E-Filed
02/06/2018 09:41:50 AM
Honorable D. Scott Mitchell
Clerk of the Court
CASE NUMBER CR-17-0203
IN THE COURT OF CRIMINAL APPEALS
FOR THE STATE OF ALABAMA
CHARLI JONES PARKER
APPELLANT
VS.
STATE OF ALABAMA
APPELLEE
ON APPEAL FROM THE CIRCUIT COURT OF
PICKENS COUNTY, ALABAMA
CC16-123; CC16-177
_______________________________________________________
BRIEF OF APPELLANT
CHARLI JONES PARKER
_______________________________________________________
M. Virginia Buck
Attorney for Appellant
13112 Martin Road Spur
Northport, AL 35473
[email protected]
(205) 752-6773
STATEMENT REGARDING ORAL ARGUMENT
Oral argument is not requested in this case.
i
TABLE OF CONTENTS
Table of Contents........................................ii
Table of Authorities.....................................iv
Statement of the Case.....................................1
Statement of the Issues...................................6
Statement of Facts........................................7
Standard of Review........................................9
Summary of the Argument..................................10
ARGUMENT.................................................14
I. THE TRIAL COURT WAS WITHOUT JURISDICTION TO ACCEPT
PARKER’S GUILTY PLEAS BECAUSE THE STATUTE UNDER WHICH
SHE WAS INDICTED WAS INAPPLICABLE TO HER CONDUCT AT
THE TIME OF ITS COMMISSION...............................15
A. THE STATUTE UNDER WHICH PARKER WAS INDICTED
WAS INAPPLICABLE TO SEXUAL CONDUCT BETWEEN SCHOOL
EMPLOYEES AND STUDENTS IN PRIVATE SCHOOLS AT THE
TIME OF PARKER’S CONDUCT.............................15
B. THE INAPPLICABILITY OF THE STATUTE TO PARKER’S
CONDUCT AT THE TIME OF ITS COMMISSION PRESENTS A
JURISDICTIONAL QUESTION..............................24
II. ALA. CODE §13A-6-81, AS APPLIED TO PARKER, VIOLATES
THE DUE PROCESS CLAUSE OF THE FOURTEENTH AMENDMENT.......28
A. THE UNITED STATES SUPREME COURT HAS RECOGNIZED
A CONSTITUTIONAL RIGHT TO PRIVATE, CONSENSUAL SEXUAL
INTIMACY.............................................29
B. ALA. CODE §13A-6-81 INFRINGES ON PARKER’S RIGHT
TO PRIVATE, CONSENSUAL SEXUAL INTIMACY...............36
C. ALA. CODE §13A-6-81, AS APPLIED IN THIS CASE,
CANNOT SURVIVE HEIGHTENED SCRUTINY...................42
ii
D. ALA. CODE §13A-6-81, AS APPLIED IN THIS CASE,
IS UNCONSTITUTIONAL UNDER THE RATIONAL BASIS TEST....51
III. ALA. CODE §13A-6-81, AS DEFINED BY FORMER §13A-6-80,
VIOLATES THE EQUAL PROTECTION CLAUSE OF THE FOURTEENTH
AMENDMENT................................................60
Conclusion...............................................65
Certificate of Service...................................65
Appendix..................................................a
iii
TABLE OF AUTHORITIES
Cases
1568 Montgomery Highway, Inc. v. City of Hoover,
45 So.3d 319 (Ala. 2010) ...................... 9, 51, 52, 53
Bracewell v. State,
401 So.2d 123 (Ala. 1979) ................................ 19
Ex parte Bertram,
884 So.2d 889 (Ala. 2003) ................................ 22
Ex parte Jackson,
625 So.2d 425 (Ala. 1992) ................................ 18
Ex parte Jarrett,
89 So.3d 730 (Ala. 2011) ................................. 26
Ex parte Key,
890 So.2d 1056 (Ala. 2003) ................................ 9
F.C. v. State,
742 So.2d 200 (Ala. Crim. App. 1999) ..................... 26
Flanigan’s Enterprises, Inc. of Georgia, et al v. City of
Sandy Springs, Georgia,
831 F.3d 1342 (11th Cir. 2016) ........... 34, 35, 36, 52, 55
Flanigan’s Enterprises, Inc. of Georgia, et al v. City of
Sandy Springs, Georgia,
864 F.3d 1258 (11th Cir. March 14, 2017) ................. 36
Hankins v. State,
989 So.2d 610 (Ala. Crim. App. 2007) ................. 21, 23
Herring v. State,
100 So.3d 616 (Ala. Crim. App. 2011) ..................... 47
In re Opinion of the Justices,
100 So.2d 681 (Ala. 1958) ................................ 23
Ivery v. State,
686 So.2d 495 (Ala. Crim. App. 1996) ..................... 21
Katz v. U.S.,
389 U.S. 347 (1967) ...................................... 41
Latta v. Otter,
771 F.3d 456 (9th Cir. 2014) ............................. 33
Lawrence v. Texas,
539 U.S. 558 (2003) .. 2, 11, 28, 29, 30, 31, 32, 33, 34, 35,
iv
38, 39, 41, 42, 43, 44, 51
Little v. Consolidated Pub. Co.,
83 So.3d 517 (Ala. Civ. App. 2011) ....................... 53
Louisville & N.R. Co. v. Western Union Telegraph Co.,
71 So. 118 (Ala. 1915) ................................... 20
Murray v. State,
922 So.2d 961 (2005) ..................................... 24
Obergefell v. Hodges,
135 S.Ct. 2584 (2015) .... 28, 32, 34, 35, 36, 41, 52, 53, 55
Parks v. State,
565 So.2d 1265 (Ala. Crim. App. 1990) .................... 37
Paschal v. State,
388 S.W.3d 429 (Ark. 2012) ....................... 44, 45, 46
Petty v. State,
414 So.2d 182 Ala. Crim. App. 1982) ...................... 27
Pinigis v. Regions Bank,
977 So.2d 446 (Ala. 2007) ................................ 21
Reliable Consultants, Inc. v. Earle,
517 F.3d 738 (5th Cir. 2008) ......................... 33, 52
Sanders v. State,
854 So.2d 143 (Ala. Crim. App. 2002) ..... 11, 25, 26, 27, 28
Sell v. United States,
539 U.S. 166 (2003) ...................................... 43
State v. C.M.,
746 So.2d 410 (Ala. Crim. App. 1999) ..................... 60
State v. Clinkenbeard,
123 P.3d 872 (Wash. App. 2005) ................... 54, 55, 56
State v. Mole,
994 N.E.2d 482 (Ohio Ct. App. 2013) ...... 57, 58, 59, 62, 63
Stoner v. State,
418 So.2d 171 (Ala. Crim. App. 1982) ..................... 20
Tennyson v. State,
101 So.3d 1256 (Ala. Crim. App. 2012) ................ 22, 23
U.S. v. Windsor,
133 S.Ct. 2675 (2013) ... 11, 28, 31, 32, 34, 35, 36, 41, 52,
53, 55
v
United States v. Johnston,
75 M.J. 563 (N.M. Ct. Crim. App. 2016) ........... 37, 38, 39
Vlandis v. Kline,
412 U.S. 441 (1973) ...................................... 50
W.B.B. v. H.M.S.,
141 So.3d 1062 (Ala. Civ. App. 2013) ..................... 21
Washington v. Glucksberg,
521 U.S. 702 (1997) ...................................... 32
Williams v. Attorney General,
378 F.3d 1232 (11th Cir. 2004) ............... 33, 34, 35, 52
Williams v. State,
565 So.2d 282 (Ala. Crim. App. 1990) ..................... 20
Witt v. Department of Air Force,
527 F.3d 806 (9th Cir. 2008) ...................... 42, 43, 44
Statutes
Act 2010-497 ............................................. 16
Act 2016-354 ............................................. 19
Ala. Code §13A-6-70 ...................................... 37
Ala. Code §13A-6-80 .......... 16, 18, 24, 49, 50, 51, 60, 61
Ala. Code §13A-6-81 . 16, 18, 24, 28, 29, 36, 41, 46, 47, 49,
50, 51, 53, 60, 61
Ala. Code §13A-6-83 ...................................... 17
Ala. Code §16–24–1 ....................................... 17
Ala. Code §16-24B-3 ...................................... 18
Ala. Code §36–26–100 ..................................... 18
Constitutional Provisions
Ala. Const. Art. XIV, Section 256 ........................ 47
U.S. Const. amend. XIV, §1 ............................... 29
vi
STATEMENT OF THE CASE
Charli Parker appeals her convictions based on her
pleas of guilty to two counts of a school employee engaging
in deviant sexual intercourse with a student under the age
of 19 years in violation of Ala. Code §13A-6-81.
On March 31, 2016 Parker was indicted in a multi-count
indictment in case number CC-16-123. The various counts
alleged that Parker, “while being a school employee”
engaged in sex acts and deviant sexual intercourse “with a
student, to-wit: M.E., who was under the age of nineteen
(19) at the time the offense occurred, in violation of
Section 13A-6-81.” (C.48-52). The various counts alleged
different locations the acts occurred.
Similarly, on June 1, 2016 Parker was indicted in a
multi-count indictment in case number CC-16-177. Various
counts alleged that Parker, “while being a school employee”
engaged in sex acts and deviant sexual intercourse “with a
student, to-wit: W.L.A., who was under the age of nineteen
(19) at the time the offense occurred, in violation of
Section 13A-6-81.” (C.129-133). The counts alleged
different locations the acts occurred.
1
On July 6, 2017 the Trial Court consolidated case
numbers CC-16-123 and CC-16-177 on the motion of the
Prosecution. (C.86).
On August 11, 2017 Parker filed a Motion to Hold Ala.
Code §13A-6-81(a) Unconstitutional As Applied in both
cases. (C.88, 163). The Motion averred that the statue is
unconstitutional under Lawrence v. Texas, 359 U.S. 558
(2003) and its progeny. The Attorney General was served
with a copy of this pleading. (C.89, 164).
On August 14, 2017, the Trial Court denied the Motion
to Hold §13A-6-81(a) Unconstitutional As Applied without a
hearing. (C.90, 165).
On August 14, 2017, Parker filed a Motion for
Continuance and to Have Case Placed on Hold in both cases.
(C.91, 166). The Motion pointed out that the Circuit Court
of Morgan County had declared Ala. Code §13A-6-81
unconstitutional, and that ruling was being appealed by the
State. Parker urged the Court to continue her cases until
such time as the Morgan County case was resolved in the
appellate courts. The Record does not contain a ruling on
the motion, but the cases were not continued.
2
Also on August 14, 2017, Parker filed a Notice of
Intent to Reserve Issue for Appeal in both cases. (C.94,
169). The Motion noted that Parker was scheduled to enter
a guilty plea the next day. The Motion informed the Court
that Parker intended to specifically reserve for appeal the
Trial Court’s denial of her Motion to hold the statute
unconstitutional.
On August 15, 2017 Parker pleaded guilty to count 2 in
case number CC-16-123. (R.2, 3, 9). Count 2 in case number
CC-16-123 charged,
“The grand jury of said County charge that, during the
calendar month October 2014, Charli Jones Parker whose
name is otherwise unknown to the Grand Jury did while at
or near Graham Cemetery, Reform, Pickens County,
Alabama, while being a school employee, engage in
deviant sexual intercourse with a student to wit: M.E.,
who was under the age of nineteen (19) at the
time the offense occurred, in violation of Section 13A-
6-81 of the Code of Alabama.”
