The Survival of Sentient Beings
The Survival of Sentient Beings
14, 2000
In this quite modestly ambitious essay, I'll generally just assume that, for the most part, our
"scientifically informed" commonsense view of the world is true. Just as it is with such
unthinking things as planets, plates and, I suppose, plants, too, so it also is with all earthly
thinking beings, from people to pigs and pigeons; each occupies a region of space, however large
or small, in which all are spatially related to each other. Or, at least, so it is with the bodies of
these beings. And, even as each of these ordinary entities extends through some space, so, also,
each endures through some time. In line with that, each ordinary entity is at least very largely,
and is perhaps entirely, an enduring physical entity (which allows that many might have certain
properties that aren't purely physical properties.) Further, each ordinary enduring entity is a
physically complex entity: Not only is each composed of parts, but many of these parts, whether
or not absolutely all of them, are themselves enduring physical entities, and many of them also
When an ordinary entity undergoes a significant change, then, at least generally, this change
will involve changes concerning that entity's constituting physical parts, whether it be a
rearrangement of (some of) these parts, or a loss of parts, or a gain of parts, or whatever. Often,
the entity will still exist even after the change occurs. As we may well suppose, this happens
when, from two strokes of an ax, an ordinary log loses just a chip of wood. As we may then say,
such a change conforms with the log's "persistence conditions." Somewhat less often, such an
ordinary entity undergoes a change that means an end to it: When a bomb's explosion makes our
log become just so many widely scattered motes of dust, the log will no longer exist. Such a
persistence conditions, and which do not, we might learn a fair amount about what it is for a
physically complex enduring entity to be that log. Perhaps pretty similarly, insofar as we may
learn which changes involving you conform with your persistence conditions, and also which do
not, we might learn a fair amount about what it is for a physically complex enduring entity to be
you; and, presumably in parallel, we might learn what it is for another such complex entity to be
me. This learning is clearly a possibility for us, I'll suggest, should materialism be true, and
should a weak form of dualism be true, where some concrete individuals, at least, have not only
physical properties, but also some nonphysical mental properties. And, it may also be possible,
I'll suggest, should the truth lie, instead, with a more substantial dualism, rather like Descartes'
view, but one allowing, perhaps, there to be nonphysical minds that aren't personal minds, as
Whatever the metaphysic we might favor, when inquiring into our persistence conditions we
I'll even now suggest, such an adequate concept must be well suited for engagement with our
central prudential thoughts and concerns, with what, in my Identity, Consciousness and Value
(henceforth ICV), I called our (broad) egocentric values.i And, it must be well suited for
engagement with our morality. Our appreciation of that may help us see, better than I saw in
ICV, that an adequate concept of ourselves must be a psychological conception, perhaps the
concept of a being who'll exist when, and only when, his mind does. This may be so whatever
A prompting cause of the present effort is the appearance of Eric Olson's valuable (1997)
book, The Human Animal: Personal Identity without Psychology (henceforth THA). Using the
label "The Psychological Approach" very broadly, Olson has it cover all the views on which our
persistence is tied to the continuation of our psychology. In opposition to all such views, he
In much of what follows, I'll be arguing that, with the Biological Approach, there can't possibly
ourselves that's a biological concept isn't (primarily) a mental conception, it won't comport well
with central prudential thoughts and concerns, and also with our moral thinking. Even as either
failure shows the inadequacy of a Biological Approach to ourselves, with both there's an
In parallel, I'll argue that it's only a Psychological Approach, and not a Biological Approach,
that's adequate for those nonpersonal sentient beings whom, in the normal course of events, will
be found with typical living animals: Even if they be subpersonal entities, still, a philosophically
adequate concept of such nonpersonal beings my feline pet, Felix, and your canine pet, Oscar,
Toward the essay's end, I'll float an extremely general thought about our commonsense
metaphysic, about our ordinary ontology: Though this ontology recognizes many entities whose
mentality is essential to their very existence, it recognizes none whose biology is truly essential.
Perhaps there are no ordinary entities, I'll conjecture, for which the Biological Approach
After the book's Introduction, the body of The Human Animal (THA) begins with this paragraph:
The topic of this book is our identity through time. What does it take for you and me to
persist from one time to another? What sort of changes could one survive, and what would
bring one's existence to an end? What makes it the case that some past or future being, rather
than another, is you or I? (7)
As an early step in advocating a Biological answer to these opening questions, in the book's first
section Olson presents a relevantly puzzling pair of cases. Apparently favoring the Biological
Approach, there's first a "Vegetable Case;" and, apparently favoring the Psychological Approach,
To do justice to the intriguing Vegetable Case, I quote Olson at some considerable length:
Imagine that you fall into what physiologists call a persistent vegetative state. As a result
of temporary heart failure, your brain is deprived of oxygen for ten minutes...by which time
the neurons of your cerebral cortex have died of anoxia. Because thought and consciousness
are impossible unless the cortex is intact, and because brain cells do not regenerate, your
higher mental functions are irretrievably lost. You will never again be able to remember the
past, or plan for the future, or hear a loved one's voice, or be consciously aware of anything
at all,....
The subcortical parts of the brain, however,....are more resistant to damage from lack of
blood that the cerebrum is, and they sometimes hold out and continue functioning even when
the cerebrum has been destroyed. Those...sustain your "vegetative" functions such as
respiration, circulation, digestion, and metabolism. Let us suppose that this happens to
you... The result is a human animal that is as much like you as anything could be without
having a mind.
The animal is not comatose. Coma is a sleep-like state; but a human vegetable has
periods in which.... It can respond to light and sound, but not in a purposeful way; it can
move its eyes, but cannot follow objects consistently with them....
Neither is the animal "brain-dead," for those parts of its brain that maintain its vegetative
functions remain fully intact. .... The patient (sic) is very much alive, at least in the
biological sense in which oysters and oak trees are alive.
How can we be sure that the patient (sic) in this state has really lost all cognitive
functions? ..... there may be room for doubt. So imagine that you lapse into a persistent
vegetative state and that as a result your higher cognitive functions are destroyed and that the
loss is permanent. (THA, 7-8)
........ My question in the Vegetable Case is whether the human animal that results when
the cerebrum is destroyed is strictly and literally you, or whether it is no more you than a
statue erected after your death would be you. Do you come to be a human vegetable, or do
you cease to exist...? (THA, 9)
Both among people and within folks, there are conflicting responses to the Vegetable Case. Of
most interest for Olson, there's the reaction that, even at the Case's end, you'll still exist (albeit as
a "human vegetable.")
