Architectural
PROFESSIONAL PRACTICE
AND
ETHics. INDIA.
THE REGULATORY AUTHORITY
FORTHE ARCHITECTURAL PROFESSIONUNIT! INTRODUCTION TO ARCHITECTURAL PROFESSION CODE OF
‘AND ET acS
Inpatance of Archtoctul Proosson ~ Rel of Actitud: in Socal —Registaton of Artes
"prerave’s oie nd ranagement ~ Location, orgaisatona stu asc
requrement, sis requ, elrentary accounts Tax abies
Rol of indian Inte of Archies - Arciacs Act 1672 (lan. objcives, provisions
‘oom arcraocurs prac)" Counc of waco (xe ond uncon) ~ impact
fics in potessona pracice ~ Cade of conduct for acc, punive acon fr pofessonal
rrisconduet of on archet
UNIT ARCHITECT'S SERVICES, SCALE OF FEES & COMPETITIONS °
Mode of engaging an arcitec! ~ Comprehensive servers, pari services ond
Sorgces —"Seapo f work of an arcvoe!~ Schodulo Of srveces ~ Scalo of feos ‘ot
‘reac norms) ~ Modo of paynont ~ Toms nd eondhons of engagement ~ Later of
ow ens n roc aon an ret ps edn (9, PROT, BOLT B00 te)
ojecis ~The proces (Expression of rest. Requist for Proposl, Mado of
tno os rdf mom).
UNTW LEGAL ASPECTS .
‘Atitaion (Oolinon, Advariges of sbirabon, Sole and jont atari, Roe of ures,
‘Awana, Conduct of arranen proceeangs} = Afraton cause m-conrac agreement (re of
‘rca excepted mates)
acer (aang, ype of easements, acquit, exnckon and protection)
Copy gts end patenting - (rovsions of copy right ats in Ia acd abroad, copy right
‘rceactual proezson)
‘Consumer Prtochon Ac (tort, rchiect spent towards hs cnt)
UNITY IMPORTANT LEGISLATIONS AND CURRENT TRENDS. °
im Second Masia Pian Tor CMA, Chennat Coporation Buling Fuses
ota °Pacones ha Persons win Disaiees AclBarnr Fee ronan: Cost fepsaton
Zone Horne Act
‘lecatsaton and ts impact on archtocturlpofossio -Proprcdness fr imatonl pectin —
ny of Forgn archiecis m ina = Intormaton Technstogy and ts mpact on areca
proctes
Emerging specaisaions in tho ld of Architecture — Architect as constuction / Project
eeCLASS 1
18.7.2017
UNIT1
INTRODUCTION TO
ARCHITECTURAL PROFESSION CODE OF CONDUCT & ETHICSIS ARCHITECTURE A PROFESSION ORA
BUSINESS
qCOMPARISON OF PROFESSION AND BUSINESS
OBJECTIVE — Earning profit Rendering service
QUALIFICATION — Nothing Specialized
knowledge required
ESTABLISHMENT —= Entrepreneur decision Membership of the
and fulfillment of legal professional and certificate to
formalities practice is needed
CODE OF CONDUCT += —> _No prescribed Code of conduct prescribed
code of conduct need to be followed
ADVERTISEMENT —— Products and services are Advertisement is strictly
advertised to increase sale prohibited as per code of
conduct
REWARD —> Profit Professional fee
RISK FACTOR ——> Always present Not always present
‘TRANSFER OF INTEREST > Possible Not possible
CAPITAL —> Capital requires basedon Limited capital is required
the size & nature of the
businessCLASS 2
20.7.2017
UNIT1
INTRODUCTION TO
ARCHITECTURAL PROFESSION CODE OF CONDUCT & ETHICSHISTORY OF ARCHITECTURAL PROFESSION & PRACTICE IN INDIA
EAST INDIA COMPANY (1757 to 1858)
BRITISH RAJ /RULE (1858 to 1947)
TO ESTABLISH THE KINGDOM
GOVN BUILDINGS TO BE CONSTRUCTED
BRITISH ARCHITECTS INVITED TO INDIA
CONSTRUCTED FAMOUS BUILDINGS
C.ST BUILDING (VT RAILWAY STATION) MUMBAI
> VICTORIA MEMORIAL KOLKATTA,
>TAJ MAHAL PALACE HOTEL MUMBAI
> RIPON BUILDING CHENNAI
REQUIRED TRAINED ASSISTANTS TO WORK
STARTED.
