity
to examine whether advances in technology can enhance democracy in South Africa
so as to validate the claim that political stability and development can consolidate
democracy.
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An important aspect of transformation in South Africa during the first term of office
of the democratic state was the democratisation of public policy-making, particularly
the science and technology policy. The new political environment introduced
processes and practices that differed radically from those that marked policy-making
during the apartheid era. In particular a more transparent public and answerable
policy-making process replaced the previously semi-secretive, technocratic,
authoritarian mode of policy-making.
The most significant example of this new political culture was demonstrated by the
number of inputs received during the discussions on the Science and Technology
Green Paper. Popular participation in the policy-making was made possible by
encouraging the citizenry to make submissions, resulting in many written
submissions.
This new policy-making approach created opportunities for a greater and more active
role of communities on issues of governance. It also proved the desire for
transformation of the relationship between technology and political democracy.
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CHAPTER SEVEN
Technology and democracy are two interrelated variables in the South African
political system. The relationship between technology and democracy in South Africa
is an essential component of government’s strategy for growth and economic
development in creating a better life for all. The advent of democracy in South Africa
has seen initiatives taken by government to review and reform the country's
technology approach. In 1996 the government published South Africa’s Science and
Technology Policy, which envisages a future where all citizens will enjoy a
sustainable quality of life, participate in the economy and share a democratic culture.
Technology is one of the main drivers of economic growth and prosperity [in a
democratic political system]. (Pistorius, 1996). It is also widely recognised as being
one of the most important contributors to competitiveness, whether at international
level, national level, or organisational level. Numerous studies have been performed
to investigate the effect that technology has on [society's] productivity, and one can
safely say that there is general consensus that technology can, in principle, contribute
significantly to [national] productivity.
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There is abundant literature available on technology policy. Since early in the 1980s
technology approach in developing countries centred around the concept of
"appropriate technology" where there was a need to move away from capital intensive
technologies towards more labour-intensive technologies which were more suited for
local environment. (Chang and Cheema, 1999). The debate around the concept went
through transformation and was more about why some countries were more successful
than others in absorbing imported technologies. There is a common understanding
that there is a need for a technological capability in order for countries to be
successful in choosing their approach to technology. It is also emphasised that there is
a need for investments in building technological capability, and that policy actions
have an important role to play in the process of supporting a particular policy
decision. (Fransman and King, 1984).
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The concept of a national system of innovation is also embedded in the South African
science and technology policy which seeks to harness the diverse aspects of science
and technology through the various institutions where they are developed, practised
and utilised.
The above theoretical concept influenced, and was also influenced by, the literature
on technology policy, which produced a new breed of theoretically sophisticated and
empirically well-grounded literature that may demand a clearly focused policy
execution. (Lall & Teubal, 1998).
South Africa, having adopted this concept, may have difficulty in generating a
socially desirable degree of technological progress and the type of policies that may
be necessary to resolve this problem of having a clearly defined policy execution.
The reason for this problem can be related in two areas that have been relatively
ignored in the existing literature, namely the political and the institutional aspects of
technology policy design and implementation.
It would be wrong to suggest that those who have contributed to the debate on
technology policy in developing countries have completely neglected these two
aspects. However, it would not be too much of an exaggeration to say that most
literature has paid relatively little attention to the political aspect of technology policy
design and implementation. Likewise, it would be wrong to suggest that institutional
factors have been neglected in most literature, especially given the numerous writings
on national systems of innovation. However, it would be fair to say that far more
attention has been paid in the literature to the institutions related to knowledge
generation and diffusion (e.g. the educational system, linkages between firms and
research institutions), rather than to those directly related to policy design and
implementation (e.g. bureaucracy, industry association).
