Universal Design For Learning in Pre-K T
Universal Design For Learning in Pre-K T
Min Wook Ok, Kavita Rao, Brian R. Bryant & Dennis McDougall
To cite this article: Min Wook Ok, Kavita Rao, Brian R. Bryant & Dennis McDougall (2017)
Universal Design for Learning in Pre-K to Grade 12 Classrooms: A Systematic Review of Research,
Exceptionality, 25:2, 116-138, DOI: 10.1080/09362835.2016.1196450
ABSTRACT
Some researchers have characterized Universal Design for Learning (UDL) as
a promising framework to provide diverse students with access to the
general education curriculum, but to what extent and how have UDL-
based interventions fulfilled that promise? The purpose of this review was
to analyze studies that investigated impacts of UDL-based instruction on
academic and social outcomes for pre-K to grade 12 students. For the 13
studies that qualified for our review, we analyzed how researchers applied
UDL principles as well as outcomes and efficacy of UDL-based interventions.
Results of this analysis suggest that overall, UDL-based instruction has the
potential to increase engagement and access to general education curricu-
lum for students with disabilities, and improve students’ academic and
social outcomes. However, we found mixed results; the efficacy of UDL-
based interventions varied considerably within and across many studies,
with effect sizes ranging from small to large. In addition, we found that
although authors noted that their interventions were UDL-based, there was
considerable variance in how authors reported connections between spe-
cific UDL guidelines and components of their interventions.
Universal Design for Learning (UDL) has been characterized as a framework that can support the
needs of all students, including students with disabilities and culturally and linguistically diverse
learners (Chita-Tegmark, Gravel, Serpa, Domings, & Rose, 2012, Rao, 2015). Rather than adapting
and/or modifying lessons as they are being administered, UDL focuses on building supports
proactively into lesson goals, curriculum resources, instructional practices, and assessments. Based
on the concept of universal design, which originally focused on access to the environment
(Goldsmith, 1963; Mace, 1988), UDL extends the notion to the provision of “cognitive access” to
learning environments. In contrast to a one-size-fits-all approach, the UDL framework focuses on
providing options that can meet the needs of a range of learners by building flexibility into
curriculum and instruction (Rose & Gravel, 2009).
The Center for Applied Special Technology (CAST) has been involved in the development and
research on UDL since the 1990s. CAST’s research on UDL draws from learning science, cognitive
science, and neuroscience research on how and why people learn differently, through an interrela-
tionship of recognition, strategic, and affective networks in the brain (Meyer, Rose, & Gordon, 2013).
The guiding principles of UDL are based on the premise that flexible options should be provided to
address these learning networks. The UDL framework is organized around 3 principles of providing
multiple means of representation, expression and action, and engagement. Under these 3 broad
principles, CAST has compiled 9 guidelines and 31 checkpoints that provide guidance on specific
research-based practices that can support diverse students (Hall, Meyer, & Rose, 2012). An inter-
active listing of the 31 specific “checkpoints” is published on the National Center for UDL website
CONTACT Min Wook Ok [email protected] College of Education, Department of Special Education Wist 120, 1776
University Ave, Honolulu HI 96822, USA.
© 2017 Taylor & Francis
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(National Center on Universal Design for Learning, 2010), along with detailed definitions, descrip-
tions, and examples of how they can be operationalized in curriculum and instruction. The
checkpoints are supported by research evidence and represent specific practices that were effective
in reducing barriers to learning. The evidence base supporting the individual UDL checkpoints
includes evidence from experimental research, scholarly review, and expert opinion (National Center
on Universal Design for Learning, 2011)
Although the components that make up the UDL framework are based on research-supported
practices, an understanding of how UDL can be applied to curriculum and instruction to support
diverse learners is still emerging. Research on how to apply the framework to pedagogical practices is
relatively nascent (Edyburn, 2010; Hall, Cohen, Vue, & Ganley, 2015; Rao, Ok, & Bryant, 2014). In
policy and practice, there has been great interest in integrating the UDL framework in educational
environments. The Higher Education Opportunity Act (2008) and the Race to the Top Assessment
Program (U.S. Department of Education, 2009) have emphasized the need to include UDL in teacher
training programs. At the state and district levels, UDL principles and guidelines have been a focus
of professional development and training programs (e.g., Maryland State Department of Education,
2011). Although UDL has an intuitive appeal and a conceptually sound basis as a framework that
supports inclusive education, the promise of UDL as an instructional equalizer will remain unful-
filled until a base of empirical evidence validates UDL’s benefits for diverse students and identifies
specific practices that have a positive impact on student outcomes.
