Richter 2017
Richter 2017
GERD
Presentation and Epidemiology of Gastroesophageal
Reflux Disease
1
Joy McCann Culverhouse Center for Swallowing Disorders, Division of Digestive Diseases & Nutrition, University of South
Florida College of Medicine, Tampa, Florida; 2Veterans Affairs Center for Clinical Management Research, Ann Arbor, Michigan;
3
Barrett’s Esophagus Program, Division of Gastroenterology & Hepatology, University of Michigan Medical School,
Ann Arbor, Michigan
symptoms.6 GERD was present in 203 of 308 patients since the recognition of the disease. This diagnostic dilemma
(66%), based on endoscopic esophagitis and/or abnormal began with a pathology study of pediatric patients in 1982,
acid exposure or a positive symptom association probability which found that eosinophils in the esophageal squamous
from 24-hour pH tests. Only 49% of patients with GERD epithelium could be a manifestation of GERD, documented
selected either heartburn or regurgitation as their most by 24-hour pH tests.12 Pathologists rapidly accepted the
troublesome symptom, followed by dyspepsia, bloating, concept, and it became common clinical practice to attribute
regurgitation, and abdominal pain or discomfort that was esophageal eosinophilia to GERD. The first report describing
not characterized as dyspepsia. Sensitivity and specificity EoE as a unique syndrome, characterized by solid food
values for symptom-based diagnosis of GERD were 63% and dysphagia and distinct from GERD by esophageal tests, was
63% by family practitioners and 67% and 70% by gastro- published in 1993.13 Subsequently, EoE was considered a
enterologists, respectively. Questionnaires about reflux chronic immune- or antigen-mediated esophageal disease.
symptoms did not perform any better; they identified However, many cases still overlapped with GERD, so the PPI
patients with GERD with only 62% sensitivity and 67% trial became the most logical and convenient means to
specificity. Nor could response of symptoms to treatment differentiate GERD from EoE. This practice was based on
with the proton pump inhibitor (PPI) esomeprazole (40 mg the assumption that the only major effect of PPIs is to
for 2 weeks) increase diagnostic precision (a positive inhibit gastric acid production. Accordingly, in 2007, the
response to the PPI test was observed in 69% of patients American Gastroenterological Association’s consensus
with GERD and 51% of patients without GERD).7 Similarly, a report defined EoE as a primary disorder characterized by
well-performed meta-analysis cast doubt on the diagnostic esophageal symptoms, esophageal biopsies with more
accuracy of the PPI trial, finding that it identified patients than 15 eosinophils per high-powered field, and the
with GERD with 78% sensitivity and 54% specificity.8 “absence” of pathologic GERD, evidenced either by normal
Less-common symptoms of GERD include dysphagia, results from pH tests or lack of response to PPIs.14
chest pain, water brash, odynophagia, burping, hiccups, This mutually exclusive paradigm began to fall apart as
nausea, and vomiting. Dysphagia is considered an alarm editorials raised the possibilities of a complex interaction
symptom in patients with GERD that warrants upper between GERD and EoE. These raised questions such as:
endoscopy.9 Dysphagia usually occurs in patients with does EoE cause GERD? Does GERD cause EoE? Or do these
long-standing heartburn with slowly progressive dysphagia merely co-exist, because GERD is such a common dis-
for solids. Weight loss is uncommon because patients have ease?15 Subsequently, Ngo et al16 described 3 patients with
good appetites. The most common causes are peptic stric- EoE and significant mucosal eosinophilia who improved,
ture and severe inflammation, but dysphagia can be the first based on clinical and histologic features, after 2 months of
symptom of Barrett’s esophagus with esophageal cancer. PPI therapy. Several years later, Molina-Infante et al17
The chest pain associated with GERD can be indistinguish- published findings from 35 patients with mucosal eosino-
able from that of ischemic cardiac pain. GERD is a more philia (more than 15 eosinophils per high-powered field);
frequent cause of non-cardiac chest pain than esophageal 75% responded to rabeprazole (20 mg, twice daily) for
motor disorders.1 The most problematic and controversial 2 months. All 17 of the patients with GERD profile and
symptoms associated with GERD are chronic cough, chronic objective acid reflux, based on endoscopy or pH tests,
laryngitis (including hoarseness, globus sensation, and responded to this treatment. However, 50% of the patients
throat clearing), and asthma. Although potential mecha- with an EoE-like profile and normal pH test results also
nisms of pathogenesis have been identified, trials of medical responded to the rabeprazole.
