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Grounds for Attorney Suspension in the Philippines

This document summarizes Philippine laws and rules regarding attorney conduct and discipline. It discusses grounds for removing or suspending attorneys from practice, including deceit, malpractice, gross misconduct, immoral conduct, conviction of a crime of moral turpitude, or violation of the lawyer's oath. It also discusses rules prohibiting the use of unfounded criminal charges to gain an improper advantage. The document then summarizes two cases where attorneys were disciplined for violating these rules by threatening unfounded criminal charges to coerce settlement or gain advantage in a civil case.
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© © All Rights Reserved
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Available Formats
Download as DOCX, PDF, TXT or read online on Scribd

Topics covered

  • Demand letters,
  • Legal ethics violations,
  • Moral turpitude,
  • Client rights,
  • Canon 19,
  • Disciplinary actions,
  • Legal integrity,
  • Suspension,
  • Legal responsibilities,
  • Legal threats
0% found this document useful (0 votes)
244 views3 pages

Grounds for Attorney Suspension in the Philippines

This document summarizes Philippine laws and rules regarding attorney conduct and discipline. It discusses grounds for removing or suspending attorneys from practice, including deceit, malpractice, gross misconduct, immoral conduct, conviction of a crime of moral turpitude, or violation of the lawyer's oath. It also discusses rules prohibiting the use of unfounded criminal charges to gain an improper advantage. The document then summarizes two cases where attorneys were disciplined for violating these rules by threatening unfounded criminal charges to coerce settlement or gain advantage in a civil case.
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as DOCX, PDF, TXT or read online on Scribd

Topics covered

  • Demand letters,
  • Legal ethics violations,
  • Moral turpitude,
  • Client rights,
  • Canon 19,
  • Disciplinary actions,
  • Legal integrity,
  • Suspension,
  • Legal responsibilities,
  • Legal threats

RULE 138 Section 27. Attorneys removed or suspended by Supreme Court on what grounds.

— A member of
the bar may be removed or suspended from his office as attorney by the Supreme Court for any
deceit, malpractice, or other gross misconduct in such office, grossly immoral conduct, or by reason
of his conviction of a crime involving moral turpitude, or for any violation of the oath which he
is required to take before the admission to practice, or for a wilfull disobedience of any lawful
order of a superior court, or for corruptly or willful appearing as an attorney for a party to a case
without authority so to do. The practice of soliciting cases at law for the purpose of gain, either
personally or through paid agents or brokers, constitutes malpractice.

Violations of Lawyer's Oath


I, do solemnly swear that I will maintain allegiance to the Republic of the Philippines, I will support
the Constitution and obey the laws as well as the legal orders of the duly constituted authorities
therein; I will do no falsehood, nor consent to the doing of any in court; I will not wittingly or
willingly promote or sue any groundless, false or unlawful suit, or give aid nor consent to the
same; I will delay no man for money or malice, and will conduct myself as a lawyer according to the
best of my knowledge and discretion, with all good fidelity as well to the courts as to my clients; and
I impose upon myself these voluntary obligations without any mental reservation or purpose of
evasion. So help me God.

Canon 19: A lawyer shall represent his client with zeal within the bounds of law.

Rule 19.01: A lawyer shall employ only fair and honest means to attain the
lawful objectives of his client and shall not present, participate in presenting
or threaten to present unfounded criminal charges to obtain
an improper advantage in any case or proceeding.