(C.50, R.1-2).
Parker was sentenced to 15 years, with a 3 year split,
in case number CC-16-123. (R.9).
Parker also pleaded guilty to count 2 in case number
CC-16-177. (R.10, 15). Count 2 of CC-16-177 charged,
“The Grand Jury of said County charge that, before the
finding of this indictment, Charli Jones Parker, whose
name is otherwise unknown to the Grand Jury did, while
at or near Pine Grove Cemetery, Reform, Pickens
3
County, Alabama, being a school employee, engage in
deviant sexual intercourse with a student, to wit:
W.L.A., who was under the age of nineteen (19) at the
time the offense occurred, in violation of section
13A-6-81 of the Code of Alabama.”
(C.131, R.10-11).
Parker was sentenced to 15 years, sentence suspended,
in case number CC-16-177. (R.15).
During the plea hearing, Parker specifically reserved
for appeal her challenge to the constitutionality of Ala.
Code §13A-6-81 in case number CC-16-123:
“MR. JONES: Your Honor, the issue on appeal I want to
reserve is the constitutionality of the statute. The
one that is involved here is 13A-6-81. There’s been a
recent opinion out of Morgan County finding that
statute unconstitutional on several grounds. We are
reserving all constitutional challenges to that
including specifically but not limited to its
violation of the Due Process Clause and the Equal
Protection Clause of the 14th Amendment of the United
States Constitution.”
(R.6-7).
Parker reserved the same issue in case number CC-16-
177:
“MR. JONES: Your Honor, we reserve all Constitutional
challenges to the Statute 13A-6-81, particularly those
that were subject of a Morgan County Circuit Court
order that found the statute unconstitutional; but
those would include but not be limited to violation of
the Due Process and Equal Protection Clause of the
14th Amendment of the United States Constitution.”
(R.14).
4
The Trial Court reiterated its earlier denial of the
constitutional challenges to the statute. (R.7, 14).
Parker waived the right to an appeal bond and began serving
her sentence on September 11. (R.7).
On September 13, 2017 Parker filed a Motion for
Judgment of Acquittal Or in the Alternative for New Trial
or Arrest of Judgment in both cases. (C.101, 176). Parker
again noted that §13A-6-81 had been declared
unconstitutional by the Circuit Court of Morgan County in a
similar case. Parker again averred that §13A-6-81 is
unconstitutional under “the Due Process and Equal
Protection provisions of the Fourteenth Amendment of the
Constitution of the United States.”
The post-judgment motions were denied by operation of
law sixty days after the date of sentencing. The date of
sentencing, as noted above, was August 15, 2017, so the
motions were denied on October 14, 2017. Notice of appeal
was filed in both cases 37 days later on November 20, 2017.
(C.108, 179). The appeal was timely filed since the Notice
of Appeal was filed within 42 days of the denial of the
post-trial motions.
5
STATEMENT OF THE ISSUES
WHETHER THE TRIAL COURT HAD JURISDICTION TO ACCEPT PARKER’S
GUILTY PLEAS WHEN THE STATUTE UNDER WHICH PARKER WAS
INDICTED WAS INAPPLICABLE TO SEXUAL ACTIVITY BETWEEN SCHOOL
EMPLOYEES AND STUDENTS IN PRIVATE SCHOOLS AT THE TIME OF
PARKER’S CONDUCT
WHETHER ALA. CODE §13A-6-81 IS UNCONSTITUTIONAL AS APPLIED
TO PARKER UNDER THE DUE PROCESS CLAUSE OF THE FOURTEENTH
AMENDMENT TO THE UNITED STATES CONSTITUTION
WHETHER ALA. CODE §13A-6-81 IS UNCONSTITUTIONAL AS APPLIED
TO PARKER UNDER THE EQUAL PROTECTION CLAUSE OF THE
FOURTEENTH AMENDMENT TO THE UNITED STATES CONSTITUTION
6
STATEMENT OF FACTS
Charli Jones Parker was a teacher at Pickens Academy, a
private Christian school for students k-12 which is located
in Pickens County, during 2013, 2014, 2015, and 2016.
(C.10, 48-52, 129-133, Supp. 19, 22).1
Parker had sexual relationships with two young men who
were enrolled at Pickens Academy during the time she was
employed there. The first relationship, with W.L.A.,
lasted from October 2012 to July 2014. (C.131-133, Supp.
21). W.L.A., who was born in October 1996, would have been
16 when the relationship began. (Supp. at 22). Parker, who
was born in March 1986, would have been 26 when the
relationship began. (C.2). During the course of the
relationship, Parker and W.L.A. engaged in a number of
sexual acts including sexual intercourse and Parker
performing oral sex on W.L.A. (C.131-133, Supp. at 22).
The sexual acts occurred at Parker’s home, Parker’s
parents’ home, W.L.A.’s home, and at Pine Grove cemetery
located near W.L.A.’s home. (C.131-133, Supp. 220-23).
Parker subsequently engaged in a sexual relationship
with M.E., who was also a student at Pickens Academy.
1 http://pickensacademy.org
7
(C.10, 50-52, Supp. 19). This relationship lasted from
October 2014 to March 2016. (C.10, 50-52). M.E. was born
in July 1998 and would have been 16 year old when the
relationship began. (C.10). Parker and M.E. engaged in
sexual acts on a number of occasions which included sexual
intercourse and Parker performing oral sex on M.E. (C.10,
50-52). The sexual acts occurred at Parker’s home, M.E.’s
home, and at Graham Cemetery near M.E.’s home in Reform.
(C.10, 50-52).
Parker was arrested on March 29, 2016. (C.2). There is
no allegation that Parker engaged in any sexual acts with
either young man after that date. (C.50-52, C.131-133).
8
STANDARD OF REVIEW
The present appeal involves only issues of law.
Therefore, the standard of review is de novo: “This Court
reviews pure questions of law in criminal cases de novo.”
Ex parte Key, 890 So.2d 1056, 1058 (Ala. 2003).
Further, this appeal includes a challenge to the
constitutionality of a statute, which requires a de novo
review: The standard of review for the constitutional
challenge to Ala. Code §13A-6-81 is de novo: “‘Our review
of constitutional challenges to legislative enactments is
de novo.’” 1568 Montgomery Highway, Inc. v. City of Hoover,
45 So.3d 319, 328 (Ala. 2010)(quoting Richards v. Izzi, 819
So.2d 25, 29 n. 3 (Ala. 2001).
9
SUMMARY OF THE ARGUMENT
This is an appeal from Parker’s convictions based on
her pleas of guilty to two counts of a school employee
engaging in deviant sexual intercourse with a student under
the age of 19 years in violation of Ala. Code §13A-6-81.
First, the statute under which Parker was indicted was
not applicable to sexual activity between school employees
and students in private schools at the time of Parker’s
conduct. Ala. Code §13A-6-81 is one four statutes codified
from Act 2010-497. The last section of the Act provides
that the employment status of school employees charged
under the Act is governed by the Teacher Tenure Act, the
Teacher Accountability Act, or the Fair Dismissal Act, all
of which apply only to employees of public schools.
Further, in May 2016 the legislature amended the Act to
expressly make it applicable to sexual activity between
school employees and students enrolled in church schools
and private schools. Under well settled rules of
construction recognized in several Alabama cases, this
creates a presumption that the statue did not previously
apply with regard to students in church schools and private
schools.
10
Because the statute under which Parker was indicted was
inapplicable to her conduct at the time of its commission,
the Trial Court was without jurisdiction to accept her
guilty pleas under Sanders v. State, 854 So.2d 143 (Ala.
Crim. App. 2002) and several other authorities.
Additionally, Ala. Code §13A-6-81 is unconstitutional
as applied to Parker. In Lawrence v. Texas, 539 U.S. 558
(2003), U.S. v. Windsor, 133 S.Ct. 2675 (2013), and
Obergefell v. Hodges, 135 S.Ct. 2584 (2015), the United
States Supreme Court recognized a substantive right to
private, consensual sexual intimacy protected by the Due
Process clause of the Fourteenth Amendment. While there
was initially some debate among the federal circuits as to
whether Lawrence had recognized any such liberty interest
which is entitled to heightened protection, a panel of the
Eleventh Circuit Court of Appeals has recently acknowledged
that Windsor and Obergefell have settled that question in
the affirmative.
Ala. Code §13A-6-81, as applied to Parker, infringes on
this right by criminalizing her private, consensual sexual
conduct with two young men who were of the age of consent
in Alabama. The statute cannot withstand either strict
11
scrutiny or intermediate scrutiny because it is not
narrowly tailored to a compelling state interest, nor is it
necessary to the furtherance of an important governmental
interest. Ala. Code §13A-6-81, as defined by former Ala.
Code §13A-6-80, broadly criminalized all sexual activity
between any person who happened to be a school employee and
any person under 19 who happened to be a student regardless
of whether the employee in question had any contact with
the student in any official capacity or used his or her
position to coerce the student into engaging in a sexual
act.2 This extremely broad criminal prohibition is not
narrowly tailored to a compelling state interest under
strict scrutiny, nor is it necessary to further any
conceivable important governmental interest under
intermediate scrutiny.
Even if the rational basis test is applied, the
statute’s sweeping criminal prohibition of all consensual
sexual activity between all school employees and all
students under 19 is not rationally related to any
conceivable legitimate state interest.
2 The statute was subsequently amended and no longer sweeps
so broadly. Parker’s challenge is to the former version of
the statute, and she offers no opinion as to whether the
current version of the statute is constitutional.
12
Finally, Ala. Code §13A-6-81, as defined by former
§13A-6-80, violates the Equal Protection Clause of the
Fourteenth Amendment. The statute criminalizes private,
consensual sexual conduct between all school employees and
all students without regard to whether the employee even
has contact with the student in any official capacity.
Alabama law imposes no comparable criminal liability on
members of any other occupation for engaging in consensual
sexual conduct with 16, 17, and 18 year olds. School
employees alone are singled out for criminalization of
their private, consensual sexual conduct with individuals
who are of the age of consent based solely on their
occupation. The gross disparity in treatment between
school employees and the members of every other occupation
with regard to this protected liberty interest is not
rationally related to any legitimate state interest, much
less narrowly tailored to a compelling state interest.
For these reasons, Parker’s convictions based on her
guilty pleas are due to be set aside, and the charges
against her dismissed.
13
ARGUMENT
Parker’s two convictions for the offense of school
employee engaging in deviate sexual intercourse with a
student under 19 are due to be reversed. The Trial Court
was without jurisdiction to accept her guilty pleas because
the statute under which she was indicted was not made
applicable to sexual activity between employees of private
schools and students enrolled in private schools until
after the date of Parker’s conduct.
Further, Ala. Code §13A-6-81, as applied in the present
case, unconstitutionally infringes on Parker’s substantive
right to private, consensual sexual intimacy under the Due
Process Clause of the Fourteenth Amendment to the United
States Constitution.
Finally, Ala. Code §13A-6-81, as defined by former Ala.
Code §13A-6-80, violates the Equal Protection Clause of the
Fourteenth Amendment because it criminalizes private,
consensual sexual conduct of school employees while
imposing no comparable criminal restrictions on members of
any other occupation.