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The technological skills and the ability of a nation to improve are important to its
overall development and have led governments to adopt more comprehensive and
forthright policies with regard to technology. The purpose of a national (science and)
technology policy is defined by UNESCO (1990:9) as "…the development and
fruitful use of national scientific and technological resources in order to promote the
advancement of knowledge, encourage innovation, increase productivity and to attain
the objectives of the country’s economic, social and cultural development more
quickly and surely". Much emphasis is on the structure in terms of methods and
legislation. (Kaplan, 1995). In South Africa’s context technology policy has three
principal concerns, which are:
The democratisation process in South Africa has seen the transformation of the
science and technology community. The transformation involved that the government
departments, in particular the Department of Arts, Culture, Science and Technology
(DACTS), had to restructure and transform their structures and implement policies
and programmes. In January 1996 DACTS published a Green Paper on Science and
Technology. This was the result of consultation with stakeholders in the science and
technology community. A further process of consultation culminated in the
publication of the White Paper on Science and Technology in September 1996.
The above process took account of , among other things, the results of two studies of
the science and technology policies of five decentralised states, viz. Belgium, Canada,
Germany, India, and the USA, in which the HSRC (Prinsloo and Pienaar, 1993)
investigated the functioning and implementation of science and technology policy.
The study noted that:
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The Council for Scientific and Industrial Research (CSIR) commissioned a study of
science and technology policies in sixteen countries (CSIR, 1991). The sample
included the USA and Canada, countries in Eastern and Western Europe, the former
USSR, some Pacific Rim countries, and Botswana and Kenya. In the process a
number of policy instruments were identified that directly affected science and
technology. These instruments all have a direct influence on science and technology
policies and ultimately on economic prosperity and development in general. From a
national economic development perspective, the study also highlighted the
fundamental importance of the following aspects:
• Distinction between technology and science, and the fact that competence in
the former may not be dependent on, or even related to, competence in the
latter. Indeed it is possible in the short term for a country to be competent in
utilising and adapting technology development elsewhere without itself having
a strong science base.
• The strategic capacity to manage technology effectively at the level of overall
economy as well as that of the individual (and sometimes at sectoral and
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regional levels). The most successful economies are those that use technology
best across a broad spread of industries – as exemplified by Japan and the
former West Germany.
• An efficiently functioning national innovation system properly connected with
outside systems, and in which the science, technology, market and finance
"pole" interact readily with one another. (The market refers not just to regular
commercial markets, but also to all applications opportunities in sectors such
as health, education, environment, and national security where commercial
markets may not exist.)
• The role of government in exercising overall leadership, in creating a macro-
economic and regulatory framework conducive to technological innovation,
and in affecting, within the overall pattern of resource allocation, the
appropriate volume and quality of investment in education and training in
physical infrastructure. In some cases government can become the driving
force for innovation in a particular industry at a particular time.
• The role of the private sector in identifying and responding to applications
opportunities and, especially in the case of large companies, in participating in
the policy process. The private sector is usually, but by no means always, the
principal engine of the technological innovation process.
• A rapport between government and the private sector, which allows each to
play its role appropriate to evolving circumstance of the industry in question.
Developments towards formulating the South African science and technology policy
began by re-examining its science and technology policy with the publication of a
report in 1992 entitled “Towards a science and technology policy for a democratic
South Africa”, which was sponsored by the International Development Research
Centre (IDRC), Canada. Its findings were that:
• There was a crisis in the educational system at all levels and this crisis was at
its worse when it affected the teaching of mathematics, science and
engineering.
• South Africa should see itself as a participant in joint ventures in S & T on the
continent of Africa, but not as an automatic leader.
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The government’s policy approach was intended to meet the challenges of stimulating
development and overcoming the biases and entrenched ideas prevalent about the
nature of science and technology, while on the other hand it was also the
government’s role to promote and develop the science and technology sectors. The
process of implementing government’s policy approach included numerous
programmes, inter alia:
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• The tabling of the White Paper on Science and Technology, preparing for the
21st century (SA Department of Arts, Culture, Science and Technology,
1996).
The White Paper on Science and Technology saw the promotion of the effective
distribution of available knowledge as a critical function of a national system of
innovation; a well-functioning process of technology diffusion which could boost
progress in South Africa through appropriate combinations of domestic and imported
technologies. But it was expected that this in turn would be highly dependent on the
ability of South African firms to absorb such technologies (DACTS, 2000-2001).