‘SCHOOL OF ARCHITECTURE MUMBAI 1913
RENAMED
SIRJ.J COLLEGE OF ARCHITECTURE
Oldest school in Asia
APART FROM GOVN ASSIGNMENTS
BRITISH STARTED THEIR PRACTICE IN INDIA.
WORKED FOR MAHARAJAS , EUROPEAN BUSSINESS HOUSES ETCDID YOU EVER THOUGHT WHY NORTH IS DOMINATING
SOUTH IN THE FIELD OF ARCHITECTUREPROFESSIONAL ORGANIZATION IN INDIA
BAR COUNCIL OF INDIA
LAWYER,
INDIAN INSTITUTE OF ARCHITECTS
COUNCIL OF ARCHITECTURE pian aciecar COUNEL
“puvsicians @ ~~
NK. __ _ SURGEONS
|
INDIAN INSTITUTE OF ENGINEERS
ENGINEERS.FUNCTIONAL STRI URE OF COA
ACHIEF ARCHITECTS
EX-OFFICIO FROM 1 ARCHITECT
‘CPWD,DEFENCE RAIL NOMINATED BY
Way ETC STATE GOVN
2 PERSONS NOMINATED BY
INSTITUTE OF ENGINEERS
1 PERSON NOMINATED BY
INSTITUTE OF SURVEYORS.
PRESIDENT
5S MEMBERS
EXECUTIVE COMMITEE
3 MEMBERS
DISCIPLINARY COMMITEE
5 PERSONS ELECTED
FROM HEAD OF
INSTITUTIONS
2 PERSON 1 PERSON.
NOMINATED NOMINATED BY
BY AICTE ‘CENTRAL GOVN
NON ARCHITECT
> COA SHOULD MEET EVERY 6 MONTHS
> ANNUAL REPORT NEED TO BE PUBLISHED IN THE GAZETTE OF INDIA
THREE MAIN FUNCTION OF COA:
> Enrolment of persons holding recognized qualifications
> Regulate professional conduct of architects
> Assessment of the standard of education & training of architects within countryFUNCTIONAL STR!
PRESIDENT 2-VICE 2-JOINT HONORARY HONORARY
PRESIDENT SECRETARIES TREASURER
Lzss[—— [fee] = Liss] "Sx" |
> ANY STUDENT FROM COLLEGE OF | > GRAGUATE FROM IARECOGNIZED > ANASSOCIATE MEMBER WITH 36 AND | > PERSONAMAY NOTE &
[ARCHITECTURE ‘COLLEGE OF ARCHITECTURE [MORE YEARS OL AND HAS BEEN ‘QUAUEIED ARCHTECT, BUT
> PAY MEMBERSHIP FEE >> HE CAN ATTEND GENERAL BODY ASSOGATE MEMBERFOR MORETHAN | CONTRIBUTED TO
> ACCESS RESOURCE LIKE LIBRARY MEETING & OTHER ACTIVITIES TEN YEARSCAN BECOME FELLOW [ARCHITECTURAL PROFESSION IN
> ATTEND VARIOUS PROGRAMME | > HE CAN VOTESASWELLAS CONTEST IN. | MEMBER ON APPLICATION some WAY
ORGANISED BY M4 ELECTION HELD BY IIA > THEY CANPRACTICEAS ARBTRATOR | > NOVOTING RIGHT
> NOVOTING FIGHT > THEVCAN WATE ALLA AFTER HS | > ALLOTHER RIGHTS OF FELLOW MEMBER | > THISIS ONLY A HONOR
> CANNOTATTEND GENERAL BODY | NAME ISTHE SAME ASAN ASSOGATE ‘BESTOWED ON THE PERSON
MEETING >» PAY MEMBERSHIP FEE > PAY MEMBERSHIP FEECLASS 3
25.7.2017
UNIT1
INTRODUCTION TO
ARCHITECTURAL PROFESSION CODE OF CONDUCT & ETHICSARCHITECTURE PRACTICE
—
yea
tas
INDIVIDUAL
SIZE OF PARTNERSHIP
> Investment of capital is done
by individual
> Decision making authority
Single owner is Responsible to
handle both profit and loss
‘OWNERSH
OWNERSHIP Is SHARED
BYTWOORMORE =>.