14
I. THE TRIAL COURT WAS WITHOUT JURISDICTION TO ACCEPT
PARKER’S GUILTY PLEAS BECAUSE THE STATUTE UNDER WHICH
SHE WAS INDICTED WAS INAPPLICABLE TO HER CONDUCT AT
THE TIME OF ITS COMMISSION
The statute under which Parker was indicted was not
applicable to sexual activity between employees of private
schools and students enrolled in private schools at the
time of Parker’s conduct. Because the statute was
inapplicable to her conduct, and there was nothing unlawful
about her conduct at the time of its commission, the
indictments against her were illegal. Therefore, the Trial
Court was without jurisdiction to accept her guilty pleas,
and they are due to be set aside.
A. THE STATUTE UNDER WHICH PARKER WAS INDICTED WAS
INAPPLICABLE TO SEXUAL CONDUCT BETWEEN SCHOOL EMPLOYEES
AND STUDENTS IN PRIVATE SCHOOLS AT THE TIME OF PARKER’S
CONDUCT
Parker, who was an employee of Pickens Academy, was
indicted for engaging in sexual intercourse and deviate
sexual intercourse with two students who were enrolled at
Pickens Academy. (C.10, 48-52, 129-133, Supp. 19, 22).
However, the statute under which Parker was indicted did
not apply to sexual activity between school employees and
students in private schools or church schools at the time
15
of Parker’s conduct. Parker was indicted under Ala. Code
§13A-6-81(a) which, at that time, provided as follows:
(a) A person commits the crime of a school employee
engaging in a sex act or deviant sexual intercourse
with a student under the age of 19 years if he or she
is a school employee and engages in a sex act or
deviant sexual intercourse with a student, regardless
of whether the student is male or female. Consent is
not a defense to a charge under this section.
(b) As used in this section, “sex act” means sexual
intercourse with any penetration, however slight;
emission is not required.
(c) As used in this section, “deviant sexual
intercourse” means any act of sexual gratification
between persons not married to each other involving
the sex organs of one person and the mouth or anus of
another.
Ala. Code §13A-6-81 was originally enacted by the
legislature in 2010 as part of Act 2010-497. That Act was
codified into four statutes: Ala. Code §§13A-6-80, 13A-6-
81, 13A-6-82, and 13A-6-83. See Act 2010-497, included in
appendix.
Ala. Code §13A-6-80 provides the applicable definitions
for the Act. Ala. Code §13A-6-80, as it was originally
enacted in 2010, provided as follows,
“For purposes of this article, school employee
includes a teacher, school administrator, student
teacher, safety or resource officer, coach, and other
school employee.”
See Act 2010-497, p. 766, §4.
16
Ala. Code §13A-6-83, which is section 3 of Act 2010-
497, goes on to provide that the employment status of
school employees charged under the Act would be governed by
the provisions of the Teacher Tenure Act, the Teacher
Accountability Act, or the Fair Dismissal Act:
“A school employee charged with the crime of engaging
in a sex act or deviant sexual intercourse with a
student or the crime of having sexual contact with a
student may be placed on paid administrative leave
while the charge is adjudicated. Upon the adjudication
of the charge, further disciplinary action may be
taken in accordance with the Teacher Tenure Act,
Chapter 24 of Title 16, the Teacher Accountability
Act, Chapter 24B of Title 16, or the Fair Dismissal
Act, Article 4 of Chapter 26 of Title 36, whichever is
applicable.”
The Teacher Tenure Act, the Teacher Accountability Act,
and the Fair Dismissal Act,3 by their express terms, are
applicable only to employees of public schools. Under the
Teacher Tenure Act, “teacher” is defined in former Ala.
Code §16–24–1 “to mean and include all persons regularly
certified by the teacher certificating authority of the
State of Alabama who may be employed as instructors,
principals or supervisors in the public elementary and high
schools of the State of Alabama.” (emphasis added). Under
3
The Teacher Tenure Act and the Fair Dismissal Act were
later repealed and replaced by the Students First Act of
2011, codified at Ala. Code §16-24C-1, et. seq.
17
the Fair Dismissal Act, “employee” is defined in former
Ala. Code §36–26–100 “to mean and include all persons
employed by county and city boards of education.” (emphasis
added). The Teacher Accountability Act applies to “persons
employed as principals in the public schools.” Ala. Code
§16-24B-3 (emphasis added).
Because Ala. Code §§13A-6-80, 13A-6-81, and 13A-6-83
were all part of one Act, they must be read together to
construe the application of any of the Act’s provisions:
“Sections of the Code originally constituting a single act
must be read in pari materia in order to ‘produce a
harmonious whole.’ 2 2A Sutherland Stat. Const. §46.05 (5th
ed.).” Ex parte Jackson, 625 So.2d 425, 428 (Ala. 1992).
The fact that section 3 of Act 2010-497 necessarily applies
only to employees of public schools demonstrates that the
Act, as originally enacted by the legislature in 2010, was
directed only at public school employees.
This interpretation of the Act is further bolstered by
subsequent amendments made by the legislature. During the
2016 legislative session, the legislature amended Ala. Code
§13A-6-80 to add the following language:
“(b) For purposes of this article, a student is
defined as any person under the age of 19 years
18
enrolled or attending classes in a licensed or
accredited public, private, or church school that
offers instruction in grades K-12, regardless of
whether school is in session.”
(emphasis added).
The new changes became effective May 11, 2016 when the
bill was signed by the Governor. See Act 2016-354 in
appendix. Parker was indicted in March 2016 in case number
CC-16-123 for sexual acts with M.E. occurring from October
2014 through March 2016. (C.50-52). In case number CC-16-
177, Parker was indicted in June 2016 for sexual acts with
W.L.A. occurring in 2013 and 2014. (C.129-133).
There is no dispute that all of the conduct in question
occurred prior to May 11, 2016 when the legislature amended
the Act to extend it to sexual acts committed with students
enrolled in private schools. It is well settled that a
criminal defendant is subject to the version of a penal
statute as it existed at the time of the commission of the
alleged offense. See e.g. Bracewell v. State, 401 So.2d 123
(Ala. 1979)(“Absent a clear expression in the Statute to
the contrary, we think the law applicable at the time of
the offense was intended to govern the offense, the
offender, and all proceedings incident thereto, and we so
hold”); Stoner v. State, 418 So.2d 171 (Ala. Crim. App.
19
1982)(statue of limitations which existed at time of
offense governed); Williams v. State, 565 So.2d 282, 286
(Ala. Crim. App. 1990)(“[T]he statute in effect at the time
of the offense, is the applicable penal statute in this
case”).
Because the legislature adopted language in May, 2016
expressly making the Act applicable to sexual activity
between school employees and students in private schools,
this creates a presumption that the Act did not previously
apply to such conduct. It has long been settled law in
Alabama that when the legislature amends an unambiguous
statute, the presumption is that the legislature has
changed the law: “‘When the Legislature employs different
language in a subsequent statute in the same connection,
the courts will presume a change of the law is intended.’”
Louisville & N.R. Co. v. Western Union Telegraph Co., 71
So. 118, 123 (Ala. 1915)(quoting Lehman Durr Co. v.
Robinson, 59 Ala. 219, 240 (1877);
“It is well settled that when the legislature makes a
‘material change in the language of [an] original
act,’ it is ‘presumed to indicate a change in legal
rights.’ 1A Norman J. Singer, Statutes and Statutory
Construction §22:30 (6th ed. 2002)(footnote omitted).
In other words, the ‘amendment of an unambiguous
statute indicates an intention to change the law.’
Id.”
20
Pinigis v. Regions Bank, 977 So.2d 446, 452 (Ala.
2007)(emphasis added by Court in Pinigis).
See also Ivery v. State, 686 So.2d 495 (Ala. Crim. App.
1996)(where legislature changed requirement in insanity
statute from “criminality” to “wrongfulness”, presumption
is that “wrongfulness” means something other than
“criminality”); and W.B.B. v. H.M.S., 141 So.3d 1062 (Ala.
Civ. App. 2013)(different language in amended statute
relating to jurisdiction of juvenile courts was presumed to
change the law to limit such jurisdiction).
It is equally well settled that an ambiguous criminal
statute is to be construed in favor of the accused:
“Ambiguous criminal statutes must be strictly construed
against the State, and all doubts concerning the
interpretation of such statutes are to predominate in favor
of the accused.” Hankins v. State, 989 So.2d 610, 623 (Ala.
Crim. App. 2007);
“‘A basic rule of review in criminal cases is that
criminal statutes are to be strictly construed in
favor of those persons sought to be subjected to their
operation, i.e., defendants. … No person is to be
made subject to penal statutes by implication and all
doubts concerning their interpretation are to
predominate in favor of the accused.’”
21
Ex parte Bertram, 884 So.2d 889, 890 (Ala. 2003)(quoting
Clements v. State, 370 So.2d 723, 725 (Ala. 1979).
In Tennyson v. State, 101 So.3d 1256 (Ala. Crim. App.
2012), the defendant was convicted under former Ala. Code
§3A–6–110 for using a computer to solicit “a child who is
less than 16 years of age and at least three years younger
than the defendant” after he propositioned a law
enforcement officer who was posing as a fifteen year old
girl online. The defendant argued that the statute was
inapplicable since the person he solicited, as it turned
out, was not actually “a child.” The Court agreed.
The Court noted that after the date of the defendant’s
arrest, the statute was changed to expressly provide that
it applied even if it was merely “believed by the
defendant” that the person he or she was soliciting was a
child. The Court reasoned,
“[T]he fact that the legislature repealed §13A–6–110
and replaced it with a statute clearly providing for
situations in which the person solicited was not
actually a child suggests one of two possibilities.
Either §13A–6–110, as it existed, did not cover
Tennyson’s conduct or it was ambiguous. If the statute
was ambiguous, as the State appeared to concede during
oral argument, then we are required to construe the
statute in favor of the accused.”
Tennyson at 1261-1262.
22
Likewise, in the present case, the fact that the
legislature amended the Act to add language expressly
making its provisions applicable to sexual conduct between
school employees and students in private schools “suggests
one of two possibilities.” Tennyson at 1262. Either the
statute as originally enacted was unambiguous, and we must
presume that the legislature’s addition of the language
regarding private schools was effectuating a change in the
law or, alternatively, the statute was originally ambiguous
as to whether it applied with regard to students in private
schools, and “we are required to construe the statute in
favor of the accused.” Id. To interpret the statute as
having application to sexual conduct between school
employees and students in private schools prior to the 2016
amendment, we would have to conclude that the legislature
unnecessarily added language in 2016 expressly including
such conduct within the statute’s ambit. “We cannot presume
that the legislature intended to do such a useless act.”
Hankins at 622; “It is presumed that the Legislature did
not do a vain and useless thing.” In re Opinion of the
Justices, 100 So.2d 681, 684 (Ala. 1958).
23
All of the applicable rules of statutory construction
require a reading of former Ala. Code §§13A-6-80 and 13A-6-
81 as being inapplicable to sexual activity occurring
between school employees and students in private schools
prior to May 11, 2016. Because Parker’s conduct occurred
prior to that date, the statute under which she was
indicted did not apply to her conduct with two students
attending Pickens Academy.