In theory, UDL principles can be operationalized and applied to curricula and instruction in
various ways. For example, Hall, Meyer, and Rose (2012) noted that the UDL guidelines can be
“mixed and matched” (p. 20) and applied according to specific goals of lessons and units. Although
the UDL guidelines provide a menu of options for designing instruction that addresses learner
variability, researchers have not validated how UDL principles can be “mixed and matched” and
which guidelines and myriad of checkpoints should be when applied to design effective instruction
for all. By analyzing how researchers have applied UDL in extant intervention studies, and by
evaluating outcomes and intervention efficacy for specific learners, we hope to provide insights to
researchers and practitioners on how to better design and implement effective UDL-based practices
to address a wide range of student needs. In our earlier study (Rao, Ok, & Bryant, 2014), our intent
was to examine issues relating to research in UDL and to offer guidelines for best practice; here, we
expand the effort to quantitatively summarize findings across studies using meta-analysis techniques.
UDL is a framework that can be used when designing instruction (Basham & Marino, 2013). We
systematically reviewed intervention studies that investigated applications of the UDL framework to
curriculum and instruction for pre-K-twelfth grade students. We use the term “UDL-based inter-
vention” to describe the curriculum and instructional practices aligned to the UDL framework. The
purposes of our review were to:
(1) Describe research designs and methods (e.g., participants, settings) authors used.
(2) Identify how researchers applied the UDL framework to pedagogy.
(3) Evaluate outcomes, as well as efficacy based on effect sizes, for UDL interventions.
We sought to answer the following research questions, which correspond to each of the 3 afore-
mentioned purposes of our review:
(1) What research designs and methods have researchers used to investigate the impact of UDL-
based interventions?
(2) What UDL-based interventions have researchers used and how do they describe the
application of UDL?
(3) What are the outcomes and how effective are UDL-based intervention studies?
118 M. W. OK ET AL.
Methods
Search procedures and criteria for selecting studies
To find studies that qualified for this review, we searched the following 5 databases within
EBSCOHost: PsycINFO, ERIC, Academic Search Premier, Professional Development Collection,
and Social Sciences Index. We used the following search terms: universal design for learning,
universal design, elementary, middle, high, primary, and secondary. Initially, we located 58 articles
that might qualify for our review. The first and second authors read the online abstracts of these 58
articles, and then applied the following criteria to determine that 13 of the 58 studies qualified for
this review:
(1) Studies were empirically based using qualitative, quantitative, single-case, or mixed-method
research methods and designs.
(2) Studies had to investigate intervention impacts. We excluded anecdotal reports, “how to”
articles, and studies that investigated only universal design for assessment.
(3) Studies had to describe an intervention that applied component(s) of the UDL framework.
(4) Studies had to report academic or social outcomes of the UDL intervention. We excluded
studies that investigated only perceptions of UDL-based instruction.
(5) Studies had to be published in an English language, peer-reviewed journal. We excluded
studies published as book chapters, master’s theses, or dissertations.
(6) Studies had to be conducted in pre-K to grade 12 settings with participants of ages within
that grade range. We excluded UDL studies conducted in postsecondary settings.
(7) Studies had to be published from January 2000 through December 2014.
report such indices but provided sufficient statistical results, we computed the indices ourselves. For
studies that used group research designs, these indices included Cohen’s d (Cohen, 1988) and eta
squared or partial eta squared, which quantified the magnitude of UDL impacts for between-group
(UDL vs. non-UDL) or within-group (pre-post UDL) comparisons. Per Cohen, d values of 0.20, 0.50,
and 0.80, respectively, suggest small, medium, and large effect sizes, and eta squared values of 0.01 to
0.05, 0.06 to 0.13, and greater than 0.14, respectively, suggest small, medium, and large effect sizes.