PARTNERS
FIRM INCREASES AND
ANNUAL INCOME OF
Investment of capital will be
taken care by the partners
> Partnership activity is
governed by (INDIAN
PARTNERSHIP ACT 1932)
> Sharing of profit can be equal
or unequal basis as per the
agreement.
> (ARCHITECTS ACT 1972) says
‘that in an architectural firm all
partners should be registered
architects
FIRM GOES UP
(For Tax Benefits They Wall
Convert The Firm Into
Private Limited Company)
> Company has to be registered
‘with REGISTRAR OF
‘COMPANIES as per(companies
act 1956)
>If non architects were one of
the member of the company
‘then company will be
registered as business firm
NOT A PROFESSIONAL FIRM.
> They can offer variety of
services in one single roof.ARCHITECTURE OFFICE ORGANIZATION STRUCTURE
DESIGN OFFICE
|_principat_{
STRUCTURAL / SURVEY
DEPARTMENT
ADMINISTRATION |
FUNCTION
Development of design concept
> Scheme drawing
> Municipal drawing
> Working drawing,
> Details
> Presentation drawings
Views ete
POSTS
Senior architect
> Project architect
assistant architect
PJunior architect
> Drafts man
> Trainee
> REFERENCE LIBRARY IN THE OFFICE ( Catalogues of building materi
FUNCTION
> Structural design
> inputs
> Land survey
> Quantity survey
> Specifications
Estimation
> Preparation of contract papers
> Bill checking & checking of item
rates etc
FUNCTION
Office correspondence
> Book keeping
Accounts
> Observation of govt tax, rules
Stationery purchase
> Maintenance of office equipment
House keeping
Posts
> Structural designer
> Quantity surveyor
> Civil engineer
> Draftsman
Posts
> Manager/Secretary
Accounts clerk
>Clerk/typist
Receptionist
Peon
|, Reference books, Drawings & CDARCHITECTURE PRACTICE — SETTING UP THE OFFICE
> Office is an entity different from yourself
> Capital invested is a loan to office
>The office should pay back the money in the form of profit with interest too.
Start your proprietary firm
Open 2 Fresh Bank Account apart from ongoing personal account
Office Account (strictly office account)
Capital is deposited in this account
All office expense is taken care by this account
Fees will also be deposited in this account
Detailed Pay In Slip Book should be maintained for all cheque with proper Bill No
Office account is usually Current Account, so no need to keep huge amount, you wont get interest as it’s not an saving
account.ARCHITECTURE PRACTICE — FINANCE MANAGEMENT — ELEMENTARY ACCOUNTS:
Book of account and other documents need to be maintained
in an office under the rules of income tax act
Following are the documents
1. CASH BOOK
2. JOURNAL
3. CARBON COPIES OF MACHINE NUMBERED BILLS
4, BILLS, RECEIPTS AND VOUCHERS
5. LEDGER
> CASH BOOK
-Its a Record Of All Transactions (income and expenditure in
cash)
-Each expenditure shall be supported by either a Receipt Or
Voucher
-If there is no cash transactions in office no need to maintain
cash book
PETTY CASH BOOK
It’s a record of day to day expenditure (tea, coffee, stationery)
of small value is entered in this book }
> LEDGER
Transactions recorded in cash book and journal are posted
in the ledger under Different head of accounts.