When confronting a relevantly similar case right on the heels of the Vegetable example, we'll
be pretty primed to respond to it, too, along a similarly Biological line.v And, it's right on those
(Now, for such a Transplant Case to be most instructive, what's extracted from [the head of] the
body must be fit for subserving what's central to mentality. But, as science seems to show, your
upper brain, by itself, can't subserve conscious experience; rather, there must be some neural
interaction between your upper and your lower brain. So, the presented example will be
suppositionally enhanced; as may be safely done in the current context, we suppose this
scientific appearance misleading and, in fact, your cerebrum's sufficient to subserve all your
mentality.) Even though it's presented right after the Vegetable Case, most respond to the
Transplant Case by thinking you are "the person who ends up with your cerebrum and your
memories."vi
With our responsive tendencies to Olson's two main cases being such a perplexingly messy
batch of proclivities, there's much reason to think hard about the examples. What's more, we
have yet more reason to think hard when we ponder passages in W. R. Carter's valuable recent
(1990) paper, "Why Personal Identity is Animal Identity," which boldly begins:
We start with two felines, Felix and Jefferson, say, who are treated by the same veterinarian.
A bizarre surgical blunder occurs and Felix's brain winds up in Jefferson's head. The
resulting cat, call him Felixson, looks for all the world like Jefferson but behaves exactly like
Felix (and not at all like Jefferson). The situation is complicated by the fact that Felix's
debrained body is provided with enough transplanted tissue [tissue that does not come from
Jefferson] so that it continues to live and function in feline-like ways. (Let's call this cat
Felixless.) We are confronted here by certain questions of feline identity. To my way of
thinking, these questions have rather obvious answers. It is true that Felixless is (=) Felix.
Accordingly, it is false that Felixson is (=) Felix. My guess is that this assessment of the
matter will encounter little, if any, serious resistance. This is surprising (to me), since many
people take an entirely different view of a similar situation involving human rather than
feline [Link]
As we'll eventually see, the questions Carter thinks "have rather obvious answers" are actually
subtly difficult questions. Now, we'll see these related words from Carter's paper:
... a psychological continuity account of feline identity looks so utterly implausible. Why is
this? Well, perhaps it is because it is clear (isn't it) that cats are (attributively) animals. ...
Since the term "Felix" refers to the animal .., and the term "Felixless" refers to the animal ..,
there is no denying that Felix is identical with Felixless. Accordingly, Felix is not identical
with Felixson. .... And why should the situation be different when we turn from feline
identity to personal identity?
With at least some force, Carter challenges the thought that, in the Transplant Case, you are the
being who ends up with your mentality, even as he provides at least some plausibility for the
idea that (before getting new brain tissue) you are the (temporarily) mindless being that's
inherited your vegetative functions, much as you (permanently) might be in the Vegetable Case.
Much more than favoring any particular Approach to ourselves, this section supports this
importantly more general proposition: Whatever the right approach to the general conditions for
the existence and persistence of Peter Unger, the personal sentient being, it will be, in all
essentials, the same as the right approach for Felix Unger, the nonpersonal sentient being.
3. Thoughts and Concerns about Particular Sentient Beings: Avoiding Great Pain
Whatever else you may be, you must certainly be whatever it is that you think about when you
think about yourself; if you're not that, you're nothing at all. Likewise, you must be whatever it
is you care about when you care about yourself. On a most natural and central reading of these
sentences, both are, of course, quite platitudinous. Yet, the second sentence, concerning your
concern for yourself, might serve as a helpful reminder and guide, helpful toward our
appreciating our deepest beliefs about ourselves. For, it may help us bear in mind these related
sentences: When you truly care about yourself, then, whatever else may concern you, you must
certainly care, and care very greatly, that you'll not experience protracted excruciating pain;
when just that concern of yours is quite fully in force, it's from a strictly egoistic perspective that
your concern flows. Conversely, and maybe most instructively, if there's someone that, from a
strictly egoistic perspective, you don't care whether she'll experience such horrible great pain,
then, as far as you can tell or believe, that person isn't you.
A concept of ourselves that comports well with these points concerning self-concern might
Psychological Approach. By contrast, any concept that comports poorly with them, as with,
The sensible thoughts just proposed may be sensibly generalized from us people to all sorts
of sentient beings: So, flowing from a concern for Oscar, there might be no concern on your part
whether a certain canine sentient being will feel great pain. But, then, as far as you can tell or
believe, that sentient being isn't Oscar. And, any concept that comports poorly with this point,
as might be true of any central to a Biological Approach, can't then be a philosophically adequate
Guided by this section's reflections, I'll look to use a "philosophical tool" first employed in
ICV, the Avoidance of Future Great Pain [Link] Eventually, I'll apply it to Olson's Vegetable
Case, or to a most suitable enlargement of that example, and to Carter's Feline Transplant Case,
or to a most suitable enlargement of that related example. By the time all that's done, few should
be friends of a Biological Approach to the existence and persistence of any sentient beings,
ourselves included, and many should favor a Psychological Approach. First, let's look at a case
To begin, suppose that, for no good reason, a bad surgeon replaces your heart with an
artificial blood-pumper. About the person who has only such a plastic "heart," our central
question is this: Is the person emerging from this operation you? For a most convincing answer
to the question, we may employ our Test: With the choice flowing fully from your purely
egoistic concern, will you choose to (have yourself) suffer considerable pain right before the
operation takes place, if your not taking the bad hit up front will mean that, soon after the
procedure's over, the person emerging from the operation then will suffer far greater pain? Yes;
of course, you will. This response indicates that, as your strongest beliefs run, you'll be that
person. Now, I'll try to use our Test to make progress with this essay's philosophically far more
interesting questions.
Following Sydney Shoemaker's early work on the subject, in recent decades the literature on
personal identity has seen many cases where there's the exchange of two people's [Link]
Much as was done in ICV, let's consider such a case involving you and, not someone
qualitatively quite unlike you, but, rather, your precisely similar twin. x At this case's end, do you
still exist? And, if so, who are you? Toward answering these questions reasonably, we may
employ the Avoidance of Future Great Pain Test. Indeed, we may employ it twice over.