Where authors reported r as an effect size, we converted r to r2. For the only single-case design study
that qualified for our review, Browder Mims, Spooner, Ahlgrim-Delzell, and Lee (2008) did not
report any effect size indices. Thus, using procedures illustrated in Parker, Vannest, and Davis
(2011), we computed an overall study effect size, Phi, after we calculated and aggregated results based
on the percentages of all nonoverlapping data (PAND) between the baseline and intervention phases
for the 3 participants in the study. Per Cohen (1988), Phi values of 0.10, 0.30, and 0.50, respectively,
suggest small, medium, and large effect sizes, with a maximum Phi value of 1.0.
Results
In Tables 1 and 2 we report results for the 3 research questions that we posed for this review of
UDL-based intervention studies. Table 1 addresses results for research questions 1 and 3, and
Table 2 describes results for research question 2.
Table 1. Descriptive features and outcomes for qualifying studies that investigated UDL interventions.
Research Design Outcomes including Intervention Efficacy
Study Participants Duration, Setting UDL-based instruction Target skills per Effect Sizes
Reading (n = 4)
Browder, Mims, n=3 Single case design: Multiple probes across Shared stories individualized Student participation Students participated more in story
Spooner, Ahlgrim- Age: m = 8 yrs. participants for students with multiple during shared story-based telling during UDL-based intervention
Delzell, & Lee Gender: 2M + 1F 30 min disabilities based on UDL lessons (# of correct steps phase vs. baseline phase.
(2008) Disability: 3 ID 3 times/week principles of tasks analysis during PAND = 100% for each of 3 students
3 and half months the story reading)
M. W. OK ET AL.
post-test.
(Continued )
Table 1. (Continued).
Research Design Outcomes including Intervention Efficacy
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Study Participants Duration, Setting UDL-based instruction Target skills per Effect Sizes
Marino (2009) n = 1153 Quantitative design: Alien Rescue—a technology- Astronomy (knowledge of 1. Across combined reader levels,
Grade: 6th–8th Explorative correlational study using based science curriculum scientific concepts, frequency of tool use correlated (a)
Gender: 50%M criterion variables (groupings of students’ processes and vocabulary positively but weakly with post-test
+50%F reading levels and use of UDL-aligned [pre-post-test]; scores, r2 = 0.05, 0.03, 0.01, 0.01,
Disability: 126 cognitive tools) to predict students’ solutions form [post-test respectively, for TSCL, TSHT,
severe RD, 205 science knowledge; results analyzed via only]) TSOA, TSCP; (b) positively but weakly
poor readers, 822 ANOVAs and multiple regression with solutions forms, only for TSHT, r2 =
M. W. OK ET AL.
(Continued )
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Table 1. (Continued).
M. W. OK ET AL.
Marino (2009) Alien Rescue: Technology- Author noted that Alien Rescue includes critical components of UDL and provided description of features of Alien Rescue. For
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Table 2. (Continued).
UDL-based
Studies Intervention Summaries/Examples of application of UDL Principles
M. W. OK ET AL.
Marino, Gotch, Israel, Four life science video games Authors noted how game features aligned to specific UDL Guidelines 2.0 Checkpoints:
Vasquez, Basham, & and a supplementary print- Representation:
Becht (2014) based textbook for struggling PCI Science text based materials (UDL Checkpoints 1.1, 1.2, 1.3, 2.1, 2.5)
readers aligned with UDL Animated tutorials that can be accessed anytime (UDL Checkpoint 3.3)
guidelines Expression and Action:
Pictorial and verbal instruction (UDL Checkpoint 5.1)
Students choosing path through the (Checkpoint 6.1)
Engagement:
Students had choices (UDL Checkpoint 7.1)
PCI text provided choices to students (UDL Checkpoint 7.1)
Alternative assessment (UDL Checkpoint 9.3)
Rappolt-Schlichtmann, The Universally Designed for Authors provided description of features of UDSN, a web-based science notebook.