For an architects office different head of expenditure
mentioned below:
1. Office rent and other charges like common service
charges of the building or property tax
Stationery & printing charges
Postage
Electricity bills,
Telephone bills
Salary bill paid to slip
Fees paid to consultants & surveyors
Interest paid to loan amount
Membership fees, registration charges in professional
bodies and clubs, expenses for attending professional
seminars, conventions, workshaps, meetings etc.
10. Purchase of book, periodicals, newspapers etc
11. Travelling expenses
2.ARCHITECTURE PRACTICE — FINANCE MANAGEMENT -INCOME TAX & LIABILITIES
INCOME TAX
Thisis the central government tax on the income of an individual and of company as well.
GROSS INCOME — ALLOWABLE EXPENSES = NET INCOME
(100 Rupees) (60 Rupees) (40 Rupees)
(Net income alone is considered for taxation)
Expenditure under all the above Heads Explained Under Ledger above up to certain proportion is Allowable Expense
Many ways to save money and to pay minimum taxes
Money spend on the Following Schemes will Help In Reducing The Tax
1. UFE INSURANCE
2. PUBLIC PROVIDENT FUND
3. NATIONAL SAVING SCHEME
4, LOAN FROM BANK
> Hand loan when returned is not deductible from the gross income.
> Money if borrowed from any bank, the loan and the interest paid will be deductible from the gross income.
Its convenient to borrow money for the development of officeARCHITECTURE PRACTICE — ACTS TO BE FOLLOWED BY IN THE PRACTICE
When an architect employs more than Ten Employees then its Ne more a small office.
‘The office has to be covered under the definitions of an industry as per Industrial Disputes Act Of 1947
The owner of the office has to make following provisions:
> PAYMENT OF GRATUITY ACT
Person who has completed minimum five years of service in a company is eligible to get gratuity at his time of termination of
service
> PAYMENT OF BONUS ACT
‘This is applicable to an establishment where Twenty Or More Person are employed.
Under this act employer has to pay 8.33% Of Annual Salary (one month salary) and maximum up to 20 %
(even though the office is small , u should keep your employee happy by giving gracious amount per year as per your capacity)
> EMPLOYEES PROVIDENT FUND ACT
‘This is applicable to an establishment where Twenty Or More Person are employed,
Under this act, it’s a legal responsibility of an employer to deduct from the salary of an employee ,A Certain Amount Will Be Paid
‘To The Government Treasury Along With Employer's Contribution
>T.D.S (TAX DEDUCTED AT SOURCE)
Payment of Income Tax And Professional Tax is an individual's Responsibility
If the office grow big ,this Responsibility Is Taken Care By The Employer.
Income and professional tax will be deducted and paid to the government treasury by the employer.STUDENTS TASK NO 1
Students were advised to form a group of five
The Main Task Was To Create
Aprofile of their own Dream Architect's Office
The intent of this exercise was to understand the structure and
ethics involved in running an Architects office
?The Design Mill
Founder
TWE TEAM
Doordarshan Doordarshan Design Studio
292 ARCHITECTS
10.2017
—— i PEOPLE
= Sculptit Our TeamsCLASS 6
3.8.2017
UNIT1
INTRODUCTION TO
ARCHITECTURAL PROFESSION CODE OF CONDUCT & ETHICS| 1 cea
f
\ f *
Lf |
ew) — see — a — eq —— eeADVISOR
Using the best of his knowledge and experiences he should advice the
dient
His advice must be only in the interest of his cent.