B. THE INAPPLICABILITY OF THE STATUTE TO PARKER’S
CONDUCT AT THE TIME OF ITS COMMISSION PRESENTS A
JURISDICTIONAL QUESTION
Parker did not raise any issue with regard to the
applicability of the statute at the trial level or
specifically reserve this issue at the time she entered her
guilty pleas. Nor has she yet moved to withdraw her guilty
pleas, though she could certainly do so later in a Rule 32
proceeding. See e.g. Murray v. State, 922 So.2d 961, 965
(2005)(challenges to guilty plea “may be presented for the
first time in a timely filed Rule 32 petition”).4 However,
the question presented here concerns a jurisdictional
4
Parker would urge this Court to reach the merits of this
issue on appeal rather than requiring that this injustice
be corrected through a subsequent Rule 32 proceeding, which
would unnecessarily add one to two more years to the
process. Every day that Parker sits in Julia Tutwiler
prison is a day that her young son is without his mother.
24
defect which this Court can entertain for the first time on
appeal.
In Sanders v. State, 854 So.2d 143 (Ala. Crim. App.
2002), the defendant pleaded guilty to violating Ala. Code
§13A–11–72(a) which provides, “No person who has been
convicted in this state or elsewhere of committing or
attempting to commit a crime of violence shall own a pistol
or have one in his or her possession or under his or her
control.” The plea was entered in 1988. The defendant did
not challenge the conviction for several years. In 2002
the defendant filed a rule 32 petition alleging that “the
indictment returned against him was illegal” because the
statute was inapplicable to his conduct. He argued that
because he had been pardoned for the predicate offense,
there had been nothing unlawful about his possession of a
firearm under the authority of U.S. v. Fowler, 198 F.3d 808
(11th Cir. 1999). The trial court dismissed the petition
as time-barred. The Court of Criminal Appeal reversed,
finding that the defendant’s claim presented a
jurisdictional question which could be raised at any time:
“After reviewing Sanders’s argument and the caselaw he
cites in support of his petition, this Court cannot
affirm the denial of the petition on the basis that
Sanders’s petition is time-barred. Because Sanders’s
25
claim is jurisdictional, see, e.g., Ex parte Casey,
852 So.2d 175 (Ala. 2002), it is not subject to the
two-year limitations period set forth in Rule 32.2(c),
Ala. R. Crim. P. Sanders cites United States v.
Fowler, 198 F.3d 808 (11th Cir. 1999), in support of
his contention that he could not be indicted for
violating the Alabama statute prohibiting possession
of a pistol by a person convicted of a crime of
violence.
…
Based on our review of Fowler and Sanders’s allegation
set out in his Rule 32 petition, this Court must
remand this cause for an evidentiary hearing.”
Sanders at 144-145 (emphasis added).
Similarly, in F.C. v. State, 742 So.2d 200 (Ala. Crim.
App. 1999), the Court found that the defendant presented a
jurisdictional question with regard to his plea of guilty
to possession of a forged instrument when he argued that
the statute did not apply to his conduct, which was
possession of counterfeit money: “Although F.C. did not
reserve this issue before pleading guilty, the issue is
nonetheless preserved for appellate review because the
issue is jurisdictional in nature.” F.C. at 201.
See also Ex parte Jarrett, 89 So.3d 730 (Ala.
2011)(defendant’s argument that he was sentenced for a
felony when his conduct had only been a misdemeanor at the
time of its commission presented a jurisdictional
question); and Petty v. State, 414 So.2d 182, 183 (Ala.
26
Crim. App. 1982)(trial court was without jurisdiction to
accept guilty plea for attempted robbery when that was not
an existing criminal offense at the time of its
commission).
In the present case, Parker, who was an employee of a
private Christian school who engaged in sexual activity
with students enrolled in a private school and who were of
the age of consent “could not be indicted for violating the
Alabama statute.” Sanders at 145. As was true in Sanders,
the statute under which Parker was indicted had no
application to her conduct. At the time of Parker’s
conduct, there was absolutely nothing unlawful about her
consensual sexual relationships with two young men who were
of the age of consent and who were not enrolled in public
school. As was true in the above cited authorities, this
presents a jurisdictional issue.
Parker would contend that the Record contains all of
the facts necessary to determine that the conduct occurred
prior to May 11, 2016 when the Act was amended to make it
applicable to sexual conduct between school employees and
students in private schools. However, if there are any
facts relevant to this jurisdictional inquiry that this
27
Court feels are not established by the Record, this Court
should remand the case to the Trial Court for an
evidentiary hearing pursuant to Sanders, and the other
authorities discussed above.
II. ALA. CODE §13A-6-81, AS APPLIED TO PARKER, VIOLATES THE
DUE PROCESS CLAUSE OF THE FOURTEENTH AMENDMENT
Even if Ala. Code §13A-6-81 did apply to school
employees engaging in sexual activity with students in
private schools at the time of Parker’s conduct, the
version of the statute which existed at that time is
unconstitutional as applied to Parker.5 The statute
infringes upon Parker’s substantive right to private,
consensual sexual intimacy under the Due Process Clause of
the Fourteenth Amendment as recognized by Lawrence v.
Texas, 539 U.S. 558 (2003), U.S. v. Windsor, 133 S.Ct. 2675
(2013), and Obergefell v. Hodges, 135 S.Ct. 2584 (2015).
Parker would contend that under Lawrence, Windsor, and
Obergefell, §13A-6-81 is subject to heightened scrutiny to
determine its constitutionality. The statute cannot
5 As will be discussed below, when the legislature amended
the Act in 2016, it added language which narrowed the scope
of §13A-6-81 in an apparent effort to correct an
overbreadth problem. Parker’s challenge is to the
constitutionality of the former version of the statute, as
applied to her, and offers no opinion as to the
constitutionality of the current version of the statute.
28
survive this stringent level of scrutiny. However, even if
§13A-6-81 is subject to the rational basis test, the
statute still fails because it is not rationally related to
a legitimate state interest.
A. THE UNITED STATES SUPREME COURT HAS RECOGNIZED A
CONSTITUTIONAL RIGHT TO PRIVATE, CONSENSUAL SEXUAL
INTIMACY
There can be no real question at this point that the
United States Supreme Court has recognized a substantive
right to private, consensual sexual intimacy which is
protected by the Due Process Clause of the Fourteenth
Amendment to the United States Constitution. The
Fourteenth Amendment provides,
“No state shall make or enforce any law which shall
abridge the privileges or immunities of citizens of
the United States; nor shall any state deprive any
person of life, liberty, or property, without due
process of law; nor deny to any person within its
jurisdiction the equal protection of the laws.”
U.S. Const. amend. XIV, §1
In Lawrence v. Texas, 539 U.S. 558 (2003), the United
States Supreme Court struck down a Texas statute which
outlawed “deviant sexual intercourse” between consenting
adults. The Court noted that the issue before it was
“whether the petitioners were free as adults to engage in
the private conduct in the exercise of their liberty under
29
the Due Process Clause of the Fourteenth Amendment to the
Constitution.” Lawrence at 563. The Court began its
discussion of the liberty interest at stake by noting,
“There are broad statements of the substantive reach
of liberty under the Due Process Clause in earlier
cases, including Pierce v. Society of Sisters, 268
U.S. 510, 45 S.Ct. 571, 69 L.Ed. 1070 (1925), and
Meyer v. Nebraska, 262 U.S. 390, 43 S.Ct. 625, 67
L.Ed. 1042 (1923); but the most pertinent beginning
point is our decision in Griswold v. Connecticut, 381
U.S. 479, 85 S.Ct. 1678, 14 L.Ed.2d 510 (1965).”
Id.
In recognizing that the conduct in question had
historically been considered morally objectionable, the
Court countered, “‘Our obligation is to define the liberty
of all, not to mandate our own moral code.’” Id. at 571
(quoting Planned Parenthood of Southeastern Pa. v. Casey,
505 U.S. 833, 850 (1992)). The Court pointed out, “In all
events we think that our laws and traditions in the past
half century are of most relevance here. These references
show an emerging awareness that liberty gives substantial
protection to adult persons in deciding how to conduct
their private lives in matters pertaining to sex.” Id. at
571-572 (emphasis added).
The Court concluded,
30
“The petitioners are entitled to respect for their
private lives. The State cannot demean their existence
or control their destiny by making their private
sexual conduct a crime. Their right to liberty under
the Due Process Clause gives them the full right to
engage in their conduct without intervention of the
government. ‘It is a promise of the Constitution that
there is a realm of personal liberty which the
government may not enter.’ Casey,6 supra, at 847, 112
S.Ct. 2791. The Texas statute furthers no legitimate
state interest which can justify its intrusion into
the personal and private life of the individual.”
Id. at 578 (emphasis added).
The Supreme Court reiterated the right which it had
recognized in Lawrence in two subsequent decisions. In
U.S. v. Windsor, 133 S.Ct. 2675 (2013), the Court found
that the Defense of Marriage Act’s definition of marriage
as “a legal union between one man and one woman as husband
and wife” was unconstitutional. The Court found that the
provision infringed on the right to “[p]rivate, consensual
sexual intimacy” – a right which the Court indicated it had
recognized in Lawrence. Windsor at 2692. The Court found
that even though the Act did not criminalize any conduct,
it was still unconstitutional because it demeaned same-sex
couples, “whose moral and sexual choices the Constitution
protects.” Id. at 2694 (emphasis added).
6
Planned Parenthood of Southeastern Pa. v. Casey, 505 U.S.
833 (1992)
31
Similarly, in Obergefell v. Hodges, 135 S.Ct. 2584
(2015), the Court found that it was unconstitutional for
states to deny same sex couples the right to marry. As
part of its analysis, the Court noted that “Lawrence
confirmed a dimension of freedom that allows individuals to
engage in intimate association without criminal
liability….” Obergefell at 2600 (emphasis added). The
Court also recognized a modified Glucksberg analysis to
define privacy-based rights. The Court acknowledged that
generally under Washington v. Glucksberg, 521 U.S. 702
(1997), “[L]iberty under the Due Process Clause must be
defined in a most circumscribed manner, with central
reference to specific historical practices.” Obergefell at
2602. However, the Court rejected that application of
Glucksburg in the case before it, noting that it was not
appropriate in the context of analyzing privacy based
rights: “[T]hat approach … is inconsistent with the
approach this Court has used in discussing other
fundamental rights, including marriage and intimacy.” Id.
Prior to the Supreme Court’s decisions in Windsor and
Obergefell, there was disagreement among the federal
circuits as to whether Lawrence had, in fact, recognized a
32
constitutional right to sexual privacy. In Reliable
Consultants, Inc. v. Earle, 517 F.3d 738 (5th Cir. 2008),
the Fifth Circuit concluded that the Court in Lawrence did
recognize a “substantive due process right to engage in
private intimate conduct of his or her choosing.” Reliable
Consultants at 743. The Fifth Circuit reasoned,
“The right the Court recognized was not simply a right
to engage in the sexual act itself, but instead a
right to be free from governmental intrusion regarding
‘the most private human contact, sexual behavior.’
That Lawrence recognized this as a constitutional
right is the only way to make sense of the fact that
the Court explicitly chose to answer the following
question in the affirmative: ‘We granted certiorari …
[to resolve whether] petitioners’ criminal convictions
for adult consensual sexual intimacy in the home
violate their vital interests in liberty and privacy
protected by the Due Process Clause of the Fourteenth
Amendment.’”
Reliable Consultants at 743 (quoting Lawrence at
564)(emphasis added in Reliable Consultants).
See also Latta v. Otter, 771 F.3d 456, 466 (9th Cir.
2014)(describing Lawrence as “recognizing a due process
right to engage in intimate conduct”).