First, about the person who ends up with your original brain and a new body, we ask this
question: With the choice flowing fully from your purely egoistic concern, will you choose to
(have yourself) suffer considerable pain right before this case's wild processes begin if your not
taking the bad hit up front will mean that, soon after all its processes are complete, the person
then with your brain, and thus with your mind, will suffer far greater pain? Yes, of course, you
will. Though not completely conclusive, this strongly indicates that, as we most deeply believe,
Second, and yet more tellingly, we ask the parallel question: With the choice flowing fully
from your purely egoistic concern, will you choose to (have yourself) suffer considerable pain
right before this case's wild processes begin if your not taking the bad hit up front will mean that,
soon after all its processes are complete, the person then with your body, but with your twin's
mentally productive brain, then will suffer far greater pain? Not at all; from an egoistic basis,
that's a poor choice. Though this response might not be absolutely decisive, it's quite conclusive
enough. So, we conclude, well enough, that you haven't even the slightest belief that here you're
the being (with your healthy old body) who's inherited your vegetative biological functioning.
At least as regards our commonsense view of ourselves, about the general conditions of our
existence and persistence, this negative response may be indicating a very bad fate for the
Biological Approach, in any of its versions. As well, it may also be indicating doom for any
view on which the survival of our bodies is central to our own survival.
With parallel moves, we may see some indications that a Biological Approach might be no
better for canine sentient beings than it is for personal sentient beings: We may see this with a
slight variant on the case just considered, in which each occurrence of you is replaced by Oscar,
each occurrence of your precise twin is replaced by an occurrence of his twin, and so on. About
the canine being who ends up with Oscar's original brain and a new body, we ask this question:
With the choice flowing fully from your concern for Oscar, will you choose to have him suffer
considerable pain right before this case's wild processes begin if his not taking the bad hit up
front will mean that, toward the end, the being then with his brain, and his mentality, will suffer
far greater pain? Yes, of course, you will. And, this strongly indicates that, as we most deeply
believe, here he'll be the being with his brain. Second, and again far more tellingly, we ask the
parallel question: With the choice flowing fully from your concern for him, will you have him
suffer considerable pain near the start if his not taking the bad hit up front will mean that, toward
the end, the being then with his body, but not his mind, then will suffer far greater pain? Not at
all. So, again well enough, we can conclude that you haven't even the slightest belief that Oscar
is the being (with his healthy old canine body) who has inherited Oscar's vegetative biological
functioning.
4. Can There Be an ENORMOUS Separation of Strict Survival and Relevant Concern?
For clear thinking about (our deepest beliefs about) the conditions of our existence and
persistence, the points observed in the preceding section are, I think, of great importance: Where
there is a being that's the proper object of your full-fledged egoistic concern, just there you
yourself will be. And, most crucially, where there's no such "properly protected" being, there's
no being that's you. But, some able philosophers have even so much as denied that importance,
In recent thinking about the relation between our transtemporal identity and our egoistic
concern, there's much confusion engendered, I believe, from encounters with some salient and
seductive hypothetical examples. Most salient among them may be a certain physically robust
case of "symmetrical fission." Toward dispelling the confusion, and toward furthering clarity,
Suppose, now, that each half of your brain can do all that the whole does, as far as subserving
mentality goes (and, we may now add, as far as sustaining biology goes.) Further, suppose that,
when we extract your brain from your body, and we nicely slice your brain in two, we'll have
two new people, each relevantly just like you were right before this two-sided fission occurs.
(Each of them may then be given a new body, each precisely like the old was at the time of
extraction.) Further still, we'll agree that you're not either of the two who are so new.
From a rational concern for yourself, how much should you care about each of the two
resulting people? Well, as we've agreed, neither is you; so, from just that concern, you shouldn't
care a fig. But, then, closely related to your purely egoistic concern, you might have other
rational attitudes that are quite small and natural extensions of self-concern. And, then, we may
ask: Flowing from at least some few of these related concernful attitudes, how much should you
As it has seemed to many philosophers, you should care just as much as, even in the ordinary
case of your own day to day survival, you today should care for yourself tomorrow. And, as it
has seemed to some of these many, the salient lesson to be learned from that first thought is this
second proposition: Questions regarding someone's strict survival can come apart from
questions regarding his egoistic concern, and also his closely related concerns, quite as far as
you please.
Even should all of the prior paragraph hold true, a thought that seems nearly as absurd as it's
extravagant, there still might be no reason whatever to think that these questions can come apart
so enormously that, from concerns much like purely egoistic attitudes, it may be natural, or
rational, for us to care about beings with whom we have no substantial mental connection. But,
what's needed to give some plausibility to the Biological Approach is precisely some reason to
think just that. And, as it certainly seems, the prospects here are as bleak as can be.
Suppose that, flowing from your own egoistic concern, or even from any relevantly small
extension thereof, you haven't even the least concern whether a certain being will experience
terrible pain. Well, while that being might then be a certain horse, perhaps somewhere in
Australia, or even a certain person, perhaps a young girl in Africa, one thing of which we can be
quite confident is that, as far as you know or believe, that being isn't you. Perfectly parallel
points hold for other sentient beings: Suppose that, flowing from your concern for Oscar, you
haven't even the least concern whether a certain being will experience terrible pain. Now, while
that being might then be the President of France, we can be quite certain that, as far as you know
Because we're hardly omniscient, and we're not even close to being perfectly logical or rational,
it's good to see that, as a check on our results with the Avoidance of Great Pain Test, we may
appropriately employ a logically related test, even a complementary test, and observe the results
that then obtain. Just so, we'll now look to apply, most relevantly, a philosophical tool that may
So, let's return to consider the body-exchange (or, as the Biological Approach would have it,
the brain-exchange) between Oscar and his precisely similar twin. As we've supposed, at this
case's end there'll be one canine being with Oscar's original brain and mind, though little of his
biological structures and processes, and there'll be another with another canine being's original
brain-based mentality, and a great deal of Oscar's biological structures and their continuing
processes. About all of that, you've never had even the least choice or influence.