As discussed earlier in this chapter, the White Paper on Science and Technology
presents a salient feature, which is its most important aspect. It deals with the concept
of “National System of Innovation (NSI)”, which is concerned with ensuring a
sufficient supply of new knowledge and new technologies, as well as supporting and
promoting the attainment of national objectives. (DACTS, 1996). The concept of a
national system of innovation is an important basis for policy formulation. The use of
this concept as a framework for policy was influenced by the 1994 Report of the
Auditor General of Canada, which highlights South Africa’s courage which she would
like to see spread through the science and technology policy. (DACTS, 1996). The
government introduced a new view of the role and status of the sciences, engineering
and technology in the context of socio-economic development. Many countries have
accepted that technological change is the primary source of economic growth, which
means that economic and science and technology policies have to recognise that
innovation and technology diffusion are central concerns as they are the agents
driving that technological change.
There are three key interests that the government described in the White Paper:
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• to ensure that South Africa has in place a set of institutions, organisations and
policies which give effect to the various functions of a national system of
innovation;
• to ensure that there is a constructive set of interactions among those
institutions, organisations and policies; and
• to ensure that there is a set of goals and objectives which are consonant with
an articulated vision of the future which is being sought.
The White Paper is the result of five basic requirements that are in line with a vision
for innovation in South Africa intended to achieve excellence in serving the national
objectives. These basic requirements are priority areas that a sound science and
technology policy needed to cover:
There are also crucially important dimensions of science and technology that inform
South Africa’s strategies:
These are the most important requirements that recognise that, in the face of the
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growing globalisation of the world economy, technological innovation and support for
South African enterprises need to be encouraged; that business is the driving force
behind the economy, and that government must provide the leadership, incentives and
support that the business sector needs to meet the new challenges posed by highly
competitive markets. This will involve developing a shared vision of South African
innovation, and its support structure for creating and sustaining micro-enterprises and
small businesses will require a strong technology component. Public investment in
R&D needs to be redistributed away from the support of activities within the
government's own facilities and towards more comprehensive support of R&D
executed in the private sector.
This long-term need must be seen in the light of the government's current
responsibilities, namely to take a lead in pre-competitive research, until a culture
develops in the private sector where such research is seen as a business imperative
where entry barriers relating to equipment and human resources are high in areas
where the activity is considered to be a service which the government has a duty to
provide, and in areas of public good in which, to achieve the greatest benefit, the
research results and technology transfer need to be placed in the public sector.
A prime objective of the NSI is to enhance the rate and quality of technology transfer
and diffusion from the science, engineering and technology (SET) sector by the
provision of quality human resources, effective hard technology transfer mechanisms
and the creation of more effective and efficient users of technology in the business
and governmental sectors.
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The means must be established to ensure that the governmental research portfolio
gives due attention to those areas of R&D with the capacity to affect quality of life,
and specifically in domains where market failure is high, such as environmental
sustainability, provision of health care, meeting basic needs at community level,
reducing the total cost of infrastructure provision and providing safety and security to
all who live and work in South Africa.
It is imperative for the government to ensure that an appropriate portion of the money
it spends on science is utilised in these areas. Urban and rural communities need to be
assisted and encouraged to adopt social and technological innovations to assist them
in decision-making and to enhance their ability to make informed choices.
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Development of the South African vision of the information society is necessary and
should seek to ensure that the advantages offered by the information revolution reach
down to every level of society and achieve as best a balance between individuals and
social groups, communities and societies as is practically possible. The vision would
seek to ensure that there is the creation of an equitable information order nationally,
regionally and internationally. It should take into account the potential of
communities at various levels to cooperate, to bridge differences, to work for mutual
upliftment and meeting basic needs, and to redress the social imbalances of
underdevelopment. The development of such a perspective would aim to ensure that
the information revolution benefits society as a whole.
The potential of information technology (IT) needs to be captured to serve people
issues such as supporting education, providing household services and enabling social
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Since 1993 South Africa has on a regular basis entered into bilateral agreements with
foreign countries in the fields of science and technology, as well as agreements that
include cooperation in science and technology. A policy framework to guide South
Africa’s participation and cooperation was to formalise and promote bilateral co-
operation so as to derive maximum benefit from such interaction. The policy
framework proceeds from the basic view that science and technology cooperation is
crucial in the age of globalisation and that its impact on South Africa’s democracy
would be positive for the development of science and technology human resources,
socio-economic development and the optimisation of financial and other resources for
research and development.