The Eleventh Circuit initially interpreted Lawrence
very differently than the Fifth Circuit and the Ninth
Circuit. In Williams v. Attorney General (Williams IV),
378 F.3d 1232 (11th Cir. 2004), which addressed the
33
constitutionality of a statute banning the sale of sexual
devices, the Court concluded,
“In short, we decline to extrapolate from Lawrence and
its dicta a right to sexual privacy triggering strict
scrutiny. To do so would be to impose a fundamental-
rights interpretation on a decision that rested on
rational-basis grounds, that never engaged in
Glucksberg analysis, and that never invoked strict
scrutiny. Moreover, it would be answering questions
that the Lawrence Court appears to have left for
another day. Of course, the Court may in due course
expand Lawrence’s precedent in the direction
anticipated by the dissent. But for us preemptively to
take that step would exceed our mandate as a lower
court.”
Williams IV at 1238.
However, a panel of the Eleventh Circuit has recently
recognized that the United States Supreme Court’s
subsequent decisions in Windsor and Obergefell have, in
fact, expanded Lawrence’s precedent in a way that has
called into question its decision in Williams IV. In
Flanigan’s Enterprises, Inc. of Georgia, et al v. City of
Sandy Springs, Georgia, 831 F.3d 1342 (11th Cir. 2016)
vacated and reh’g en banc granted, 864 F.3d 1258, the Court
noted that the Supreme Court’s subsequent decisions in
Windsor and Obergefell supported an argument that Lawrence
did announce a constitutional right to engage in acts of
private, consensual sexual intimacy. The Eleventh Circuit
34
noted that in Windsor, the Court alluded to a right to
“[p]rivate, consensual sexual intimacy” – a right which the
Court indicated it had recognized in Lawrence. Flanigan’s
Enterprises at 1347 (quoting Windsor at 2692). The
Eleventh Circuit also noted,
“In Obergefell, the Court explained that a refined
Glucksberg analysis applies to define privacy-based
rights because Glucksberg’s requirement that rights
‘be defined in a most circumscribed manner’ was
appropriate for the context in which that test arose
but was ‘inconsistent with the approach th[e] Court
ha[d] used in discussing other fundamental rights,
including marriage and intimacy.’”
Flanigan’s Enterprises at 1347-1348 (quoting Obergefell at
2602).
The Eleventh Circuit concluded, “[W]e are persuaded
that Windsor and Obergefell cast serious doubt on Williams
IV.” Id. at 1348. However, the Court determined that it
could not overrule Williams IV without an en banc hearing.
The Court concluded that until Williams IV is overruled en
banc, “[W]e are obligated to follow it ‘even though
convinced it is wrong.’” Flanigan’s Enterprises at 1348
(quoting United States v. Steele, 147 F.3d 1316, 1318 (11th
Cir. 1998)(emphasis added). The Court concluded by
encouraging the Appellants to petition for an en banc
hearing so that Williams IV could be overruled: “The
35
Appellants are free to petition the court to reconsider our
decision en banc, and we encourage them to do so.” Id. The
Appellants did petition for a rehearing en banc, which was
granted in Flanigan’s Enterprises, Inc. of Georgia, et al
v. City of Sandy Springs, Georgia, 864 F.3d 1258 (11th Cir.
March 14, 2017). The panel’s decision was vacated, and we
await the decision of the full Court, which has not yet
been rendered. There is every possibility that decision
will be reached during this pendency of the present appeal.
This Court should recognize, as other jurisdictions
have recognized and the Eleventh Circuit seems prepared to
now recognize, that after Windsor and Obergefell, there
remains no real question that individuals have a
substantive right to private, consensual sexual intimacy
which is protected by the Due Process Clause.
B. ALA. CODE §13A-6-81 INFRINGES ON PARKER’S RIGHT TO
PRIVATE, CONSENSUAL SEXUAL INTIMACY
Ala. Code §13A-6-81, as applied in the present case,
criminalizes private, consensual sexual conduct between
individuals who are of the age of consent. This violates
Parker’s right to private, consensual sexual intimacy under
the Due Process Clause of the Fourteenth Amendment.
36
The present case involves private consensual sexual
intimacy occurring between Parker and two young men who
were 16 and 17 at the time of the conduct in question and,
thus, were old enough to consent to sexual acts under
Alabama law. Ala. Code §13A-6-70 provides, in pertinent
part,
“(a) Whether or not specifically stated, it is an
element of every offense defined in this article, with
the exception of subdivision (a)(3) of Section 13A-6-
65, that the sexual act was committed without consent
of the victim.
…
(c) A person is deemed incapable of consent if he is:
(1) Less than 16 years old”
In Parks v. State, 565 So.2d 1265, 1273 (Ala. Crim.
App. 1990), the Court noted, “[U]nder Alabama law, a female7
16 years of age is technically not a ‘child,’ but is one
capable of consenting to sexual intercourse.” (emphasis
added).
In United States v. Johnston, 75 M.J. 563 (N.M. Ct.
Crim. App. 2016), the Court determined that consensual
sexual communications between a service member and a young
7 The statute itself does not distinguish between males and
females.
37
woman he believed was 17 years old8 were exchanges between
“consenting adults” entitled to the due process protections
announced in Lawrence. In Johnston, the service member was
convicted for indecent exposure after he engaged in
sexually charged communications through text messaging with
a minor, including sending her pictures of his genitals.
It was undisputed that he believed the minor was 17, which
was over the age of consent. On appeal, the Court found
that the electronic exchanges had occurred between two
“consenting adults” and, therefore, were not “indecent”
within the meaning of the statute. The Court reasoned,
“Just as the absence of consent, adulthood, or privacy may
render sexual conduct indecent, the presence of those three
factors can shield the same conduct from criminal
liability.” Johnston at 568 (emphasis added). The Court
pointed out that in Lawrence, “the Court invalidated the
Texas statute, finding a liberty right under the Due
Process Clause for consenting adults to engage in private
sexual conduct without intervention of the government.” Id.
at 569. The Court reasoned, “Interpretations of what makes
8 It turned out the girl was actually only 14, though there
seemed to be no dispute that for purposes of the particular
offense in question, it was only relevant what age he
believed the girl was.
38
conduct indecent, and therefore criminal, must account for
the liberty interests of consenting adults acting in
private.” Id. The Court noted, “The messages also depict
[the minor] as a willing and active participant in graphic
sexual fantasies shared via text, or ‘sexting.’ She
invited, encouraged, and reciprocated the appellant’s
verbalizations of oral sex and sexual intercourse with her,
often pressing him for details.” Id. The Court concluded
that the case had “all three of the factors comprising the
liberty interest identified in Lawrence. Consent, age (or a
reasonable mistake of fact as to age), and privacy.” Id. at
570.
Just as the communications in Johnston between the
service member and a person he believed to be 17 years old
were exchanges between “consenting adults” for purposes of
Lawrence, the conduct in the present case, which occurred
privately between Parker and two young men who were of the
age of the consent was sexual intimacy between consenting
adults which includes “all three of the factors comprising
the liberty interest identified in Lawrence.” Johnston at
570.
39
There has never been any suggestion that the sexual
conduct which occurred between Parker and the two young men
in question was anything other than entirely consensual.
Parker was never charged with the violation of any code
section that has forcible compulsion as an element.
Further, Parker’s relationship with W.L.A. spanned from
2012 to 2014 with the two of them engaging in numerous
sexual acts during that time including sexual intercourse
and Parker performing oral sex on W.L.A. (C.131-133, Supp.
21-22). Similarly, Parker’s relationship with M.E. spanned
from 2014 to 2016 with the two of them engaging in numerous
sexual acts during that time including sexual intercourse
and Parker performing oral sex on M.E. (C.10, 50-52). It
is impossible to imagine how Parker, who is only 5’4, could
have forced two able bodied young men to allow her to
perform oral sex on them and engage in sexual intercourse
against their will over such a lengthy period of time on so
many occasions. (C.2). Both young men were interviewed by
law enforcement and neither suggested that the relationship
was anything other than consensual. (C.10, Supp. 20, 22).
The sexual acts between Parker and these young men
occurred in a variety of places including Parker’s home,
40
the young men’s homes, and a nearby public cemetery. (C.10,
50-52, 131-133, Supp. 220-23). All of these consensual
sexual acts were conducted in private, even though some
occurred in a cemetery that is open to the public: “But
what he seeks to preserve as private, even in an area
accessible to the public, may be constitutionally
protected.” Katz v. U.S., 389 U.S. 347 (1967). Neither
young man ever complained to anyone about the sexual
relationship, and they admitted to the private, consensual
conduct between themselves and Parker only when they were
confronted by law enforcement officers who questioned them.
(C.10, Supp. 20, 22). W.L.A. was actually away at college
when law enforcement officials tracked him down to question
him about his relationship with Parker which had occurred
two to three years earlier while he had been a student at
Pickens Academy. (Supp. 22).
For all these reasons, the conduct in this case falls
squarely within the substantive right to private,
consensual sexual intimacy recognized in Lawrence, Windsor,
and Obergefell, and Ala. Code §13A-6-81 infringes on that
right as applied to Parker in this case.
41
C. ALA. CODE §13A-6-81, AS APPLIED IN THIS CASE, CANNOT
SURVIVE HEIGHTENED SCRUTINY
There has been disagreement among jurisdictions as to
what level of scrutiny is appropriate to apply to a statute
infringing on a person’s right to private, consensual
intimacy under Lawrence. However, the better reasoned
authorities agree that some level of heightened scrutiny is
applicable.
In Witt v. Department of Air Force, 527 F.3d 806 (9th
Cir. 2008), the Ninth Circuit concluded that statutes that
infringe on the right to sexual privacy recognized in
Lawrence are subject to intermediate, heightened scrutiny.
In rejecting the government’s argument that certain
language in Lawrence indicated that the Court was applying
the rational basis test, the Court reasoned, “We cannot
reconcile what the Supreme Court did in Lawrence with the
minimal protections afforded by traditional rational basis
review.” Witt at 816. The Court set out a number of
reasons for concluding that the Court in Lawrence did not
utilize a rational basis review. First, the Ninth Circuit
noted that the Court in Lawrence considered “‘the extent of
the liberty at stake’” which is “inconsistent with rational
basis review.” Id. at 817 (quoting Lawrence at 567).
42
Second, the Ninth Circuit noted that “the cases on
which the Supreme Court explicitly based its decision in
Lawrence are based on heightened scrutiny.” Id. Third, the
Court pointed out that in Lawrence, the Court had declared,
“‘The Texas statute furthers no legitimate state interest
which can justify its intrusion into the personal and
private life of the individual.’” Id. (quoting Lawrence at
578 (emphasis added by Court in Witt). The Court reasoned,
“Were the Court applying rational basis review, it would
not identify a legitimate state interest to ‘justify’ the
particular intrusion of liberty at issue in Lawrence;
regardless of the liberty involved, any hypothetical
rationale for the law would do.” Id.
After concluding that “Lawrence applied something more
than traditional rational basis review,” the Ninth Circuit
then turned to what level of heightened scrutiny would be
appropriate. Id. The Court rejected the argument that
strict scrutiny was the appropriate level of scrutiny, and
it ultimately decided that a modified version of the
intermediate level of scrutiny established by the Court in
Sell v. United States, 539 U.S. 166 (2003) was appropriate.