In application to such a nicely relevant case, our Sparing from Future Great Pain Test directs
that, always to be flowing (as closely as possible) from your concern for Oscar, your choice is to
be just this choice: Shortly after awakening from the operations just envisioned, one of the two
canine beings will experience much excruciating pain and the other will be spared from feeling
even any pain at all. You are to choose, perhaps even before the operations are performed, which
of the resulting beings suffers such great pain and which of the canines is spared. Very
rationally, you will choose for the canine with Oscar's original brain, and Oscar's canine mind, to
be spared, and for the torture to go to the other resulting canine. For, your reasoning, evidently,
is every bit as appropriate as it's simple: The former canine is Oscar, the being about whom
With simple variations, we may strengthen the probative value of our Sparing Test. For
example, we may suppose that your choice is between (1) sparing the being with Oscar's old
brain the infliction of severe pain for a certain significant period and letting the being with his
old body suffer far more severe pain for a far greater period and (2) sparing the being with his
old body that far worse severe pain and letting the one with his old brain suffer that far less bad
pain. With the concern being for Oscar, this great imbalance of pain makes no difference; just as
surely as before, you choose (1), sparing the one with Oscar's brain-based mind. So, this now
seems very clear: It's just that canine being that, as far as you really believe, is actually Oscar.
Now, if we were perfectly logical and rational, it would be a foregone conclusion that these
responses with the Sparing Test would comport with those previously elicited with our
Avoidance Test. But, of course, we're not perfectly logical or rational. So, while the observed
agreement was at least somewhat to be expected, it wasn't a foregone conclusion. Thus, the
results obtained with our truly complementary test confirm those obtained with our previous
Early on, I said that, just as much as for engagement with our central prudential thoughts and
concerns, a philosophically adequate concept of ourselves must be well suited for engagement
with our morality. In a brief treatment of the issue, I'll show why that should be so.
As the progress of our project suggests strongly, many of our moral thoughts regarding you
and me will regard, just as well, Oscar and Felix. Then, at a bare minimum, an adequate concept
of ourselves must engage morality in the way that's well done, as well, by a philosophically
Suppose that I've solemnly promised you, a moral agent, to look out for (the well-being of)
your son, Al, who's another moral agent, and also to look out for (the well-being of) your
sentient canine pet, Oscar, who's not a moral agent. Then, in the normal run of things, I'll have
incurred a moral obligation, first, to look out for Al, and, second, to look out for Oscar. Let's
produced a precise duplicate of Oscar, one Oscarnew, and, shortly thereafter, they've taken
Oscar's brain and nicely placed it in Oscarnew's debrained body, and vice versa, with the
philosophically expected result. Finally, we suppose that they force, on me, this instance of our
Sparing Test. I must choose between (1) having terrible pain inflicted on the being with Oscar's
original brain - still subserving Oscar's mind - in Oscarnew's original body and sparing from pain
the being with Oscarnew's brain - still subserving Oscarnew's mind - in Oscar's body and (2)
having terrible pain inflicted on the being with Oscarnew's brain in Oscar's body and sparing the
being with Oscar's brain in Oscarnew's body. Flowing from my obligation to keep my promise
to you, what should I do? As we deeply believe, I morally must choose (2) over (1). What does
that suggest? Contrary to the Biological Approach, it suggest that, as we deeply believe, Oscar
As it is here with Oscar, so it is with Al. And, so it will be with us, too. As with any sentient
beings, a philosophically adequate concept of ourselves, one well suited for engagement with
morality, must be, primarily and essentially, a psychological conception. So, as those suitably
sensitive to moral matters should agree, a Psychological Approach is very far superior to a
Biological Approach even for the likes of Oscar and Felix, let alone for you and me.
7. Properly Painful Problems with Human Vegetables, and with Feline Vegetables
As I'm suspecting, by now most will indeed agree that, at least for such personal sentient beings
irrelevant. But, even if there's very widespread agreement on the matter, it's still well worth
resolving, I think, some problems, or puzzlement, whose treatment we've deferred. Among this
unfinished business, perhaps the most salient task is to provide a satisfactory treatment for
Olson's intriguing Vegetable Case. Anyhow, to that task, we'll now turn.
As with other examples relevant to our central topic, for a treatment that's revealing we
should use one of our Pain Tests. But, as a being in persistent vegetative state hasn't any
capacity to feel any pain, how can we apply even our Avoidance of Pain Test? Initially at least,
that seems a tall order. As things turn out, the job may be done rather well.
Toward that end, we make these suppositions: Within the next month, you'll have just such a
horrible temporary heart failure that, as your brain will be deprived of oxygen for ten minutes,
your cerebral cortex will die of anoxia; consequently, you'll "become a human vegetable." As
you also know, there'll then be extracted, from the head of the "vegetative animal," its dead
(upper) brain. And, into the continuously living "debrained body," there'll be well implanted a
suitable living (upper) brain: Perhaps even coming into existence via a "statistical miracle," but,
in any case, this will be a brain made of matter quite distinct from any that ever served toward
constituting you. At the same time, this implant will be precisely similar to your (upper) brain,
as it was when last it subserved your mentality. By the end of this sequence, there'll be a person
with your original body, who's inherited your biology, though there'll be nobody who's inherited
your mentality. While this person's mind will be precisely similar to yours, in its last moments
of existence, it will be a numerically different normal mind. As with anyone with a normal
With such suitable suppositions made, there's an Aptly Enlarged Vegetable Case. And, with
this Enlarged Case, there's ready to hand, I think, a revealing employment of our Avoidance of
Future Great Pain Test: From your egoistic concerns, at the beginning you are to choose
between (1) your suffering some significant pain, before a human vegetable's in the situation, so
that, near the sequence's end, the person with the new (upper) brain suffers no pain at all and (2)
your suffering no early pain and having it that, near the end, that person suffers terrible torture.
Rationally, you choose (2) over (1). This choice shows that, as far as you know or believe, you
It's still a "logical possibility," let's agree, that, after the anoxia but before the implantation of
a new living upper brain, you were an insensate human vegetable. Then, just with that
vegetable's receiving just such a new brain, you ceased to exist. But, really, is any of that even
the least bit plausible? Are we really to believe that, though it's possible for you to come to have
no mind, what's impossible is for such a mindless you to survive your coming to have a mind?
From Human Vegetable Cases, there's really no case to be made for a Biological Approach to
ourselves. And, from Feline Vegetable Cases, as may happen with my sentient Felix, there's
Sensibly, we may extrapolate from our recent experiences: The more we're free from
confusions about sentient beings, saliently including ourselves, the less there'll even seem to be
said for a Biological Approach to beings that must have [Link] Nor will there seem anything
completely dead human, wholly devoid of life as well as mind, and to enlarge it so that our Pain
Tests can be revealingly applied. But, so what: If a living mindless human body won't ever be
one of us, and won't even ever subserve one of us, a dead mindless body will hardly do better.