By the end of 1993 bilateral scientific and technological agreements had been
concluded with most countries in the world. Science and technology cooperation with
these countries are being pursued in a wide range of fields that include material
science, manufacturing technology, biotechnology, information technology and
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individuals from industry, academia and science councils. The human resources
capacity has clearly been identified as one of the key constraints in South Africa’s
goal of establishing a truly democratic country based on equity and human rights
(DACTS, 2001-2002).
The National Research Foundation (NRF) was established, which will promote
research through funding, human resource development and the provision of the
necessary research facilities in order to facilitate the creation of knowledge,
innovation and development in all fields of science and technology, including
indigenous knowledge, and thereby to contribute to the improvement of the quality of
life of all the people of South Africa. It was created by bringing together institutions
and programmes that dealt with scientific human resource development along
interdisciplinary structures. It is believed that the most important innovations occur at
the confluence of and interface between disciplines.
With regard to the funding of the science councils, over the past years the government
has been able to redirect and redistribute approximately 49% of the Parliamentary
research grant funding to science councils, approximately 10% of which has been re-
directed to the broader science and technology community. The framework within
which science councils secure funding, both from the state and private sources, is set
out in terms of a three-stream funding approach in the White Paper on Science and
Technology, September 1996. This approach was later incorporated into the
Financing and Reporting System (FRS) for science councils and was adopted by
Cabinet in April 1998. In addition, the Ministers Committee on Science and
Technology, chaired by the Deputy President, accepted the phasing in of the proposed
approach of the White Paper. In terms of this, councils receive support for core
responsibilities and have to compete for support of programmes that could be
undertaken by other research bodies with the same competency. (White Paper 1996.)
In terms of the funding framework, the science councils can access parliamentary
grant funding for their mandated core activities. The framework requires that the core
activities for funding be identified and subjected to a medium term, cyclical review by
the peer-research and technology development and user/stakeholder communities,
while at the same time the institution is subjected to a management efficiency
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assessment.
Competitive funding
The White Paper on Science and Technology states: "A national system of innovation
benefits from knowledge practitioners being located in multiple knowledge generating
sites and institutions such as higher education institutions, government and civil
society research organisations, private sector think tanks and laboratories." (White
Paper 1996.) A major initiative introduced through the White Paper is the
establishment of the Innovation Fund. It promotes large-scale projects, involving
participation from throughout the National System of Innovation, and focuses
attention on the major themes of competitiveness, quality of life and environmental
sustainability.
The third stream of funding from the public takes the form of "contract income".
Government departments from time to time put out to tender projects that are essential
for the fulfilment of their organisational objectives but for which they do not require
long-term capacity. The nature of the contracts is typically short term with a highly
specific performance contract, and the performance capability is not confined to the
science council community. Science councils therefore have to compete for this
source of funding and are expected to adopt a “full-cost-recovery” approach when
tendering.
The White Paper emphasises the need for policy instruments to give effect to the
concept of innovation. The Innovation Fund offers a new lead in encouraging and
enabling longer-term solutions to problems that are serious enough to impede socio-
economic development or that affect our ability to compete in products and services.
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An annual call is made for proposals to be submitted for support from the Fund. The
proposals must involve projects that generate products/processes for
commercialisation or new methodologies for development programmes orientated
towards service delivery (DACTS, 2000-2001).
The Innovation Fund was first piloted in the area of Crime Prevention in 1997/98 after
it was officially launched with a limited amount of R30-million in 1998/99 in support
of the three focal areas of crime prevention, promotion of an information society and
value-adding for products and processes. An amount of R10-million was used for the
pilot programme. The end results of some of those projects were very useful. For
example, in KwaZulu-Natal the police utilised entomology techniques to provide an
accurate time of death of a badly decomposing corpse that was found in a sugar-cane
field. The accurate time of the crime was vital to the police in solving the case.
In the second term the Innovation Fund has been increased to an amount of R75-
million. The thrust areas for round two are the promotion of an information society,
biotechnology; and advanced technology for materials and manufacturing(DACTS,
2000-2001).