The Ninth Circuit concluded that where the government
43
infringes on rights recognized by Lawrence, “[T]he
government must advance an important governmental interest,
the intrusion must significantly further that interest, and
the intrusion must be necessary to further that interest.”
Id. at 819.
The Arkansas Supreme Court agreed that statutes that
infringe on the right to sexual privacy are subject to
heightened scrutiny under Lawrence, but it found that
strict scrutiny is the applicable standard. In Paschal v.
State, 388 S.W.3d 429 (Ark. 2012), a teacher was convicted
under a statute which made it a felony for “a teacher in a
public school in a grade kindergarten through twelve” to
engage in sexual contact “with another person who is [a]
student enrolled in the public school and [l]ess than
twenty-one (21) years of age.” The student in question was
eighteen years old. The defendant argued that the statute
infringed on his right to engage in a consensual adult
sexual relationship under Lawrence. The Court agreed. The
Court first rejected the state’s attempt to define the
right in question narrowly:
“The State misapprehends the issue when it asserts
that there is no fundamental right for a public high
school teacher to have sex with an eighteen-year-old
high school student enrolled in that school. The issue
44
is whether the statute, as applied in this case,
infringes on Paschal’s fundamental right to engage in
private, consensual, noncommercial acts of sexual
intimacy with an adult. We hold that it does.”
Paschal at 435.
The Court found that because the statute infringed on a
fundamental right, it was subject to strict scrutiny:
“As applied in this case, section 5–14–125(a)(6)
criminalizes consensual sexual conduct between adults
and, therefore, we conclude that the statute infringes
on Paschal’s fundamental right to privacy. A statute
that infringes on a fundamental right is subject to
strict-scrutiny review, and the statute cannot survive
unless ‘a compelling state interest is advanced by the
statute and the statute is the least restrictive
method available to carry out [the] state interest.’”
Id. at 436 (quoting Jegley v. Picado, 80 S.W.3d 332, 350
(Ark. 2002) quoting in turn Thompson v. Ark. Social Servs.,
669 S.W.2d 878, 880 (Ark. 1984)).”
The Court assumed, without finding, that the state had
a compelling state interest because the Arkansas state
constitution provided that the state had a duty to provide
a public education for children aged six through twenty-
one, and the statute was enacted in furtherance of the
state’s interest in providing a “‘general, suitable and
efficient’ public school system’” as required by the state
constitution. Id. at 436. However, the Court found that
the statute, which “criminalizes adult consensual sex, is
45
not the least restrictive method available to carry out the
State’s interest.” Id. at 437. The Court noted that there
was another statute which prohibits a person in a position
of trust or authority over a victim from using the position
of trust or authority to engage in sexual intercourse or
deviate activity. The Court concluded, “Section 5–14–
125(a)(6), as applied in this case, infringes on a
fundamental right and is not the least restrictive method
available for the promotion of a state interest; therefore,
it is unconstitutional.” Id.
In the present case, Ala. Code §13A-6-81, as applied in
this case, is unconstitutional under either strict scrutiny
or the heightened, intermediate level of scrutiny used in
Witt.9 Alabama courts have noted that although statutes are
generally presumed to be constitutional, the opposite rule
applies where the statute in question infringes upon a
fundamental right:
“‘If the challenged government action [infringes upon]
a fundamental right, … a court will review that
9
As noted above in Witt, the test adopted by the Ninth
Circuit for determining the constitutionality of statutes
infringing on the right to private, consensual sexual
intimacy is that “the government must advance an important
governmental interest, the intrusion must significantly
further that interest, and the intrusion must be necessary
to further that interest.”
46
challenged action applying strict scrutiny.” Price–
Cornelison v. Brooks, 524 F.3d 1103, 1109 (10th Cir.
2008)(citations omitted). Under the strict-scrutiny
analysis, a statute that infringes upon a fundamental
right is presumed to be unconstitutional, and the
State bears the burden “to prove that the
[infringement] ‘furthers a compelling interest and is
narrowly tailored to achieve that interest.’” Citizens
United v. Federal Election Comm’n, 558 U.S. 310, ––––,
130 S.Ct. 876, 898, 175 L.Ed.2d 753 (2010)(quoting
Federal Election Comm’n v. Wisconsin Right to Life,
Inc., 551 U.S. 449, 464, 127 S.Ct. 2652, 168 L.Ed.2d
329 (2007)).”
Herring v. State, 100 So.3d 616, 620 (Ala. Crim. App.
2011)(emphasis added).
In the present case, the State has not articulated its
purpose in enacting §13A-6-81. In Paschal, the Court found
there was arguably a compelling state interest for the
Arkansas statute because the state had a duty under its
state’s constitution to provide a “general, suitable and
efficient’ public school system.” The Alabama Constitution
originally contained a similar duty in Ala. Const. Art.
XIV, Section 256. However, that provision was removed in
1956 by Amendment 111 which expressly provides that
“nothing in this Constitution shall be construed as
creating or recognizing any right to education or training
at public expense ….” Further, the present case involves an
employee of a private school and two students who were
47
enrolled in private school. Accordingly, whatever interest
the State may or may not have in providing a public school
system in Alabama is not implicated in this case.
It might also be argued that the state has a
compelling, or at least important, governmental interest in
protecting people from sexual exploitation by those in
positions of authority over them. However, Ala. Code
§13A-6-81, as it was defined by former Ala. Code §13A-6-80
at the time of Parker’s conduct, broadly criminalized any
sexual acts between someone who happened to be employed by
a school and another person who happened to be “a student.”
At that time the statute required no showing that the
school employee in question had any position of authority
over the student in question or even had contact with the
student in any official capacity. Conversely, the statute
failed to proscribe consensual sexual activity between
students and school volunteers who, in fact, exercised
authority over the student.10 Nor does Alabama law
criminalize consensual sexual conduct between people such
as youth pastors, scout masters, and coaches not employed
The legislature later amended §13A-6-80 to extend the
10
application of the statute to an “adult volunteer in a
position of authority.”
48
by a school and the young people under their authority as
long as they are of the age of consent.
Alabama law makes it a crime to engage in sexual
conduct with anyone without their consent, when they lack
the capacity to consent, or when their consent is gained by
the use of any fraud or artifice.11 Therefore, it is
difficult to argue that §13A-6-81, which criminalized all
sexual acts between any school employee and any student
without any showing that the student’s ability to consent
was in anyway compromised, while failing to similarly
criminalize consensual sexual activity between others who
are in a position of authority with the young men and women
in their charge, is narrowly tailored to, or is even in
furtherance of any conceivable state interest.
The Alabama legislature seemingly acknowledged that
Ala. Code §13A-6-81, as it was defined by former §13A-6-80,
was far too broad to be constitutionally sound when it
significantly narrowed the scope of the statute in 2016.
In 2016, the legislature amended §13A-6-80 to limit the
application of §13A-6-81(a) to situations in which a school
employee “has contact with a student in his or her official
See Ala. Code §§13A-6-61, 13A-6-61, 13A-6-63, 13A-6-64,
11
13A-6-65, 13A-6-66, 13A-6-67, and 13A-6-70
49
capacity as a school employee.” However, the statute which
was applicable at the time of Parker’s conduct included no
such limitation. Accordingly, Parker could be convicted
under the version of the statute which applied to her
without any showing that either of the young men in
question were her students at the time of the sexual acts
or that she had any contact with them in her official
capacity at that time.
The sexual acts in this case were not alleged to have
occurred on school premises nor was there an allegation
that Parker had authority over either young man during the
time she was involved in a sexual relationship with them.
The version of §13A-6-80 and §13A-6-81 that existed at the
time of Parker’s conduct essentially created an
irrebuttable presumption that all school employees hold a
position of authority over all students sufficiently
powerful to overcome the student’s capacity to consent to
sexual conduct. “Statutes creating permanent irrebuttable
presumptions have long been disfavored under the Due
Process Clauses of the Fifth and Fourteenth Amendments.”
Vlandis v. Kline, 412 U.S. 441, 446 (1973).
50
For these reasons §13A-6-81, as defined by former §13A-
6-80, which broadly criminalized all sexual acts between
any school employee and any student, is not narrowly
tailored toward any compelling state interest, nor is it
necessary to further an important governmental interest.
Accordingly, it is unconstitutional as applied to Parker.
D. ALA. CODE §13A-6-81, AS APPLIED IN THIS CASE, IS
UNCONSTITUTIONAL UNDER THE RATIONAL BASIS TEST
As noted above, after Lawrence, there was disagreement
among jurisdictions as to whether statutes infringing upon
sexual privacy are subject to heightened scrutiny or the
rational basis test. As discussed supra, the Eleventh
Circuit Court of Appeals was among those Courts who
initially denied that Lawrence had recognized such a right
and concluded, accordingly, that the rational basis test
should be used to review statutes which are alleged to
infringe on sexual privacy.
In 1568 Montgomery Highway, Inc. v. City of Hoover, 45
So.3d 319 (Ala. 2010), the Alabama Supreme Court examined
the constitutionality of a statute banning the sale of
sexual devices. In deciding the appropriate level of
scrutiny to apply, the Court recognized the split in the
circuits that existed at that time. The Court examined the
51
Fifth Circuit’s opinion in Reliable Consultants, discussed
supra, and the Eleventh Circuit’s opinion in Williams IV.
The Court acknowledged, “It is clear from the discussions
in Williams VI and Reliable Consultants that the debate
about the scope of Lawrence v. Texas remains open.” 1568
Montgomery Highway at 340. The Court ultimately concluded,
“It is the Eleventh Circuit’s view of Lawrence that we
embrace.” Id. The Court then found that the statute in
question was rationally related to the state’s legitimate
state interest in promoting “public morality.” Id. 341.
1568 Montgomery Highway is not controlling in the
present case for two reasons. First, the Court’s decision
was expressly based on the Eleventh Circuit’s decision in
Williams IV. As discussed above, a panel of the Eleventh
Circuit has now acknowledged that it is “convinced
[Williams IV] is wrong” in light of the United States
Supreme Court’s subsequent opinions in Windsor and
Obergefell. Flanigan’s Enterprises at 1348. The Alabama
appellate courts are bound to follow decisions of the
United States Supreme Court when there is a conflict
between a decision of the Alabama Supreme Court and a
decision of the United States Supreme Court. See e.g.
52
Little v. Consolidated Pub. Co., 83 So.3d 517 (Ala. Civ.
App. 2011) where the Court concluded,
“Because our supreme court’s holding in [WKRG–TV v.
Wiley, 495 So.2d 617 (Ala. 1986)] conflicts with the
constitutional protections the First Amendment affords
in circumstances such as those in the instant case, as
those protections have been articulated by the United
States Supreme Court’s holding in [Philadelphia
Newspapers, Inc. v. Hepps, 475 U.S. 767 (1986)], this
court is bound to follow the opinion of the United
States Supreme Court.”
Because the Alabama Supreme Court’s decision in 1568
Montgomery Highway was based on the Eleventh Circuit’s
decision in Williams IV, which the Eleventh Circuit has now
acknowledged “is wrong” in light of the United States
Supreme Court’s decisions in Windsor and Obergefell, this
Court is not bound by 1568 Montgomery Highway to the extent
it conflicts with those US Supreme Court decisions.