and surgical anti-reflux treatments have produced uncertain The recognition of this condition, which was termed PPI-
and inconsistent results.1 responsive esophageal eosinophilia (PPI-REE), caused
Some patients with GERD are asymptomatic. This is further confusion. Studies documented that 23% to 61% of
particularly true in older patients, perhaps because of patients with symptomatic esophageal eosinophilia respond
decreased acidity of the reflux material or decreased pain to PPI treatment.18 Furthermore, the clinical, endoscopic,
perception. Many older patients present first with com- histologic, and even esophageal gene-expression features of
plications of GERD because of long-standing disease with PPI-REE and EoE are virtually identical.19 Therefore, PPI-
minimal symptoms. This is a particular problem for REE resembles EoE far more than it resembles GERD.
patients with Barrett’s esophagus. European population An exciting discovery around this controversy has been
studies found that 44%–46% of patients did not report the recognition that EoE and GERD could each arise via
symptoms of GERD.10,11 cytokine-mediated esophageal injury. In contrast to the
model in which refluxed acid causes a chemical injury that
destroys esophageal cells, studies from patients and animal
Overlap With Other Disorders models indicated that the esophageal damage found in
GERD symptoms overlap with those of other syndromes. patients with GERD was caused by inflammatory cells that
This poses a challenge to diagnosis and can alter medical are attracted to the esophagus by cytokines produced by
and surgical treatments. esophageal epithelial cells following exposure to refluxed
January 2018 Epidemiology of GERD 269
acid and bile.20,21 Studies of cultured esophageal epithelial were lower in patients with epigastric pain (51.5%), post-
cells revealed anti-cytokine effects of PPIs that were entirely prandial distress with fullness (66.7%), or early satiation
independent of effects on gastric acid production; these (41.1%). A study of 626 patients with erosive GERD treated
GERD
could heal GERD and EoE. Omeprazole was found to block with pantoprazole to esophagitis healing observed a 62%
eotaxin-3 secretion stimulated by T-helper 2 cytokines pro- overlap between GERD and dyspepsia symptoms.30
duced by esophageal cells from patients with EoE or GERD22 Remarkably, the dyspepsia symptoms improved by 50%
and block secretion of interleukin 8, a mediator of eosino- during PPI treatment and unlike the reflux symptoms, which
philic inflammation, after exposure to acid and bile salts in usually relapsed with treatment cessation, the dyspepsia
esophageal epithelial cells from patients with GERD.23 symptoms showed a trend to further decrease.
The current focus on how to distinguish EoE from
GERD may therefore be counterproductive because the 2
diseases often co-exist with complex interactions. Patients
Gastroparesis
with GERD with the typical reflux syndrome associated The importance of delayed gastric emptying in the path-
with erosive esophagitis and hiatal hernia can have ogenesis of GERD is controversial. Early studies indicated that
mucosal eosinophilia, which often is confined to the distal up to 50% of patients with reflux had delayed emptying of
esophagus. It is not clear what proportion of patients with solids.31 However, more recent studies, using a standardized
GERD present with these features, but it is likely to be less 4-hour gastric emptying test, found an overlap in 8%–20% of
patients.32 Conceptually, impaired gastric emptying results in
than 10%.24 The etiology of their mucosal eosinophilia
a greater volume of material in the stomach, which could be
may be secondary to direct acid injury or secondary to the
effects of GERD on esophageal barrier function, which available to directly reflux into the esophagus or generate
renders the epithelium permeable to food antigens distension of the proximal stomach, triggering transient lower
and causes antigen-induced esophageal eosinophilia.25 esophageal sphincter relaxations. Recent studies with
Regardless, PPIs can reduce both mechanisms of patho- impedance-pH testing found that acid reflux values were not
genesis; careful separation by esophageal manometry and increased, but consistent with the reflux of meal contents, the
pH – impedance testing is necessary for only patients who increase was in post-prandial liquid or mixed reflux events
require surgical anti-reflux treatment. and non/weakly acid reflux.33 Women and diabetics are more
likely to have gastroparesis with secondary GERD. Complaints
of abdominal bloating, pain, nausea, vomiting, or constipation
Functional Dyspepsia should be helpful clues and manometry often shows a normal
lower esophageal sphincter pressure. Treating the gastro-
Population-based studies have identified GERD and
dyspepsia, defined as pain or discomfort centered in the paresis with diet and prokinetics can alleviate the need for
upper abdomen, as some of the most common upper PPIs or anti-reflux surgery.