Daley, Lim, Robinson, Learning Science Notebook (a) Built-in digital technologies (access to tools and materials):
& Johnson (2013) (UDSN) UDSN was developed based on accessibility guidelines (e.g., Word Wide Web Consortium) enhance students’ access to tools and
materials. It has built-in features such as text-to-speech, word-by-word English-to Spanish translation, alt text, specific descriptions
for images, keyboard accessibility, and a multimedia glossary to take on difficulties with learning science that assists students
lacking in literacy skills, ESL students, those with sensory/mobility shortcomings, or those who benefit best by using features.
(b) Built-in pedagogy: Contextual supports (access to learning)
Pedagogy was built-in interface of UDSN to guide students and teachers to active learning and help them use UDSN effectively. For
example, the navigation feature of UDSN helped students to go through all sections of science activity. The “Show Me” feature
provided brief captioned videos guiding and prompting them for building explanations. Also, students could select multimedia
response options to express their thoughts (i.e., typing, drawing, audio recording, uploading a picture).
(c) Role of the teacher
The role of teachers facilitated active learning in using UDSN. For example, teachers could see all of their students’ explanations and
made quick notes to themselves for checking each student’s understanding. Teachers also could provide “What to look for”
information such as core concepts, common misconceptions, and model feedback. “Teacher Time Saver” provided sentence starter
support to help and prompt teachers to provide feedback (e.g., corrective information, alternative strategies, and encouragement to
engage in the science activity) to students. Due to teachers’ feedback, students were prompted to revisit to revise their explanation.
Social Studies (n = 2)
Basham, Meyer, & Perry Digital Backpack project (DBP): UDL was used to develop, design, and refine of digital backpack project. Authors provided descriptions of how DBP was connected
(2010) mobile technology in a to each UDL principle.
backpack including hardware, Representation: by leveraging various representation forms in the instructional support materials, students acquired new knowledge
software, and instructional of freedom. For example, materials for background knowledge were available in paper-based, digital, audio, and video formats to
support materials for project- activate students’ prior knowledge.
based learning activities Expression: student collaborated to develop a movie as a final project to express their understanding of freedom. As a group, they set
up and manage their project goals, decided what would be included and how to express their understanding of freedom in the
movie. A variety of technology tools (e.g., word processing, movie making, and audio editing tools) were available for creating the
movie.
Engagement: students chose their own roles in the group, and in a scaffolding framework, spent their time on self-regulating their
level of challenge.
Kennedy, Thomas, Meyer, Content acquisition podcasts Authors described the Multimedia Design Framework (MDF) for developing instructional multimedia taking into account
Alves & Lloyd (2014) (CAPS) were designed with considerations for SWD. Phase 3 of the MDF addresses specific UDL principles.
consideration of UDL Representation: CAPS “provide an alternative mode of presenting instruction to students using visuals, simplified explanations, and a
principles, evidence based format for learning they may be familiar and comfortable with” (p. 76)
instructional practices and Expression: Students can create CAPS to express vocabulary knowledge
cognitive theory of Engagement: CAPS can be motivating and provide a flexible tool to help students take charge of learning
multimedia learning. Authors
present the Multimedia
Design Framework that
includes UDL in one of the
design phases.
Various Academic Areas (n = 2)
Lieber, Horn, Palmer, & Children’s School Success CSS incorporated the principles of universal design to address academic and social competence for all students and provided
Fleming (2008) (CSS): Accessible general specific tips and examples of curriculum modifications that teachers can make to address the needs of individual children. Authors
education curriculum provided an example lesson how each UDL principle was applied. For example, in a lesson called: “Apples can be compared in
designed for preschoolers who different ways, “ UDL was addressed in the following ways:
are at risk for school failure Representation: actual apples in different colors and sizes were provided
Expression: students measured apples differently using various tools; students counted number of apples and reported the number
in different ways (e.g., write in number cards or speak out)
Engagement: students focused on specific topic (e.g., size, color, shape) based on individual interests and preferences. Small group
and large group activities
(Continued )
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Table 2. (Continued).
UDL-based
Studies Intervention Summaries/Examples of application of UDL Principles
Katz (2013) Three Block Model of UDL Author provided a detailed description of the Three Block Model of UDL model (p.192), designed to help teachers to create
inclusive environments and enhance student engagement. Noted that the Three Block model was based on instructional
pedagogies related to UDL, however, specific connections to how each component of the model related to UDL were not provided.