And, again, what's true of you and me also holds for Oscar and Felix.
By this point, we've seen more than enough, I think, to do a good job with what may be the
sole remaining salient piece of unfinished business, namely, the provision of a satisfactory
treatment for Carter's Feline Transplant Case. For, what does this case involve, if not a feline
vegetable, an insensate Felixless obtained from the sentient Felix, by the extraction of that feline
being's (upper) brain? According to Carter, though he has no mentality at all, still Felixless is (=)
Felix, because the mindless entity's inherited the biology that supported, or subserved, the
sentient being. But, Felixless really isn't Felix, as our recent reasoning revealed.
We've just taken good care of what might well be called "the harder of the two main halves"
of Carter's Transplant Case. The easier half concerns what we are to make of Carter's Felixson, a
feline being who results from transplanting Felix's brain into the debrained body resulting from
extracting a feline brain from one Jefferson; at the case's start, this Jefferson is another normal
feline sentient being, who's wholly distinct from Felix. In either of two ways, our Avoidance
Test can show that (as far as we know or believe) Felixson is Felix (and he's not Jefferson.) To
On our "scientifically informed" commonsense view of things, your psychology is realized in, or
it's at least subserved by, your brain: If there's someone else who's physically precisely similar
to you, then his mentality will be realized only in his brain and yours will be subserved only by
yours. There will be this numerical difference of the two mentalities, of the two minds, even if
the distinct brains that subserve the two are precisely similar in every detail. And, if your
mentality ceases to exist, then you yourself will cease to exist, even though your "duplicate" may
continue to exist.
Equally on this commonsense view, though quite completely against the "vivisectionist"
view of Descartes, the brain of Oscar, your beloved canine pet, realizes Oscar's psychology, or
at least it subserves the mentality of that canine sentient being: If there's a canine who's
physically precisely similar to Oscar, and wholly distinct from Oscar, there will be a numerical
difference of the two minds, even if the canine mentalities are qualitatively quite the same. And,
if his mentality ceases to exist, then Oscar himself will cease to exist, even though his
Now, even while our commonsense view has these parallels be quite deep commonalities,
our common language might lack a sortal common noun that serves nicely to highlight them for
us, so that, for such central issues as this essay's main questions, we're prompted to take an
essentially parallel approach to all sentient beings, us people being just some among many. In
what's meant to be a sensibly progressive spirit, let me introduce a new English sortal noun,
"serson," whose meaning is the same as the phrase "sentient being," and whose most colloquial
plural is "seople." (As well as having such new nouns, we may have correlative new words,
saliently including new quantifier words. For example, even if "everyone" doesn't include, in its
proper reference, Oscar and Felix, we may have "everyane" - pronounced EVERYWANE - properly
With these terms, we may progressively express propositions that, even as they concern our
main topics, feature centrally in our commonsense view of things: Every earthly serson, and not
just every earthly person, has both a body and a mind. And, while it's not true that an earthly
serson will exist just exactly in case her body exists, it is true that any serson at all, whether
earthly or not, will exist when, and only when, her mind exists. Following from the foregoing,
some such sentences as these should be treated more as commonplace thoughts than contentious
ideas, both by materialists and by commonsensical dualists: If there's only a barely developed
organic body extant, and there's not yet any mind even so much as barely subserved by the body,
as with an early fetus, then, in such a mentally insignificant situation, there's really no serson
existing, neither personal nor even nonpersonal. [In ICV I left it as an open question whether
there might have been an (earlier) time when I wasn't a person and, even, when I lacked all
capacity for thought and feeling. (5-6) In THA Olson argues that, given my book's main views,
there's no good way for me to have us people, or any seople, be (identical with) any such wholly
mindless things. (81-85) Agreeing now with Olson, in the present essay I no longer leave that
question open; on my present position, a more complete view, I never was any mindless early
fetus, nor was sentient Oscar ever any mindless canine fetus.] By contrast with such wholly
mindless early episodes, if there's a more developed body that's subserving a mind, even a quite
rudimentary mind, then there'll be a serson. And, if it comes to pass that there's only our serson's
body extant, with the mind no longer existing, then this serson will no longer exist.
When a serson is alive and well, what's the relation between the serson himself and, on the
On what I take to be a pretty appealing substantial dualist view, but a view that might be at
least as troubling as it's appealing, a serson's body will causally support, and subserve, the
serson's immaterial mind. What's more, and what may be metaphysically even a bit more basic,
just when providing just such support, the serson's body will support the immaterial being that's
the serson himself. Further, Oscar won't have any spatial extension and, perhaps, that immaterial
being won't even have any spatial location. In ways we might never well understand, immaterial
Oscar may be, nonetheless, quite directly affected by, and he may quite directly affect, certain
On what I take to be a pretty appealing materialist view, but perhaps also a view as troubling
as it's appealing, a serson and his body will be spatially coincident entities; with each in the very
same space as the other at the very same time, the very same matter will serve to constitute each
of the two distinct material entities. So, even as Oscar may now be alive and well, he and his
body will be different material complexes, though each is composed of exactly the same matter,
and each occupies precisely the same space. On a pretty commonsensical materialist view, a
rather plausible reckoning of such ordinary entities will have that be so, even if, perhaps, that
reckoning is hardly free of difficulties. How, or why, will that be so? As with you and me,
Oscar's persistence conditions differ from those of his body. To see what that rather technical
sentence says, I'll aim to display its main implications, in the next section, while providing the
Even if it subserves mentality, as it now does, your brain is just one of several salient organs in
your body that, together with various other bodily parts, serve to constitute the body as a whole.
Accordingly, whether your body's dead or alive, in this regard, at least, the relation between
your brain and your body is very like that between your heart and your body, and very like that
obtaining between your liver and that whole human body. It's no surprise, then, that, if any
single one of these organs is removed from the bodily whole, and then is even annihilated, your
body will still exist. Of course, the same holds for other serson's bodies, as with Oscar's.
Along with some philosophically familiar thoughts, and some ideas here previously
presented, those intuitive propositions suggest a certain pair of cases. While each example is but
a slight variant on the other, the lesson that one suggests is, in an obvious way, quite the opposite
of, and quite a nice complement of, the lesson we may learn from the other.