(GENERAL MANAGER
“He Is entrusted with financial undertakings
He has to co ordinate with many agendes like a general manager
His honesty of purpose must be above suspicion
AUDITOR
He has to certify bills, payments & fees to the contractors and other
consultant
He has to work as an auditor
He must be selfless & impartial
SUPERVISOR
Architect must frequently visit work under construction irrespective of
‘the distance
He has to Inspect site either work has been carried out as per
‘conditions anc specification of the contract
“The owner or the cient completely rely on the architectin this aspect
UMPIRE
He has to work ike an umpire incase of dispute between the owner &
‘the contractor
He must at with enti
impartiality
‘SOCIAL CONSCIOUSNESS
He has the moral responsibility towards the society
His behavior in the society reflects upon the architectural fraternity as a
whole
EDUCATOR:
He shall educate directly or indirectly his clients and the society to
Improve quality of living and environment
‘hese are the moral and legal expectations of an architect
[AT THE COMMENCEMENT OF THE CAREER, ARCHITECT HAS
‘THE FOLLOWING OPTIONS:
> To buya practice or may inherit the practice
> Towork ina firm and climb the ladder of promotion to the
stage of becoming a principal or the partner of firm
> Leave the firm and start his own practice
» To win a competition and start his own practice
> Individual joining together and starting a practice as,
partners
ADVANTAGES OF WORKING IN A WELL ESTABLISHED FIRM :
> Pleasant atmosphere, location, situation etc
> High salary
> High standard for design and its preparation
> Sufficient time available for research
* Able to handle big projects within a short time
SHORT COMINGS OF THE OWN PRACTICE:
> Ashe is the principal architect he has to do all technical
and research work himself and he will thus lack in good,
technical information
> Less productivity
> Long period of experience required to handle big projects
> Cannot satisfy the dient so far as the speed is concerned
> No vacation for the principal , when he is ll, the work will
suffer
ARCHITECTS CAREER & POSSIBILITIESDUTIES AND RESPONSIBILITIES OF A PRINCIPAL ARCHITECT
By developing his one man practice architect gradually assumes the principal and a stage might come when he simply become
an artist administrator
He is the chief man in the office with legal and financial responsibilities
rs;
‘To keep @ steady flow of work so as to maintain the high standard of his office
vi
To take active part in the social activities
To submit work for publication in technical journals
> Te coordinate with various consultants to obtain the desired results without any hitch and delay
> Proper distribution of work among office staff member
Financing of the office
Attend to contract, cost planning and time limit for the completion of the worka )
from SPECIALIZATION
FRENDS& |
eLanives
| woRK FOR a
\ | AN Bree
previous
‘—\__ ARCHITECT WORK
( eviuck
BY WINNING
10,
6,
Office location should be ina prominent
and convenient place for easy accessibility
Architects office need to be designed ina
functional manner
Allinmates should get proper ventilation
and lighting
Care should be taken that no over
‘crowding takes place
Architect should itself be methodical, then
only he can expect discipline from his
office staffs
His eabin should bear evidence of his
professional status
He should arrange appointments with his
clients in a proper way to avoid long
waiting time
He should be ready for the clients meeting
as per the appointment with all necessary
requirements
Catalogue and samples should be properly
arranged
Sufficient time and care should be allotted
for all the office staff members
Office should posses a good library6.