(a) Block 1: Social and Emotional Learning:
This block was designed to develop compassionate learning communities. The Respecting Diversity (RD) program was used to
develop a democratic classroom environment as well as to help students develop self-concept, sense of belonging and respect
diversity.
(b) Block 2: Inclusive instructional practice:
To address the diverse learning modes of students, this block focused on the design of physical and instructional environments
using a step-by-step framework for planning and instruction that took into consideration access to differentiated learning
opportunities. Research-based practice emphasizing mastery of complex concepts and student autonomy using scaffolding and
teamwork was used as a basis for providing instruction to teachers on unit planning, for instance, assessment for learning and
differentiated instruction. A focus was placed on fostering student academic engagement and the importance of inclusive practices.
(c) Block 3: System and Structure:
This block focused on school-wide inclusive policy, leadership, professional development, and implementation and funding
requirements.
Note. The level of specificity about how interventions applied UDL principles, guidelines, and/or checkpoints are as noted in the article.
EXCEPTIONALITY 131
more strongly designed studies, Rappolt-Schlichtmann and colleagues (2013) employed a rando-
mized control trial (RCT). To do so, the authors matched pairs of teachers within individual schools
on the basis of “teacher experience and classroom demographics” (p. 5), then randomly assigned 1
teacher in each pair to the control group and the other teacher in each pair to the experimental
group.
UDL-based materials
Seven studies examined UDL-based instructional materials and technology-based environments that
aligned with UDL principles. Three of these studies (Coyne et al., 2012; Dalton et al., 2011; Hall
et al., 2015) examined how digital text environments provided flexible options for students and
focused on literacy-related outcomes and 4 studies (Kennedy et al., 2014; Marino, 2009; Marino
et al., 2014; Rappolt-Schlichtmann et al., 2013) examined how digital materials supported students in
the acquisition of content in science and social studies. Coyne and colleagues examined how literacy
instruction was supported by universally designed e-books and software programs. They described
how specific components of the “Literacy by Design” (LbD) intervention addressed each of the 3
UDL principles. For example, text-to-speech with synchronized highlight (Representation), pedago-
gical agents that supported reading comprehension (Expression/Action), and choices (Engagement)
were part of the LbD environment. Dalton and colleagues used Improving Comprehension Online
(ICON), a universally designed web-based scaffolded text environment to examine outcomes of
using reading comprehension strategies and vocabulary strategies. They provided extensive detail
about how the features of ICON aligned with each of the 3 UDL principles. ICON included text-to-
speech components (Representation), varied response options (Expression/Action), and varied levels
of challenge (Engagement). Hall and colleagues used the “Strategic Reader Tool,” a digital environ-
ment that integrated reading strategies, digital books, accessible features (e.g., text-to-speech, dic-
tionary, multimedia glossary, customizable font size and contrast, highlighting, bookmarking) and
embedded reciprocal teaching questions. Their intervention included for ongoing teacher-to-student
and student-to-student discussion and curriculum-based measures to monitor student progress. Hall
and colleagues noted that the Strategic Reader Tool was developed based on previous UDL research
but they did not provide specific details on how components of the intervention mapped to UDL
principles.
Marino (2009) used a web-based scientific-inquiry curriculum that provided cognitive support
tools and examined how students used the tools in a digital environment. He noted that the “Alien
Rescue” game addressed UDL and provided description of Alien Rescue’s features, but did not make
specific connections between the features of Alien Rescue and each UDL principle. Features that
were consistent with UDL included the provision of cognitive tools and scaffolds and the opportu-
nity to proceed at an individualized pace. Marino and colleagues (2014) developed an UDL-based
intervention that included 4 life science video games and a supplemental print-based textbook for
struggling readers. The authors provided specific examples how the features of the games aligned
with each UDL principle. For example, the games included a virtual dictionary (Representation), the
ability to engineer new pathogens (Expression/Action), and student choice (Engagement). The