A.C. No. 7298 June 25, 2007


[Formerly CBD Case No. 05-1565] PENA vs ATTY. APARICIO

Penalty: Reprimand
Canon 19 of the Code of Professional Responsibility states that "a lawyer shall
represent his client with zeal within the bounds of the law," reminding legal
practitioners that a lawyer's duty is not to his client but to the administration of
justice; to that end, his client's success is wholly subordinate; and his conduct ought
to and must always be scrupulously observant of law and ethics. In particular, Rule
19.01 commands that a "lawyer shall employ only fair and honest means to attain the
lawful objectives of his client and shall not present, participate in presenting or
threaten to present unfounded criminal charges to obtain an improper advantage in
any case or proceeding." Under this Rule, a lawyer should not file or threaten to file
any unfounded or baseless criminal case or cases against the adversaries of his client
designed to secure a leverage to compel the adversaries to yield or withdraw their
own cases against the lawyer's client.7

Adm. Case No. 2417 February 6, 2002 ALEX ONG vs. ATTY. ELPIDIO D. UNTO

Facts: Respondent Lawyer on behalf of his client sent the following letters to the
complainant:
FIRST DEMAND LETTER
"Dear Mr. Ong:

This is in connection with the claim of support of Miss Nemesia Garganian (my client) from
you for your only child, Anson Garganian, with her (Miss Nemesia Garganian) and other
claims which Miss Garganian is demanding from you. It is now about two months that you
have abandoned your legal and moral obligations to support your only child with her (Miss
Nemesia Garganian) and up to this moment you have not given said financial support.

I am doing this as a preliminary basis to a possible amicable settlement, if you desire so, so
that you will not be dragged unnecessarily to a court proceeding in connection with
your legal and moral obligations to your son with Miss Garganian.

May I advise you that within three (3) days from your receipt of this letter, you should return
to her house her television and betamax which you got from her house during her absence
and without her knowledge and consent. Your failure to comply with this demand, this
office will be constrained to file the proper action in court against you.

I hope within three (3) days from your receipt of this letter you may come to my Law Office
at the above address or you may send your lawyer and/or representative to discuss with me
about the preliminary matters in connection with all the claims of Miss Garganian against
you.

I hope that you will not fail us, so that we can thresh out this matter smoothly, otherwise
your intentional failure or refusal to discuss these claims amicably with our office might be
construed as your absolute refusal really.

Expecting you then.

Very truly yours,

ATTY. ELPIDIO D. UNTO


Counsel for Miss Nemesia Garganian
Dumaguete City

WITH MY CONSENT:

NEMESIA GARGANIAN"

SECOND DEMAND LETTER

"These are the demands which my client would want to be complied (with):

1. ₱1,500.00 monthly – For the sustenance of Mr. Ong’s son. x x x (Note: That this amount
of P1,500.00 should be up to the completion of Mr. Ong’s son in the elementary course and
this is subject to adjustment when the son is already in the secondary course or up to his
college course).
2. ₱50,000.00 - This amount should be given to Miss Garganian as her starting capital for
her planned business venture to give her a source of her living since she cannot anymore be
a teacher in any government position because of her status, having a child without being
lawfully wedded. x x x.

3. The TV and the Betamax should be returned and delivered to the house of Miss
Garganian, without the presence of Mr. Alex Ong x x x.

4. The amount of ₱5,000.00 as my attorney’s fees should be given or paid to me


tomorrow before noon in my Law Office, through my cousin, Dr. Jose Bueno.

Criminal, civil and administrative actions that I am contemplating to file against Mr.
Alex Ong will be withheld pending the compliance by Mr. Ong of these compromise
agreements.

Gaw, if not of (sic) your representation I believe that one-week time as grace period
for Mr. Ong is too long a time.

Thank you very much.

Very truly yours,

ATTY. ELPIDIO D. UNTO


Counsel for Miss Nemesia Garganian"

HELD: The relevant rule to the case at bar is Canon 19 of the Code of Professional
Responsibility. It mandates lawyers to represent their clients with zeal but within the bounds
of the law. Rule 19.01 further commands that "a lawyer shall employ only fair and honest
means to attain the lawful objectives of his client and shall not present, participate or
threaten to present unfounded criminal charges to obtain an improper advantage in any case
or proceeding."