gastrointestinal tract symptoms; estimated prevalence
values are approximately 20% for each.26 Therefore, it
should not be surprising that the distinction between GERD
Prevalence and Trends
and functional dyspepsia may not be clear cut. More than Symptoms
33% of patients with functional dyspepsia also report The pooled prevalence of at least weekly GERD
heartburn and acid regurgitation and vice versa. This was symptoms reported from population-based studies world-
well illustrated in the Diamond study, in which 42% of the wide is approximately 13%, but there is considerable
patients without GERD reported dyspepsia as their first- or geographic variation.34 Accurate estimates are difficult
second-most troubling symptom, whereas this value was because of heterogeneity in study designs, but the preva-
37% in patients subsequently found to have GERD.6 lence of GERD appears to be highest in South Asia and
Furthermore, endoscopy and pH tests do not separate Southeast Europe (more than 25%), and lowest in Southeast
these groups with a high level of confidence. A large sys- Asia, Canada, and France (below 10%) (Figure 1).34 There
tematic review of more than 5000 patients with a primary are no data on the prevalence of GERD in Africa. In the US,
complaint of dyspepsia found endoscopic evidence of estimates of the prevalence of GERD symptoms have ranged
esophagitis in 13.4% of patients, followed by peptic ulcers from 6% to 30%, with heterogeneity related to the partic-
in 8.0%.27 Several studies identified patients with functional ular questionnaire used, including the threshold frequency
dyspepsia using Rome II or III criteria and performed and duration of symptoms required to be classified as
24-hour pH tests. Tack et al28 reported that 23% of patients GERD.34 The prevalence of at least weekly GERD symptoms
with functional dyspepsia had abnormal acid exposure in the US is approximately 20%.35 There are approximately
times, and their symptom profile was mainly epigastric pain. 110,000 hospital admissions annually in the US for GERD.36
A similar study of an Asian population, performed by Xiao Importantly, the prevalence of GERD symptoms in North
et al,29 found that 31.7% of patients had abnormal acid America, Europe, and Southeast Asia has increased
exposure times, with the highest percentage (48.9%) in approximately 50% relative to the baseline prevalence in
patients who claimed epigastric burning was their pre- the early to middle 1990s, but has plateaued since then.35 In
dominate symptom. In this study, the proportion of patients a population-based longitudinal study of a Norwegian
with a response to PPI therapy at 1 month was highest county from 1995 through 2009, the annual incidence of
(85%) in those with epigastric burning; the proportions any new GERD symptoms was 3.1%, and of severe GERD
270 Richter and Rubenstein Gastroenterology Vol. 154, No. 2
GERD
Figure 1. Prevalence of weekly gastroesophageal reflux symptoms worldwide, based on symptoms at a frequency of once
a week or more. (Adapted with permission from Eusebi et al. Gut 2017. [Link]
symptoms was 0.2%.37 Among individuals with any GERD at year in 1968 through 1972 to 2.1 per million in 1988
baseline and excluding those who were using anti-reflux through 1992.43 But recurrent strictures requiring repeat
medications, symptoms resolved spontaneously in 2.3% endoscopic dilation in individuals with a prior dilation
per year; among those with severe GERD, 1.2% spontane- decreased from 16% in 1992 to 8% in 2000, possibly
ously resolved per year. related to the increase in use of PPIs.44 From 2003 to 2006,
there were approximately 10,570 hospital admissions
annually for erosive esophagitis, and 14,000 admissions for
Complications esophageal stricture.36 Esophageal adenocarcinoma is the
The predominant complications of GERD include most feared complication of GERD, and its precursor lesion,
dysphagia (including from peptic strictures, Schatzki’s Barrett’s esophagus, is also a sequelae of GERD. Barrett’s
rings), bleeding from erosive esophagitis, and esophageal esophagus and esophageal adenocarcinoma are discussed in
adenocarcinoma (discussed in other sections of this issue). detail in other articles in this issue of Gastroenterology.
In 3 population-based studies of patients agreeing to
undergo endoscopy regardless of symptoms, the prevalence
of erosive esophagitis ranged from 6.4% in China to 15.5% Demographic Risk Factors
in Sweden.38–40 Among individuals without symptoms of There are a number of well-recognized risk factors for
GERD, the prevalence of erosive esophagitis ranged from GERD and its complications (Table 1). In North America and
6.1% in China to 9.5% in Sweden. Erosive esophagitis may in Europe, there is no association between sex and symp-
frequently be a transient phenomenon. In a prospective, toms of GERD, but in South America and in the Middle East,
longitudinal study, 26% of individuals with non-erosive women are approximately 40% more likely to report GERD
reflux disease at baseline were found to have erosive symptoms than men.34 There is no clear association
esophagitis on repeat endoscopy 2 years later, and in between sex and esophageal stricture.36,44 However, men
another similar study, erosive esophagitis was found in 10% are at greater risk than women for erosive esophagitis
of individuals 5 years later.41,42 And among those with Los (summary odds ratio, 1.57; 95% CI, 1.40–1.76).45 Also, men
Angeles Grade A erosive esophagitis at baseline, 21% had are at greater risk for Barrett’s esophagus and much greater
more severe findings at 5 years. risk for esophageal adenocarcinoma than women.