Further, the Court in 1568 Montgomery Highway noted
that the statue in question in that case “involves public
commercial activity, not the regulation of private sexual
conduct.” Id. at 341 (emphasis added). In the present
case, Ala. Code §13A-6-81, as applied to Parker,
necessarily involves “the regulation of private sexual
conduct.” For these reasons, 1568 Montgomery Highway is
not controlling.
53
There are jurisdictions which have upheld statutes
prohibiting sexual acts between school employees and
students using the rational basis review. For example, in
State v. Clinkenbeard, 123 P.3d 872 (Wash. App. 2005), the
defendant was convicted for violating a statute which made
it an offense for any public school employee to have sexual
intercourse with a registered student of that school who is
at least 16 years old if there is an age difference of five
years or more between the employee and the student. The
defendant was a 62 year old school bus driver who was
involved in a sexual relationship with an 18 year old
student who had been riding his school bus for several
years. The evidence showed that while the two did not
begin having sex until the student was 18, the romantic
aspect of the relationship began the student was only 12.
The court first found that the rational basis test was
the proper level of scrutiny to apply to the statute:
“Because Lawrence v. Texas does not establish a fundamental
right to all consensual adult sexual conduct, we apply a
rational basis review to Mr. Clinkenbeard’s as-applied due
process and equal protection claims.” Clinkenbeard at 563.
The Court noted that under the rational basis test, “The
54
defendant challenging the constitutionality of a statute
must show that the law is so unrelated to the achievement
of a legitimate purpose that the law is arbitrary or
obsolete.” Id. at 564. In examining the existence of a
legitimate state interest, the Court noted that under
Washington’s state constitution, “The state is
constitutionally obligated to provide an education to its
children.” Id. at 565. The Court reasoned, “As part of
that duty, the state has a legitimate interest in providing
a safe school environment” which includes preventing the
exploitation of students. Id. The Court concluded,
“Because this statute is not wholly irrelevant to the goal
of preventing the exploitation of students, and therefore
is not arbitrary, RCW 9A.44.093(1)(b) did not violate Mr.
Clinkenbeard’s right to substantive due process in this
case.” Id.
It is important to note that State v. Clinkenbeard was
decided prior to the Supreme Court’s decisions in Windsor
and Obergefell which, as a panel of the Eleventh Circuit
noted in Flanigan’s Enterprises, have called into question
decisions from jurisdictions which had previously concluded
that the rational basis test was applicable to statutes
55
infringing on private, consensual sexual conduct under
Lawrence.
Additionally, the Court in Clinkenbeard specifically
noted that the statute in question was directed at “public
school employees.” State v. Clinkenbeard at 567. The Court
noted that because the state had a duty under its state
constitution to provide a public education to its children,
which included a duty to provide “a safe school
environment,” the statute was rationally related to a
legitimate state interest. Id. at 565.
As noted above, there is no similar duty imposed by the
Alabama Constitution. Further, Parker was not a public
school employee, and the young men she was involved with
were not enrolled in public school. Therefore, whatever
interest the state might or might not have in providing a
system of public education is not implicated in this case.
Additionally, the statute in State v. Clinkenbeard was
tailored toward conduct between public school employees and
students attending the same school where there was a
significant age difference between the employee and the
student. The statute in the present case, prior to 2016,
broadly criminalized all sexual acts between anyone who
56
happened to be a school employee and anyone who happened to
be a student without respect to any other factors, while
permitting the same conduct between students and those who
are not school employees, including adult volunteers at the
school who exercised authority over students.
The reasoning of State v. Mole, 994 N.E.2d 482 (Ohio
Ct. App. 2013) is applicable to the present case. In State
v. Mole, a police officer was convicted under a statute
which made it a crime to “engage in sexual conduct with
another, not the spouse of the offender when … the other
person is a minor, the offender is a peace officer, and the
offender is more than two years older than the other
person.” The police officer’s conduct consisted of
engaging in a sexually charged online chat with a girl who
represented that she was 18, but who was actually 14. The
police officer contended that the statute was
unconstitutional as applied to him. The Court first noted
that the defendant had not argued that any fundamental
right was involved. Therefore the rational basis test would
apply:
“The parties do not dispute that this case does not
involve a fundamental right or suspect classification;
thus, a rational-basis review applies.
57
‘The rational-basis test involves a two-step
analysis. We must first identify a valid state
interest. Second, we must determine whether the method
or means by which the state has chosen to advance that
interest is rational.’”
State v. Mole at 484 (quoting McCrone v. Bank One Corp.,
839 N.E.2d 1, 5 (Ohio 1990).
The Court conceded,
“Because a police officer may be held to a higher
standard of conduct than an ordinary citizen, even
when the police officer is off duty, prohibiting
sexual relationships between police officers and
minors may therefore rationally advance a legitimate
state interest, we think, especially if the police
officer uses his or her occupation to influence the
minor into the relationship.”
Id. at 485.
However, the Court noted, “Our greater concern is with
the second prong of the test: whether the state’s method or
means of achieving its interest is rational.” Id. at 486.
The Court contrasted the statute with other subsections of
the same statute, each of which “requires the offender have
custody, authority, control, and/or some sort of other
authoritative relationship with the victim.” Id. at 487.
For example, the Court noted that other subsections
“prohibit coaches, scouting leaders, instructors, and
clerics from having sexual relationships with members of
their teams, troops, and congregations” but “does not
58
prohibit such relationships with other minors not under the
influence or supervision of the offender.” Id. at 487. The
Court noted that the statute being challenged prohibited
peace officers from having sexual conduct with a minor
without regard to whether the officer “used his or her
position to facilitate the offense or the victim was in the
custody, control, or under the supervision or influence of
the peace officer.” State v. Mole at 487. The Court
concluded,
“We agree with Mole that one’s occupation as a peace
officer alone, without more, does not provide a person
with an ‘unconscionable advantage’ over a minor.
Consequently, because the state’s method or means of
achieving its interest is not rational, R.C.
2907.03(A)(13) fails the second prong of the rational-
basis test.”
Id. at 488 (emphasis added).
Likewise, in the present case, the statute criminalizes
all sexual acts between school employees and students
without requiring any showing that the employee “used his
or her position to facilitate the offense or the victim was
in the custody, control, or under the supervision or
influence of the” school employee. Accordingly, while the
state may have a legitimate interest in prohibiting school
employees from using their position to sexually exploit
59
students, the statute’s broad criminalization of all sexual
acts between any school employee and any student is not
rationally related to that goal.
For these reasons, §13A-6-81, as defined by former
§13A-6-80 as it existed at the time of Parker’s conduct, is
unconstitutional as applied in this case under the Due
Process Clause.
III. ALA. CODE §13A-6-81, AS DEFINED BY FORMER §13A-6-80,
VIOLATES THE EQUAL PROTECTION CLAUSE OF THE FOURTEENTH
AMENDMENT
Ala. Code §13A-6-81, as defined by former §13A-6-80,
also violates the Equal Protection Clause of the Fourteenth
Amendment to the United States Constitution. The test for
determining the appropriate level of scrutiny was set out
in State v. C.M., 746 So.2d 410, 414 (Ala. Crim. App.
1999):
“Claims that a law violates an equal protection right
have traditionally been reviewed applying one of three
levels of review. The level of review depends on the
parties involved and the right affected by the law. If
the law affects a fundamental right or a suspect class
a reviewing court applies the ‘strict scrutiny’
standard of review. An intermediate level of review is
applied if the law affects a protected economic
interest or liberty. If the law ‘does not employ a
classification based on race, sex, national origin, or
legitimacy of birth and does not impinge upon a
fundamental right’ it is subject to review under the
rational-relationship analysis.’”
60
State v. C.M., 746 So.2d 410, 414 (Ala. Crim. App.
1999)(quoting Ex parte Robertson, 621 So.2d 1289 (Ala.
1993)(emphasis added).
Alabama law treats employees of schools differently
than members of every other occupation with regard to their
private, consensual sexual relationships with others who
are of the age of consent. Ala. Code §13A-6-81
criminalizes such conduct between all school employees and
every person who is “a student.” Alabama law imposes no
criminal liability on members of other occupations for
engaging in consensual sexual conduct with any person 16 or
over even if that person is a minor over whom they hold
authority or with whom they hold a position of trust.12
Because the classification in question touches upon the
right to private, consensual sexual intimacy – a liberty
interest which the United States Supreme Court recognized
was entitled to constitutional protection in Lawrence,
12The one exception to this is Ala. Code §14-11-31 which
creates the offense of “custodial sexual misconduct.” Ala.
Code §14-11-31, as defined by §14-11-30 makes it a class C
felony for persons with “responsibility for the care,
control, or supervision of pretrial or sentenced persons in
a penal system or detention facility” to engage in sexual
conduct with people in custody, or for probation or parole
officer to have sexual conduct with “a person who is under
the supervisory, disciplinary, or custodial authority of
the officer.”
61
Windsor, and Obergefell – the statute is subject to strict
scrutiny, or at least intermediate scrutiny – as noted in
State v. C.M. For all of the reasons already discussed
above with regard to substantive due process, which are
herein incorporated by reference, the classification in
this case is not narrowly tailored to a compelling state
interest or necessary to the furtherance of any conceivable
important governmental interest.
Nor is the classification even rationally related to
any legitimate state interest. In State v. Mole, discussed
supra, the Court found that the statute which criminalized
sexual conduct between all peace officers and almost all
minors, violated the equal protection clause because it was
not rationally related to any state interest. The court
based this on the fact that other subsections of the same
statue criminalized sexual conduct between coaches and
their minor players, scout leaders and their minor troop
members, and clerics and minor members of their
congregations. However, the subsection applying to peace
officers included no such authoritative limitation and
broadly criminalized all sexual conduct between peace
officers and most minors.
62
The equal protection problems with the statute in the
present case are even more glaring than those outlined in
State v. Mole. Compared to most states, Alabama law
provides broad freedom from criminal liability for
consensual sexual conduct with those who are of the age of
consent. Unlike many other states, Alabama law imposes no
criminal liability on members of any other occupation
(outside the state’s penal system) for consensual sexual
conduct with 16, 17, and 18 year olds. This freedom is
denied to the members of one, and only one occupation –
school employees. Therapists and doctors are not
criminally prohibited from having consensual sex with their
16 year old patients.13 Ministers are not criminally
prohibited from having consensual sex with 16 year olds in
their congregation. Attorneys are not criminally
prohibited from having consensual sex with their 16 year
old clients. However, Ala. Code §13A-6-81, as defined by
former §13A-6-80, criminalizes any sexual conduct between a
school employee and almost all minors, since nearly all 16,
17, and 18 year olds are going to be students enrolled in
some school, and it included no requirement that the school
13Certainly there may be civil penalties, but the conduct
is not criminally prohibited.
63
employee in question even have contact with the student in
any official capacity. A 21 year old janitor for the
Tuscaloosa City School system who goes to Gulf Shores for
spring break and has sex with a 18 year old senior from
Daphne High School is guilty of a class B felony.14 But a
65 year old doctor, minister, therapist, or attorney is not
subject to criminal liability in Alabama for having
consensual sex with a 16 year old over whom he has
authority or with whom he holds a position of trust. There
is no rational basis for this gross disparity in treatment
between school employees and other occupations with regard
to the criminalization of their private, consensual sexual
conduct.
Whatever the State’s purpose was in enacting Act 2010-
497 in its original form, the State’s grossly differential
treatment of school employees and the members of every
other occupation is not rationally related to any
conceivable state interest. Accordingly, Ala. Code §13A-6-
81 is unconstitutional under the Equal Protection Clause of
the Fourteen Amendment.