Considering the facts of this case, we find that respondent has not exercised the good faith
required of a lawyer in handling the legal affairs of his client. It is evident from the records
that he tried to coerce the complainant to comply with his letter-demand by threatening to
file various charges against the latter. When the complainant did not heed his warning, he
made good his threat and filed a string of criminal and administrative cases against the
complainant. We find the respondent’s action to be malicious as the cases he instituted
against the complainant did not have any bearing or connection to the cause of his client,
Ms. Garganian. Clearly, the respondent has violated the proscription in Canon 19, Rule
19.01. His behavior is inexcusable.

IN VIEW WHEREOF, respondent ATTY. ELPIDIO D. UNTO is hereby declared guilty


of conduct unbecoming of a lawyer. He is SUSPENDED from the practice of law for a
period of five (5) months and sternly warned that a repetition of the same or similar
act will be dealt with more severely.

Common questions

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Atty. Elpidio D. Unto violated Canon 19, Rule 19.01 by threatening to file unfounded criminal cases against Alex Ong to force compliance with the demands of his client, Miss Garganian. This action was considered malicious, as the cases filed did not serve his client's legitimate interests. Consequently, Atty. Unto was found guilty of conduct unbecoming of a lawyer and was suspended from the practice of law for five months .

The demand letters sent by Atty. Elpidio D. Unto were significant because they demonstrated the misuse of legal threats to coerce compliance from Alex Ong. By demanding specific actions under the threat of unrelated legal proceedings, Atty. Unto's conduct exemplified a violation of ethical boundaries in client representation and led to administrative action against him for unethical behavior .

Soliciting cases for personal gain undermines the integrity of the legal profession by prioritizing personal benefit over ethical practice and justice. This behavior is seen as malpractice under Section 27, Rule 138, and may lead to suspension or removal from practice, reflecting the profession's commitment to ethical standards and public trust .

False representations or threats can severely damage a lawyer's reputation and career by breaching trust and ethical standards. As seen in Atty. Unto's case, such tactics were deemed unethical, leading to suspension and jeopardizing his legal career. Ethical negotiation ensures respect and long-term professional credibility .

The Supreme Court's suspension of Atty. Unto underscored the importance of ethical conduct by demonstrating that violations of professional responsibility, such as coercing clients' adversaries with unfounded charges, are unacceptable. This action reinforces the legal profession's commitment to upholding justice and ethical standards .

Atty. Unto's actions violated Canon 19 because he employed threats of filing unfounded criminal charges to pressure Alex Ong into meeting demands irrelevant to his client's legal goals. This abuse reveals a critical tension where strategic legal maneuvers cross into unethical practice, demonstrating that adherence to ethical obligations is paramount to ensuring justice, not only winning cases .

The case of A.C. No. 7298 demonstrates the delicate balance lawyers must maintain between zealous client advocacy and strict adherence to legal and ethical standards. Lawyers are obliged to prioritize legal ethics over client demands even if it may limit aggressive tactics, ensuring justice is pursued fairly without compromising professional integrity .

A member of the bar may be removed or suspended for deceit, malpractice, or other gross misconduct in office, grossly immoral conduct, conviction of a crime involving moral turpitude, violation of the oath required for admission to practice, willful disobedience of a lawful order of a superior court, or corruptly or willfully appearing as an attorney for a party without authority. Soliciting cases for personal gain constitutes malpractice .

A lawyer's oath embodies the commitment to uphold the law, maintain fidelity to the courts and clients, avoid falsehoods, and adhere to ethical standards. Violation of this oath can result in severe consequences such as suspension or disbarment, as it indicates a failure to meet the foundational obligations of legal practice .

Canon 19 of the Code of Professional Responsibility states that a lawyer's duty is to represent their client with zeal within the bounds of the law. The lawyer's conduct must be subordinate to the administration of justice and scrupulously observant of law and ethics. Rule 19.01 specifically prohibits lawyers from using unfair means, such as presenting unfounded criminal charges, to gain improper advantages .

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