The South African technology approach also ensured that, in addition to making
funding resources available, the government also makes provision for institutional
support, which will enhance democracy. Such enhancement should be through the
involvement of these institutions that have been created by government, which are
also intended to enhance South Africa’s democratic aspirations.
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enterprises to become more competitive and to shape out niche areas. One of the
concerns expressed in the White Paper was the poor capacity of small, medium and
micro enterprises in technology assimilation. Efforts to promote a culture of research
and development through other programmes such as the Innovation Fund will be
bolstered if the market has the technically absorptive capacity for application of
research results.
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Establishment of a satellite laser ranging (SLR) system: The National Aeronautics and
Space Administration (NASA) in the United States offered to provide an SLR system
to South Africa, including initial training support and ongoing maintenance. South
Africa will have to provide and fund the personnel to operate the SLR station
(approximately R1-million per annum). It was decided to accept the offer of NASA
and the SLR system will be established at the Hartebeesthoek Radio Astronomical
Observatory National. An SLR is used, inter alia, for mapping changes in global
ocean levels. Such data are vital in following the potential effects of global climatic
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change and for long-term weather predictions (e.g. with regard to El Niño events).
Southern African large telescope (SALT): To fully exploit our advantage of being in
the Southern hemisphere, the building of a new large telescope was commenced at
Sutherland. Owing to substantial developments in the field of astronomy, South
Africa’s capacity, previously on the forefront, is lagging behind. The government
committed R50-million over 5 years to the establishment of a 10-m class Hobby-
Eberly telescope. A further R50-million will be raised internationally. Both South
Africans and international researchers from the Northern Hemisphere will utilise the
facility.
The Year of Science and Technology: This project was an initiative of the
Parliamentary Portfolio Committee on Science and Technology, Language, Arts and
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Culture. The year was launched on 5 February 1998 and on this day the then Deputy
President, Mr Thabo Mbeki, accepted patronage of the project. A focus week of
activities in a particular month was dedicated to each of the nine provinces, during
which close to 200 000 learners, teachers, families and individuals were reached.
These activities were kick-started in the Western Cape and concluded in Gauteng.
Various stakeholders, science councils, the Science Councils Communication Forum
and embassies formed partnerships and assisted the Department of Science and
Technology to realise the Vision of the Year, which was to create a special period
during which much of the attention of the nation and the media focused on science
and technology.
South Africa's involvement in technology saw her taking initiatives towards the
Conference on Women in Science and Technology in September 1998. The purpose
of the conference was to create an enabling environment for women in the science and
technology fields, to contribute to the promotion and improvement in terms of access,
communication, knowledge transfer, training and quality of life, and to raise
awareness and public understanding of gender issues with regard to science,
engineering and technology. Commissions on Agriculture, Business, Education,
Energy, and Health also focused on issues of access, training, knowledge transfer and
quality of life. The outcomes of the conference informed the Department to develop a
policy framework on gender issues in science, engineering and technology
programmes and opportunities that raise awareness and promote the role of women,
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The South African Science Journalism Awards 1998 were another area of
involvement. These awards are in recognition of the pivotal role of the mass media in
promoting public awareness, understanding and appreciation of science, engineering
and technology, and are presented to those journalists who have made outstanding
contributions to this field. Awards in seven categories were presented to journalists on
12 March 1999 for excellence in science, engineering and technology reporting during
1998. This initiative is in keeping with the vision of the Year of Science and
Technology to engage the media in science and technology activities.
Conclusion
It is evident that the South African technology approach departs from the premise that
knowledge and development of capacity in science, engineering and technology are
central to promoting social, environmental and economic well-being in a democratic
political system. The vision, the role and contribution of science and technology in
achieving South Africa’s national democratic objectives remain priorities. (DACTS,
1996.) An analysis of the White Paper has highlighted sensible standards for
government and society to consider when investing in technology to meet basic needs,
develop human resources, build the economy and democratise the state and society.
The broad technology policy approach as outlined, presents a clearly defined vision
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for a democratic South Africa. Given the imperatives of the White Paper and in order
to achieve any objective in the approach, it is imperative that South Africa should
ensure that democratic values are prevalent and that citizens have access to
technology with a view to the provision, availability and accessibility of basic services
such as health, education, water, housing, etc. Through technology the availability and
accessibility of these basic services will give South Africa a basic ground to
consolidate its democracy.