Continuing to employ the suppositions that have served us so well so far, we'll start with the
Brain Explosion Case: Right out of sentient Oscar's skull, some strangely fanatical scientists
remove his (upper) brain, and they place it in the philosophically familiar stimulatory vat. While
in this vat, that living brain will subserve just as rich a stream of conscious experience as ever it
did when in the serson's head. At the same time, and still lying on a laboratory table, (the rest
of) Oscar's body, as it's placed on a highly effective life-support system, remains alive, though it
can't, of course, subserve [Link] For a while all is pretty peaceful, until an exploding
bomb destroys the brain in the vat, the vat itself, and even the building in which the vat is
housed. In this explosion, the matter that served to compose Oscar's brain is so utterly wrenched
apart, and the tiny bits are so fully intermingled with so much other dust from the explosion, that
there's not even any significant chance of anything like a relevant reversal ever occurring.
Meanwhile, (the rest of) your canine serson's body remains intact, and even alive.
At the end of this Brain Explosion Case, Oscar, the salient serson, no longer exists. (On a
materialistic metaphysic, and on plausible forms of dualism, that will be so.) At the same time,
Oscar's body continues to exist. On the most relevant understanding of the terms employed, it's
most reasonable to accept both sentences. So, Oscar's body can survive the termination of Oscar
himself.
It's time to turn to the complementary example, the Body Explosion Case. From the
example's start right up to the time when "all is pretty peaceful," things are just as in the previous
case, with Oscar's brain in a vat in one area and, at a distance, his living body on a lab table.
Then, an exploding bomb destroys (the rest of) the body on the table, the table itself, and the
whole lab building. In this explosion, the matter that served to compose (the rest of) Oscar's
body is so utterly wrenched apart, and the tiny bits so fully intermingled with so much other dust,
that there's not even any significant chance of anything like a relevant reversal. Meanwhile,
At the end of this Body Explosion Case, the salient serson's body no longer exists. At the
same time, Oscar himself continues to exist. On the most relevant understanding of our terms,
Now, if Oscar could survive the cessation of his body, but Oscar's body couldn't survive
Oscar's own cessation, then, while we should think the two were different, we might well think
that, while Oscar himself was a genuine entity, his body had some lesser ontological status. And,
in such an event, perhaps we shouldn't think that, with Oscar and his body, we have two distinct
entities. But, as we saw just before, Oscar's body can survive Oscar's own cessation, just as
Oscar can survive his body's cessation. So, apparently, we do quite well to think that, inasmuch
as each has persistence conditions so utterly different from the other's, sentient Oscar is one
being and, though spatially and materially coincident with him, Oscar's body is quite another
entity. Apparently and intuitively, even if we should accept a most materialistic version of our
it's puzzling, to put the point mildly, how there could be two quite different entities each
composed of the very same matter, in the very same space, at the very same time, and not just
one entity that we may think of in two quite different ways. But, for two related reasons, this
First, and as was stated at its outset, we're here just assuming that, for the most part, our
"scientifically informed" commonsense view of the world is true. And, in dwelling on our
puzzle, we might well be calling into question what's here our working hypothesis, rather than
seeing what work we can do within the compass of what seems the accepted view.
Second, and as is familiar in philosophy, the puzzle about the possibility of materially
coincident entities is a quite general puzzle, hardly peculiar to questions about embodied seople
and their bodies: In illustration, consider a certain ball, we'll call it "Barry," and a certain
spherical piece of brass, we'll call it "Patty," each composed of the very same brass, in the very
same place, throughout all the time of their existence. (The brazen alloy first comes to exist in
the very form in which it composes Patty and Barry and, later, it ceases to exist suddenly,
suddenly composing neither.) Yet, even as Barry and Patty have quite different persistence
conditions, there are here, it seems, two quite distinct entities. So, on the one side, if the brass
were forced through a wire extruder, that brass would come to compose a long thin brass wire
and no ball at all. In such an event, it seems, we'd have the same piece of brass as before, and
Patty would still exist, but Barry wouldn't exist. And, on the other side, we might have
gradually replaced our ball's brass, bit by tiny bit, by congruous bits of gold, widely scattering all
our brass. In such a very different event, it seems, we'd have the same ball as before, and Barry
would still exist, but our piece of brass, our Patty, wouldn't still exist.
As is proper with this quite modestly ambitious essay, we leave for other inquiries such a
general problem as the puzzle about the possibility of materially coincident entities. As is also
proper, we set aside other puzzles, more or less related, that may similarly seem to call into
For what's really a very bad reason, many of my paper's points might be denied by philosophers,
perhaps especially by materialists, who may be unduly impressed by what sometimes seem plain
expressions of common sense in ordinary discourse. For example, after my mind no longer
exists and there's only my living body in a vegetative state, someone may point at what's in that
state and say, apparently with complete propriety, "There's Peter Unger." Doesn't that serve to
indicate that, even if my mind no longer exists, I can still exist? And, isn't that a strong point in
Well, quite the same may be done, apparently, when there's only my dead body in the
situation. So, such apparently ordinary and proper episodes won't provide any strong points, it
seems clear, in favor of a Biological Approach to me. But, then, mightn't they provide a strong
point in favor of a Bodily Approach to my existence and persistence, on which I may still exist
not only without my mind, or any mind, but also without my biological life, or any such life? No;
it does not.
Very often, we refer to one entity, conveniently, obliquely and indirectly, by more directly
referring to another, with which the first is, especially in the context of the current discourse,
readily associated. Now, sometimes the discrepancy between the two referents is blatantly
obvious. This happens when we say of a bus driver that she's over fifteen feet high, and unable
to get through a certain tunnel, referring not only to her but, less directly and more truthfully, to
the bus that she drives. Now, when the discrepancies are that blatant, there's little tendency to
take our direct remark, about the driver herself, to be a literal statement that's really true; rather,
it's only some implied statements, like the statement that a certain bus is over fifteen feet high,
(standard uses of) sentences like "As Uncle Joe is dead, we should get him off the floor and out
of the house, so that we can put some nice big potted plant right where he is" and "As Oscar is
dead, we should get him off the floor and out of the house, so that we can put some nice big
potted plant right where he is." Though not so blatantly obvious, in these sentence's closing
clauses there's reference to more than just the relevant seople themselves; rather indirectly, there
may be a reference to the seople's bodies, or to their remains, or to both of the foregoing, or to
yet something else that's fit for spatial removal. And, while the standardly expressed statement
about the moving of the seople themselves might not be true, there may then be such suitable
implied statements, about the moving of their bodies, and about the moving of their remains, that
are perfectly true. And, the discrepancy just stressed will be made yet more evident when we
observe such closely related sentences as "Billions of years after Uncle Joe's death, he'll be
interstellar dust" and "Billions of years after Oscar's death, he'll be interstellar dust."