132 M. W. OK ET AL.
authors also mapped the instructional features to the UDL checkpoints. Rappolt-Schlichtmann and
colleagues (2013) used the Universally Designed for Learning Science Notebook (UDSN), a web-
based science notebook that provides access to flexible tools and materials as well as contextual
supports. UDSN was developed based on digital material accessibility guidelines of the World Wide
Web Consortium; pedagogical supports, such as choices of response modes, were built in. The
authors described the features of the UDSN environment, such as built in text-to-speech and
translation tools, navigation features and response options; but they did not make connections to
specific UDL principles. Kennedy and colleagues (2014) developed content acquisition podcasts that
focused on improvement of vocabulary performance in a social studies unit. The authors described a
Multimedia Design Framework (MDF) for developing instructional multimedia, taking into account
considerations for students with cognitive disabilities. Phase 3 of the MDF addressed specific UDL
principles, having designers consider how the multimedia product provides multiple means of
representation, expression and action, and engagement.
Lesson and curriculum level. Lieber and colleagues (2008) developed the Children’s School
Curriculum (CSS), an accessible general education curriculum designed for preschoolers who are
at risk for school failure. The authors provided examples of how each UDL principle was met
through CSS lessons and noted that CSS also allowed teachers to make additional appropriate
curriculum modifications and accommodations to meet individual student needs. Browder and
colleagues (2008) created “shared stories” for young children with multiple disabilities, adapting
the books in accordance with UDL principles. The authors provided specific examples how each
UDL principle was applied in the shared story lessons, through the use of representational options
(Representation), switches (Expression/Action), and warm ups and appropriate cues (Engagement).
Basham and colleagues (2010) described the digital backpack project, a resource kit that included
hardware, software, and instructional support materials for project-based learning activities. The
authors noted UDL was grounded to develop, design, and refine the digital backpack project. The
authors provided brief information how the digital backpack project was connected to each UDL
principle. For example, various instructional support materials were provided to activate background
knowledge (Representation), create student-developed movies (Expression/Action), and provide
students with opportunities for choice, self-regulation, and challenge (Engagement).
Dymond and colleagues (2006) redesigned a science course adapting instructional delivery/
organization of the learning environment, student participation, curriculum, materials, and assess-
ments to align with UDL principles. The researchers described the process used for considering UDL
and redesigning the curriculum; features of the curriculum were described in great detail. King-Sears
and colleagues (2015) examined outcomes of using the “UDL Mole Module,” a chemistry curriculum
composed of 4 types of materials (i.e., 10 video clips, a self-management strategy, a laminated
strategy sheet, and multiple copies of answer keys) that were aligned to UDL principles and guide-
lines. King-Sears and colleagues described how the curriculum components were aligned with UDL
principles and guidelines. For example, students had options for perception, language, mathematical
expression and symbols (Representation), support for executive functions (Expression/Action), and
options to recruit interest (Engagement).
School level. Katz (2013) described the implementation of the Three-Block Model of UDL consist-
ing of social and emotional learning, inclusive instructional practice, and system and structure. Katz
noted that the 3-Block Model was based on instructional pedagogies related to UDL but did not
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make explicit connections between components of the model and specific UDL principles or
guidelines. The 3-Block Model includes various practices at different levels, some beyond the
scope of the UDL framework. For example, according to the information about the model that the
author provided, the model includes “hiring of administrators with expertise/vision,” “distributed
leadership,” and “budgeting” (p. 192). It is unclear how the model as a whole aligns with UDL
guidelines, other than sharing a value on inclusive practices at a classroom and schoolwide level.
Discussion
In this review of UDL studies, we examined processes and outcomes of curriculum and instruction
aligned with the UDL framework and the ways in which researchers described their application of
UDL principles and guidelines to interventions. The results of this review illustrate that UDL-based
interventions are effective for addressing learner variability and thereby increasing access to curri-
culum for diverse students in PreK-12 settings.
half the studies did not provide ethnicity and/or SES information of their samples. In addition, only
11 of 13 studies provided information about setting and duration of the intervention. As Rao and her
colleagues (2014) noted, providing complete data on demographic representation of the sample is
critical to allow others to conduct replication studies and for readers to frame the type of students
and contexts to which study findings apply.
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