|
Ensure that his professional activities do not conflict with
his general responsibility to contribute to the quality of the
‘environment and future welfare of society
Apply his skill to the creative, responsible and economic
development of his country
Provide professional services of a high standard, to the best
of his ability
If in private practice, inform his Client of the conditions of
‘engagement and scale of charges and agree that these
conditions shall be the basis of the appointment
He will not pass on the work to another architect without
prior agreement of his Client
Not give or take discounts, commissions, gifts or other
inducements for the introduction of Clients or of work
Act with fairness and impartiality when administering a
building contract
Maintain a high standard of integrity
Promote the advancement of Architecture, standards of
Architectural education, research, training and practice
10) Conduct himself in a manner which is not derogatory to
his professional
11) Character, nor likely to lessen the confidence of the public
in the profession, nor bring Architects into disrepute
12) Compete fairly with other Architects
13) Observe and uphold the Council's conditions of
engagement and scale of charges
14) Not supplant or attempt to supplant another Architect
15) Not prepare design free of charge or for a reduced fee
showever he may take part in competition approved by the
council
16) Must not accept a project which he knows has been
given to other architect , before he make sure that the
previous appointment has been properly terminated and
his dues has been settled. He must notify the previous
architect before accepting the proposal.
17) Comply with Council's guidelines for Architectural
competitions and inform the Council of his appointment as
assessor for an Architectural competition18) When working in other countries, observe the
requirements of codes of conduct applicable to the
place where he is working
19) Not have or take as partnerin his firm any person
whe is disqualified for registration by reason of the
fact that his name has been removed form the
Register under Section 29 or 30 of the Architects Act,
1972
20) Provide their employees with suitable working
‘environment, compensate them fairly and facilitate
their professional development
21) Recognize and respect the professional contribution of
his employees
22) Provide their associates with suitable working
environment, compensate them fairly and facilitate
their professional development
23) Recognize and respect the professional contribution of
his associates
24) Recognize and respect the professional contribution of
‘the consultants
25) Enter into agreement with them defining their scope
‘of work, responsibilities, functions, fees and mode of
payment
26) Shall not advertise his professional services nor shall
he allow his name to be included in advertisement or
‘to be used for publicity purposes save the following
‘exceptions :
v
‘A notice of change of address may be published on three
‘occasions and correspondents may be informed by post
Architect may exhibit his name outside his office and ona
building, either under construction or completed, for which he
or wasan Architect, provided the lettering does not exceed
10 cm. in height
Advertisements including the name and address of an
Architect may be published in connection with calling of
tenders, staff requirements and similar matters
May allow his name to be associated with illustrations and
descriptions of his work in the press or other public media but
he shall not give or accept any consideration for such,
appearances
‘may allow his name to appear in advertisements inserted in
the press by suppliers or manufacturers of materials used ina
building he has designed, provided his name is included in an
unostentatious manner and he does not accept any
consideration for its use,
‘may allow his name to appear in brochure prepared by Clients
for the purpose of advertising or promoting projects for which
he has been commissioned
‘may produce or publish brochures, pamphlets describing his
experience and capabilities for distribution to those potential
Clients whom he can identify by name and position
may allow his name to appear in the classified columns of the
trade / professional directory and/or telephone directory/
website.CLASS 7
8.8.2017
UNIT2
ARCHITECT SERVICES, SCALE OF FEES & COMPETITIONS.ARCHITECTURAL COMPETITION
> Its animportant avenue to encourage talent to
come to the force
> Main purpose was to give the promoter of
> The jury or assessor with his best of knowledge
selects the best design and as well as gives the
participants the best deal
> Guideline of architectural competition lays
considerable emphasis on the mandatory
requirement of assessor and the qualification
ASSESSOR
> Asenior architect (a fellow member of IIA, as per IIA
norms) appointed by the promoter to help organize and
conduct the competition from beginning to end
> The board of assessors all times include architects
registered with COA and shall be majority of at least by