What is more, paralleling the "apparent facts of reference" regarding ourselves, there are
such apparent facts regarding our bodies. Thus, after I'm dead, you may point at my corpse and
say "There's Peter Unger's body;" and, not only may what you say be in perfect conversational
order, but, as well, it may be perfectly true. Now, a sentence like "Billions of years after it
decays, Unger's body will be interstellar dust" also looks to be in perfect order. But, when
standardly uttering such an orderly sentence, will you be saying what's true? Of course, not.
Now, suppose that, after I die, my corpse is placed in a spaceship and, when the ship is
somewhere between Mars and Jupiter, the spaceship explodes, along with all its salient contents,
including my body. Pointing at an apt place between Mars and Jupiter, when night next comes
you may say "There's Peter Unger's body;" and, what you say may be in perfect conversational
order. But, is what you say really true; does my body really still exist? Not a chance. By
contrast, it might well be that my remains still exist and, mainly between Mars and Jupiter,
11. Seople (Conceptually) Can Survive the Loss of Their Biological Lives
Absent sufficient psychological continuity, biological continuity isn't sufficient for the continued
existence of sentient beings, neither people, like you and me, nor nonpersonal seople like Oscar
and Felix. But, is biological continuity necessary for our survival? Well, insofar as it's needed
for subserving the serson's mind it may be necessary. But, then, this biology's needed only
causally, or quasi-causally; it's not most basically necessary, as the persistence of the serson's
As a philosophically adequate concept of the sentient canine who is Oscar centers on his
sentience, it follows that the concept won't place any biological requirements on Oscar, provided
only that there's no entailment from his sentience to anything biological. And, as it certainly
seems, there isn't any such entailment. To confirm this appearance, it may be useful to reflect on
an example that's just an adaptation, to the canine situation, of a case concerning people that,
perhaps a bit too timidly, I offered in ICV. (122) So, suppose that very gradually, over the
course of a year, the neurons of Oscar's brain are replaced by inorganic entities, but always in
such a way that, from one day to the next, there's precious little effect on his thought and feeling.
(If the supposed proposition conflicts with actual natural laws, then, suppose that there's a
change in the laws so that, in consequence, there's no longer any conflict.) During the year,
there's a serson whose brain, partly natural and organic, and partly artificial and inorganic,
continues to subserve Oscar's mind, including his conscious thoughts and feelings. By the end of
this year, there's a serson whose entirely inorganic brain, we're supposing, still subserves the
nonpersonal mind of sentient Oscar. Finally, suppose that this mentally productive brain is
transplanted into a suitable inorganic "canine" body, so that the nonbiological whole is able to
engage with his environment, and experience this active engagement, just as effectively, and just
early pain for Oscar, even though he's then organic, rather than much greater later pain to be
inflicted on the inorganic being we've just been supposing. As this indicates, we take this later
being to be the very same sentient being that was sentient Oscar at the case's start; though he's no
12. Are There ANY Ordinary Entities that CAN'T Survive Losing Their Biological Lives?
On our ordinary metaphysic, many of the things we recognize are in fact alive; they all share the
property of being alive, we may say, where that property's understood to be a purely biological
attribute, a property without any psychological implications. And, among these living entities,
there are many that, so far as we know and believe, haven't even the least capacity for thought or
experience. These insensate ordinary entities include many organisms, as with a tree outside my
window that we may conveniently call Trudy, as well as many that are far from ever being
As has happened with ever so many trees, some day Trudy will die. When that happens, we
may agree, Trudy will no longer be alive; but, will Trudy no longer exist? On our commonsense
metaphysic, at least, it seems that Trudy may still exist, even as, on this common view, there may
exist, on earth right now, very many dead trees that were once alive. (Now, when a dead tree
undergoes a great deal of decay, and almost all its matter becomes widely dispersed, then, in the
typical case, at least, the tree will no longer exist. So, should all that happen to Trudy, and not
just the cessation of her (biological) life, then Trudy will no longer exist. And, should an
exploding bomb blow our living Trudy sky high, as we lately imagined happened with Oscar's
living body, then, again, Trudy will no longer exist. But, then, apparently, it will not be simply
by ending Trudy's (biological) life that the bomb will end Trudy's existence.) Perhaps it might
be that, on our common metaphysic, Trudy's being alive isn't essential to Trudy's existence, no
more than it's essential to the continued existence of Oscar's body that it remain alive.
As has happened with ever so many cells, some day Sylvia will die. When that happens,
Sylvia will no longer be alive, we may agree; but, will Sylvia no longer exist? Perhaps it might
be that, on our commonsense metaphysic, Sylvia will still exist, even as it seems that, on your
feet right now, there really are many dead cells that were once alive.
Without having confidence in the proposed propositions, I've suggested some thoughts for
commonsense metaphysic is generally correct, I'll just as neutrally propose a few further
propositions.
First, there's this quite general statement: With being alive not essential even for the likes of
Trudy and Sylvia, there aren't any ordinary things, or things (of a sort) ordinarily recognized by
Second, and more cautiously, there's this more specific statement: It's not essential to the
For the moment, let's suppose that this second proposition is true. Then, even if it may be
easy to distinguish conceptually between sentient Oscar and his body, it might be impossible to
distinguish between Oscar's body, which might also bear Oscar's name, and a certain canine
animal, which might also be an Oscar. So, then, it just might be that, while there's one Oscar
who's so much as a sentient being, there's another, materially coincident with him, that's both a
canine animal and a canine body. On the other hand, it may still be possible to distinguish
between Oscar the canine body and Oscar the canine animal, even if, as we're supposing, neither
need be alive. Then, there'll be (at least) three materially coincident Oscars, the serson, the
animal and the body. Sometimes inclined even toward this somewhat suspicious last alternative,
philosophical perspective: For example, we may come to think that, when properly concerned
for ourselves, what we should be most concerned for are certain bodies, or animals, or
organisms, that may have not even the least capacity for any thought or feeling at all. Far from
bettering our understanding of ourselves, we've then quite lost sight of ourselves. To better our
ourselves. And, for that, we must continue to think of ourselves as being, most essentially,
i1 In ICV, see pages 212-217 Henceforth, ICV's numbers will be (bracketed) in the text.