As noted above, a prison guard having consensual sex with
14
a 16 year old under his authority would be guilty of only a
class C felony.
64
CONCLUSION
For the foregoing reasons, the Defendant respectfully
requests that this Honorable Court reverse the Judgment of
the Trial Court with instructions that the Defendants’
convictions based on her guilty pleas be set aside, and the
charges against her dismissed.
Respectfully submitted this 6th day of February, 2018.
s/ Mary Virginia Buck
Mary Virginia Buck
Attorney for Appellant
13112 Martin Road Spur
Northport, AL 35473
(205) 752-6773
[email protected] CERTIFICATE OF SERVICE
I hereby certify that I have this date served a copy of
the foregoing on the Alabama Attorney General by means of
e-filing at [email protected].
This the 6th day of February, 2018.
s/ Mary Virginia Buck
Mary Virginia Buck
65
APPENDIX
ATTACHMENT A
LIST OF ADVERSE RULINGS
ADVERSE RULINGS
Trial Court’s denial of the Motion to Hold §13A-6-81(a)
Unconstitutional As Applied (C.90, 165).
Trial Court’s reiteration of its denial of the Motion to
Hold §13A-6-81(a) Unconstitutional As Applied (R.7, 14).
a
APPENDIX
ATTACHMENT B
ACT 2010-497
2010 Alabama Laws Act 2010-497 (H.B. 38)
ALABAMA 2010 SESSION LAW SERVICE
2010 REGULAR SESSION
Additions and deletions are identified in House Bills.
Act 2010–497
H.B. No. 38
CRIMES AND OFFENSES—SEX CRIMES—ACTS BETWEEN SCHOOL EMPLOYEES AND STUDENTS
By: Representative Newton (D)
Enrolled, An Act, Relating to crimes and offenses; to provide for the crimes of a school employee engaging in a
sex act, deviant sexual intercourse, or having sexual contact with a student; to provide penalties; and in connection
therewith would have as its purpose or effect the requirement of a new or increased expenditure of local funds
within the meaning of Amendment 621 of the Constitution of Alabama of 1901, now appearing as Section 111.05
of the Official Recompilation of the Constitution of Alabama of 1901, as amended.
BE IT ENACTED BY THE LEGISLATURE OF ALABAMA:
Section 1. (a) A person commits the crime of a school employee engaging in a sex act or deviant sexual intercourse
with a student under the age of 19 years if he or she is a school employee and engages in a sex act or deviant sexual
intercourse with a student, regardless of whether the student is male or female. Consent is not a defense to a charge
under this section.
(b) As used in this section, “sex act” means sexual intercourse with any penetration, however slight; emission is not
required.
(c) As used in this section, “deviant sexual intercourse” means any act of sexual gratification between persons not
married to each other involving the sex organs of one person and the mouth or anus of another.
(d) The crime of a school employee engaging in a sex act or deviant sexual intercourse with a student is a Class B
felony.
Section 2. (a) A person commits the crime of a school employee having sexual contact with a student under the age
of 19 years if he or she is a school employee and engaging in sexual contact with a student, regardless of whether the
student is male or female. Consent is not a defense to a charge under this section.
(b) As used in this section, “sexual contact” means any touching of the sexual or other intimate parts of a student,
done for the purpose of gratifying the sexual desire of either party. The term includes soliciting or harassing a
student to perform a sex act.
(c) The crime of a school employee having sexual contact with a student is a Class A misdemeanor.
Section 3. A school employee charged with the crime of engaging in a sex act or deviant sexual intercourse with a
student or the crime of having sexual contact with a student may be placed on paid administrative leave while the
charge is adjudicated. Upon the adjudication of the charge, further disciplinary action may be taken in accordance
with the Teacher Tenure Act, Section 16–24–1, et seq., the Teacher Accountability Act, Section 16–24B–1, et seq.,
or the Fair Dismissal Act, Section 36–26–100, et seq., whichever is applicable.
Section 4. For purposes of this act, “school employee” includes a teacher, school administrator, student teacher,
safety or resource officer, coach, and other school employee.
Section 5. Although this bill would have as its purpose or effect the requirement of a new or increased expenditure
of local funds, the bill is excluded from further requirements and application under Amendment 621, now appearing
as Section 111.05 of the Official Recompilation of the Constitution of Alabama of 1901, as amended, because the
1
bill defines a new crime or amends the definition of an existing crime.
Section 6. This act shall become effective on the first day of the third month following its passage and approval by
the Governor, or its otherwise becoming law.
Approved April 21, 2010.
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APPENDIX
ATTACHMENT C
Act 2016-354 (IN PERTINENT PART)
2016 Alabama House Bill No. 238, Alabama 2016 Regular Session
ALABAMA BILL TEXT
TITLE: Children, criminal penalties for distrib. of harmful material to minor by school employee, out of
court statements by minors allowed under certain conditions, certain individuals with certain credentials
auth. to work in child care facilities, criminal penalties for sexual abuse by foster parents, Sec. 38-7-20 added;
Secs. 13A-12-200.5, 15-25-31, 26-14-3, 38-7-2 am’d.
VERSION: Adopted
May 11, 2016
Collins
SUMMARY: An Act, Relating to children; to add Section 13A-6-82.1, to the Code of Alabama 1975, to create the
crime of a school employee transmitting obscene material to a student; to amend 13A-6-80, 13A-6-81, 13A-6-82,
Code of Alabama 1975, relating to sexual conduct by school employees, to further provide for the crimes of sexual
contact or soliciting a sex act with a student; to amend Section 15-25-31, Code of Alabama 1975, to provide for the
admissibility of certain out-of-court statements by children under the age of 12 years in certain child abuse and
neglect criminal proceedings; to amend Section 26-14-3, Code of Alabama 1975, to reference a specific definition of
child abuse and neglect in mandatory child abuse and neglect reporting provisions; to amend Section 38-7-2, Code
of Alabama 1975, to revise the definition of day care center; to add Section 38-7-20 to the Code of Alabama 1975,
to authorize an individual under 19 years of age with certain credentials to work in a day care center and to count in
the staff-child ratio; to provide specific criminal penalties for sexual offenses by foster parents against foster
children; to amend Section 15-20A-5, Code of Alabama 1975, as last amended by Act 2015-463, to specify that a
conviction of a sex offense by a foster parent would subject a defendant to sex offender registration; and in
connection therewith would have as its purpose or effect the requirement of a new or increased expenditure of local
funds within the meaning of Amendment of the Constitution of Alabama of 1901, now appearing as Section 111.05
of the Official Recompilation of the Constitution of Alabama of 1901, as amended
TEXT:
ACT #2016-354
HB238
172700-4
By Representative Collins
RFD: Judiciary
First Read: 16-FEB-16
ENROLLED,
An Act, Relating to children; to add Section 13A-6-82.1, to the Code of Alabama 1975, to create the crime of a
school employee transmitting obscene material to a student; to amend 13A-6-80, 13A-6-81, 13A-6-82, Code of
Alabama 1975, relating to sexual conduct by school employees, to further provide for the crimes of sexual contact or
soliciting a sex act with a student; to amend Section 15-25-31, Code of Alabama 1975, to provide for the
admissibility of certain out-of-court statements by children under the age of 12 years in certain child abuse and
neglect criminal proceedings; to amend Section 26-14-3, Code of Alabama 1975, to reference a specific definition of
child abuse and neglect in mandatory child abuse and neglect reporting provisions; to amend Section 38-7-2, Code
of Alabama 1975, to revise the definition of day care center; to add Section 38-7-20 to the Code of Alabama 1975,
to authorize an individual under 19 years of age with certain credentials to work in a day care center and to count in
the staff-child ratio; to provide specific criminal penalties for sexual offenses by foster parents against foster
children; to amend Section 15-20A-5, Code of Alabama 1975, as last amended by Act 2015-463, to specify that a
conviction of a sex offense by a foster parent would subject a defendant to sex offender registration; and in
1
connection therewith would have as its purpose or effect the requirement of a new or increased expenditure of local
funds within the meaning of Amendment 621 of the Constitution of Alabama of 1901, now appearing as Section
111.05 of the Official Recompilation of the Constitution of Alabama of 1901, as amended.
BE IT ENACTED BY THE LEGISLATURE OF ALABAMA:
Section 1. Section 13A-6-82.1 is added to the Code of Alabama 1975, to read as follows:
§13A-6-82.1.
(a) A person commits the crime of school employee distributing obscene material to a student if he or she is a school
employee and distributes or transmits, by any means, obscene matter that depicts sexual intercourse, sexual
excitement, masturbation, breast nudity, genital nudity, or other sexual conduct to a student.
(b) A school employe employee distributing obscene material to a student is a Class A misdemeanor.
Section 2. Sections 13A-6-80, 13A-6-81, 13A-6-82, Section 15-20A-5, Code of Alabama 1975, as last amended by
Act 2015-463, 15-25-31, 26-14-3, and 38-7-2, Code of Alabama 1975, is amended to read as follows:
”§13A-6-80.
”(a) For purposes of this article, school employee includes a teacher, school administrator, student teacher, safety or
resource officer, coach, and volunteer adult volunteer in a position of authority or any other school employee
who has contact with a student in his or her official capacity as a school employee.
(b) For purposes of this article, a “student” is defined as any person under the age of 19 years enrolled or
attending classes in a licensed or accredited public, private, or church school that offers instruction in grades
K-12, regardless of whether school is in session.
”§13A-6-81.
”(a) A person commits the crime of a school employee engaging in a sex act or deviant sexual intercourse with a
student under the age of 19 years under the age of 19 years if he or she is a school employee and engages in a sex
act sexual intercourse as defined by Section 13A-6-60(1) or deviant sexual intercourse as defined by 13A-6-60(2)
with a student, regardless of whether the student is male or female. Consent is not a defense to a charge under this
section.
”(b) As used in this section, sex act means sexual intercourse with any penetration, however slight; emission is not
required.
”(c) As used in this section, deviant sexual intercourse means any act of sexual gratification between persons not
married to each other involving the sex organs of one person and the mouth or anus of another.
”(d) (b) The crime of a school employee engaging in a sex act or deviant sexual intercourse with a student is a Class
B felony.
”§13A-6-82.
”(a) A person commits the crime of a school employee having sexual contact with a student under the age of 19
years under the age of 19 years if he or she is a school employee and engaging engages in sexual contact, as
defined by Section 13A-6-60(3), with a student, regardless of whether the student is male or female. Consent is not
a defense to a charge under this section. The crime of a school employee having sexual contact with a student is
a Class C felony.
”(b) A person commits the crime of a school employee soliciting a sex act with a student under the age of 19
2
years if he or she is a school employee and solicits, persuades, encourages, harasses, or entices a student to
engage in a sex act including, but not limited to, sexual intercourse, as defined by Section 13A-6-30(1), deviate
sexual intercourse, as defined by Section 13A-6-30(2), or sexual contact, as defined by Section 13A-6-30(3).
The crime of soliciting a student to perform a sex act is a Class A misdemeanor.
”(b) As used in this section, sexual contact means any touching of the sexual or other intimate parts of a student,
done for the purpose of gratifying the sexual desire of either party. The term includes soliciting or harassing a
student to perform a sex act.
”(c) The crime of a school employee having sexual contact with a student is a Class A misdemeanor.