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CHAPTER EIGHT
In the final analysis, it is necessary to return to the initial research problem and
research objectives as formulated. The aim of the study was to evaluate the
plausibility, viability and feasibility of technology as an approach to enhance
democracy. This aim underpinned three research objectives, namely (1) to review the
technology policy as an approach to a democratic political system by contextualising
it within the framework of other approaches to democratic politics of technology, (2)
tracing the theoretical origins of the democratic itself, and (3) outlining it as a
phenomenon in world politics. Secondly, it aimed to examine the claim that
technology enhances democracy in a political system. Thirdly, it endeavoured to
assess claims, by authors of technology and democracy texts, that there are causal
relations between technology and democracy and between democracy and political
stability, applying deductive logic to reach a conclusion about the correlation between
technology and democracy. Fourthly, the study aimed to recommend ways in which
technology should be employed to harness the political stability and direct it towards
concretising democracy in South Africa. The latter objective is normative in nature
inasmuch as it goes beyond an examination of what is likely to occur in the
technological advancements in order to prescribe concrete steps that would enhance
the probability of sustainable democracy.
The study adopted the working definition of technology as the systematic application
of knowledge to resources to produce goods or services. (Stilwell, 1994).
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Since the first democratic elections in 1994, South Africa has simultaneously been
faced with a number of challenges and opportunities. South Africa undertook the
transformation of a divided society and opened the economy to global competition.
The rapidly unfolding global agenda has provided opportunities for direct foreign
investment and technology transfer; it has at the same time introduced challenges
coupled with open markets and trade barriers. Advanced microelectronics-based
information and communication technologies (ICTs) are at the centre of current social
and economic transformation in South Africa. The costs of the ICTs are continuing to
fall. As their capabilities increase, they are being applied throughout all sectors of the
economy and society. The increasing spread of ICT opens up new opportunities for
South Africa to harness these technologies and services to serve their development
goals. In addition to its current transformation, South Africa also has to face a
transition from an industrial society to one that is knowledge-based.
and the have-nots, but also is important to facilitate democratic transitions by creating
a more open political culture. Furthermore, technology is increasingly in use to
overcome the crisis in socio-economic development in South Africa, primarily as a
result of a lack of infrastructure. Creating public spheres where citizens can deliberate
on public issues and communicate with their political representatives and make inputs
directly to parliament does this. The phenomenon of public spheres is replicated at a
national level where the civil society engages in deliberation and acts to influence the
outcome of national issues.
The other side of the argument is that new advances in technology can be
distinguished from the media that preceded it as it is relatively cheap, easy to use,
difficult to control and interactive. For example, the Internet user can be both a
sender and receiver of information; the information era provides unprecedented
opportunities for participatory media forms and democratic uses of IT. The threats
posed by state and corporate control and use of IT are duly noted as challenges to
democracy in the information era. However, there have been substantial societal
movements to expose and counter this. The Internet also provides unique ways to
inform and mobilise civil society, which should be of some consolation for political
economists concerned about the expansion of global capitalism in the information era.
Another challenge to democracy in the information era is the extent to which the
digital divide in and between countries can be closed. This is one of the key concerns
for striking a balance between state, market and societal control of IT, where the state
and society emphasise equality of access, while the market emphasises efficient
development of technology and production.
The way in which IT impacts on democracy has a direct and important bearing on the
research problem of the study, inasmuch as the second postulate of the propositional
logical deductive model states that the information revolution is likely to enhance
democracy. Establishing the probability that IT will provide favourable opportunities
for democratisation, the quality of democracy and the globalisation of democracy, is
thus an essential step in inferring that the democratic peace is more likely to exist in
the information era. But, the research problem also probes a normative objective,
namely to propose ways in which IT should be employed to enhance world peace. In
this respect the challenges for democracy in the information era as identified here,
should be key concerns if the democratic peace is to be a plausible, viable and feasible
approach to world peace in the information era.
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approach, as outlined, presents a new vision for the twenty-first century. Given the
imperatives of the White Paper and in order to achieve any objective in the approach,
it is imperative that South Africa should ensure that democratic values are prevalent
and that citizens have ac