Though death from erosive esophagitis is rare, mortality Advancing age has been inconsistently associated with
increased in the US from 1.0 per million individuals per an increased risk for GERD symptoms. In a meta-analysis,
January 2018 Epidemiology of GERD 271
GERD
Age þ/- þ þ þþ
Male sex þ/- þ þ/- þþ
White race þ/- þ þ þþ
Obesity þ þ þþ
H pylori þ/- – –
Tobacco þ þ þ þþ
þ: positive association; þþ: strongly positive association; -: negative association; –: strongly negative association; þ/-: no
association or heterogeneous findings for association.
the summary odds ratio for 50 years or more vs less than 50 esophagitis suggests a cohort effect, whereby individuals born
years of age was 1.32, but with an I2 value of 91.5%, indi- in an earlier generation may have been less likely to develop
cating substantial heterogeneity among study results.34 erosive esophagitis than later generations when they reached
However, advancing age is more strongly associated with the same age. Such a cohort effect would most likely be
complications of GERD (Figure 2).36 Age is clearly associ- explained by changes in environmental exposures (described
ated with hospitalizations for esophageal strictures.36,46 in sections below). Esophageal adenocarcinoma is also asso-
Most recently, advancing age was strongly associated with ciated with increased age, but there too, a cohort effect appears
hospitalizations for erosive esophagitis.36 However, in the to be responsible for the increasing incidence.47
late 1980s, advanced age was inversely associated with In the US, there appears to be similar prevalence of
hospitalization for erosive esophagitis (odds ratio for more GERD symptoms among different races.44,48 However,
than 85 years vs 65–69 years of age, 0.66; 95% CI, 0.65– whites are at greater risk for erosive esophagitis, strictures,
0.67).46 This reversal in association of age with erosive Barrett’s esophagus, and esophageal adenocarcinoma.36,48,49
Figure 2. Age distribution of GERD-related US hospitalization discharge diagnoses. Upper graphs: age fractions expressed as
percent of all patients with a given diagnosis. Lower left graph: age-specific rates of first-listed adenocarcinoma per 100,000,
reflux esophagitis per 100,000, esophageal reflux per 10,000, Barrett’s esophagus per 100,000, hiatal hernia per 10,000, and
esophageal stricture per 10,000 US population. Lower right graph: age-specific rates of all-listed adenocarcinoma per
100,000, reflux esophagitis per 10,000, esophageal reflux per 10,000, Barrett’s esophagus 10,000, hiatal hernia per 1000, and
esophageal stricture per 10,000 US population. (Reprinted with permission from Thukkani N, Sonnenberg A. Alimentary
Pharmacology and Therapeutics.36).
272 Richter and Rubenstein Gastroenterology Vol. 154, No. 2
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276 Richter and Rubenstein Gastroenterology Vol. 154, No. 2
enterol 1998;33:118–122. Address requests for reprints to: Joel E. Richter, MD, Professor of Medicine, Hugh
F. Culverhouse Chair for Esophageal Disorders, Director, Division of Digestive
86. Anderson LA, Cantwell MM, Watson RG, et al. Diseases & Nutrition, Director, Joy McCann Culverhouse Center for Swallowing
The association between alcohol and reflux esophagitis, Disorders, University of South Florida College of Medicine, 12901 Bruce B.
Downs Blvd, MDC 72, Tampa, Florida 33612. e-mail: Jrichte1@[Link].
Barrett’s esophagus, and esophageal adenocarcinoma.
Gastroenterology 2009;136:799–805. Conflicts of interest
J.H.R. has received research funding from Shire, and has no other potential
87. Thrift AP, Cook MB, Vaughan TL, et al. Alcohol and the conflicts of interest. J.E.R reports no conflicts.
risk of Barrett’s esophagus: a pooled analysis from the
Funding
International BEACON Consortium. Am J Gastroenterol J.H.R. was funded by the US Department of Veterans Affairs (I01-CX000899)
2014;109:1586–1594. and the National Institutes of Health (U01CA199336).