ii Owing largely to considerations concerning agency and the will, I'm now far more inclined
toward a substantial dualism than when I wrote ICV and when, a couple of years later, I replied
to a prominent dualist, Richard Swinburne, in a Book Symposium on ICV; see Swinburne (1992)
and Unger (1992) Detailing these considerations would be the work of another essay, much
longer than the present paper. Due to the complex considerations, I'm now at least somewhat
more inclined toward any view on which I'm not wholly constituted of parts each ontologically
more basic than myself. So, it's important to me now that, for the most part, this paper's thoughts
Though failing to notice the intriguingly allied work of W. R. Carter, Olson does usefully
observe on page 19 that, in recent decades, such a biological view, or a position much like his,
has been advocated by at least these other able authors: Michael Ayers, Paul F. Snowdon, Judith
J. Thomson, Bernard A. O. Williams, and Peter van Inwagen. Yet, on that very page, Olson
says, "The Biological Approach has been strangely neglected in the literature (sic) on personal
identity." If, along with the five philosophers he there notes, we count Olson himself, who'd
already published several papers to this effect, and Carter, with even more such papers then
published, we find at least seven able and active advocates in the recent literature. (Mentions of
their relevant works constitute most of the present paper's References.) By my standards, this
psychologists, but longer ignored by philosophers, the response someone makes to a given
example can be greatly influenced by (her memory of) responses made to cases previously
encountered And, since folks want their responses to seem consistent, often the influence is
greatest when the present case seems "essentially the same" as the just previous example."
vi Though it seems recently to have gone into a great and welcome decline, at least for several
decades and right up through the 1980s, all too many philosophers have championed the view
that, when thinking about hypothetical cases that are more than just quite modestly hypothetical,
we'll be (almost) doomed to promote far more confusion than philosophical insight Toward
showing the prominence of that protracted pessimism, on page 200 of his (1984) Reasons and
Persons, Derek Parfit presents this passage from W. V. Quine (1972): "The method of science
fiction has its uses in philosophy, but ... I wonder whether the limits of the method are properly
heeded. To seek what is "logically required" for sameness of person under unprecedented
circumstances is to suggest that words have some logical force beyond what our past needs have
invested them with." But, such very wholesale pessimism has no real basis. Indeed, soon after
offering the quote from Quine, Parfit makes quite a good case for the truth that there's at least as
much to be lost from a great aversion to using far-fetched cases as from a dogged reliance on
such examples.
Let me close this note with the observation that in my (1996) I give a great deal of
thought, and space, to making the case that, though very far from always, quite often our
responses to cases, including even actual cases, do more toward engendering confusion than
providing instruction. So, I'm no friend of an uncritical reliance on cases, not even on actual
cases.
vii For the quoted opening passage, Carter (1990) has two notes; the first just specifies salient
ways in which Felix and Jefferson are qualitatively different, and the second just says what I've
above place in [square brackets] Right after the quoted material, Carter places in display a quote
from page 78 of Sydney Shoemaker's contribution to Sydney Shoemaker and Richard Swinburne
Survival Beliefs May be Improved," which is section 5 of chapter 7, the avoidance of future
great pain test is refined. But, for most of what's to be done in the present essay, the refinements
As he plainly realizes that case is very naturally regarded as a materially robust version of a
famous case in Locke. Indeed, just before presenting his own example, on page 22 Shoemaker
quotes Locke's remark that "should the soul of a prince, carrying with it the consciousness of the
prince's past life, enter and inform the body of a cobbler, as soon deserted of his own soul, every
one sees that he would be the same person with the prince, accountable only for the prince's
actions," appending a footnote for Locke: Essay, I, 457. (In a footnote on his page 14,
nomologically possible cases, you will be wherever your mentally productive brain will be
Indeed, in ICV there's an entire section, section 6 of chapter 5, that's devoted to providing
argument for the contrary view, those arguments providing an affirmative answer to the section's
interrogative title, "Might We Survive Brain Replacements and even Brain Exchanges?"
xii In section IV, chapter 3 of THA, Olson conspicuously denies this
xiii In ICV I used this test rather rarely Thus, till now, it's been anonymous.
xiv Though the examples are pretty far-fetched, it's very clear, and it's perfectly determinate, what
is the truth of the salient matters in these cases Indeed, the salient matters are very nearly as
clear as with cases of heart-exchange: When there's the exchange of hearts between you and a
qualitatively identical other person, it's extremely clear, and of course perfectly determinate,
who's who throughout and, in later stages, who's acquiring which heart. And, that's hardly any
clearer right now than it was years before the first (successful) heart transplant operation, when it
was (already) very clear, and perfectly determinate, who'd survive in the event of such a
(successful) operation.
xv As our treatment of Vegetable cases also shows, there's also precious little to be gained from
hybrid approaches that feature biological continuity as an even reasonably central element For
example, we might consider a "closest continuer" view according to which, whenever suitable
psychology is present, the mentality dictates the conditions of our survival, but, when it's absent,
biological continuity might suffice for our survival. What we just said for the Biological
Approach itself, we may say, apparently with equal justice, for such hybrid approaches: The
more we're free from confusions about our existence and persistence, the less there'll even seem
to be said for them. For the main point of this note, I'm grateful to Kit Fine.
xvi When the serson's active brain is way over there and (the rest of) his healthy body is right
nearby here, is the serson simply over there, a quite cohesive entity, or he is partly there and
partly here, a rather scattered entity? And, what of his body? In this essay, I mean to leave open
As I'm inclined to believe, the serson himself is, in the envisaged situation, a quite
cohesive entity that's just where his mentally productive brain is, way over there. As I'm also
inclined to think, the body is also quite cohesive, but it's right nearby here, not at all where the
brain is. But, to support these inclinations, at all well, rather complex arguments may be
with error Very helpful indeed have been David Barnett, John Carroll, W. R. Carter, John
Gibbons, John Heil, Peter Kung, Jeff McMahan, Michael Lockwood, Eric Olson, Michael Rea,
Sydney Shoemaker and, most especially, Mark Bajakian and Kit Fine. To such helpful sentient
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66.
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