‘one when comparing to the promoters organization
MERITS OF COMPETITION
> Every competitor competes on same
conditions, same information and within the
‘same time limit
> Entries are judged only by those who are
qualified to read, to interpret and to judge, if
‘the design selected meets the promoters
requirement
DUTIES AND RESPONSIBILITIES OF ASSESSOR
> Should be available to advise the promoter on all matters
connected to the competition
> Assist in preparation and approval of the brief
> To Carefully study the requirements of local authorities
and it shall reflect in the brief
> Should visit and inspect site of the project and his
observation should reflect in the brief
> Should advise promoter on the appointment of technical
advisor (for example designing air port, space research
centre)
> Should finalize conditions of competition
> Should prepare the final report on comp
awardPROJECT
COMPETITION
IDEA
|_ COMPETITION
|
Aim was to select the best
solution for an actual building
project
Competition is related to
specific buildings and sites
Purpose was to get a design of
high creativity within available
constraints
}Ultimate objective was to
award the project to th
winner of the competition
>This type is not necessarily
project specific
Fits promoted to generate
innovative ideas of design of
buildings and town planning
>The winner of this competition
is not expected to execute his
design
> Departments having own
drawing & designing team such
as CPWD, HUDCO and CIDCO
may conduct idea competitionOPEN
COMPETITION
SPECIAL
COMPETITION
> Competition is open to all
architects
> Normally announced in daily
newspapers, magazines and
websites
>Normally three prizes will be
given in competition, winner
will be given the responsibility
of design and execution of the
project
Promoter shortlist 5 to 8 nos
of architects as per the advise
of board of assessor
> Short listed architects were
invited to participate in the
competition
> ach participant who submits
the design will get honorarium
and winner will be asked to
execute:
Competition was conducted
For projects like town planning
or design of special buildings
such as airport, satellite
communication centre
Competition held between
limited competitors who has
certain definite expertise
>Itwould be a competition by
invitation or open competition
with precondition for qualifying
to take partSINGLE
STAGE
COMPETITION
Basically conducted for small projects
and small nature
> Entry includes fairly completed
drawings, plans, elevations,
sections etc and its sufficient to
explain the scheme
Entries received are assessed for the
award of the prize and appointment
of the architect for the project
‘TWO STAGE
COMPETITION
+
¥ Basically conducted for large projects or complex nature
> First stage: competitors are advised to submit drawings
explaining the scheme on broad base to indicate the intention of
‘the competitor
5-10 entries are selected in the order of merit received for the
first stage
Only selected entries were allowed to submit further drawings
explaining the design in detail
> Competitors invited for the second stage on submission will be
paid Honorarium
> Final winner will be awarded the prize and given the work order
to work as an architectGUIDELINES FOR CONDUCTING ARCHITECTURAL COMPETITION
Council has advised all architects to take part in only those competition which meets the guidelines of COA
LELIGIBILITY OF COMPETITORS
> Architects(registered under COA)
> Firms having at least one registered architects as
partner or director
> students of recognized institutions
> neither the promoter, nor the assessor or any of,
the associates ,partners or employees
> nor the member of the staff from the institution is
not the sole assessor
2.PROCEDURE OF COMPETITION
> draft condition of competition, time table ,
registration fees, prize, board of assessor,
programme etc should be finalized before the
announcement of competition
» condition should clearly explain the type of
competition, intention of promoter, nature of
problem to ne solved, mandatory requirements
to be followed by competitors, number, scale,
size of drawings, size of documents and models,
form of estimates and amount of prize
3.REGISTRATION OF PROCEDURE
> Competitor will request the promoter to send registration
form
> Regi
ration is acknowledged once necessary documents,
requisite deposit and other items has been sent
> Competition brochure contains following information
a) Name of the promoter
b) Purpose and nature of competition
©) Number of prizes, prize amounts and honorarium to be
paid
d) Name of assessor
e) Eligibility of competitors
f)_ Time schedule of competition
8) Procedure of registration, last date and time etc
4.BOARD OF ASSESSOR
> Itconsists of group of architects, assessor, promoter,
employee of promoter, consultants ete
> Architects should be the majority in number
> number of assessor appointed by the promoter should not
be more than 2
> Assessor will be paid prescribed Honorarium and out of
pocket expense5.PRISE, HONORARIA & MENTIONS
> competition announcement should mention the
number of prize, amount of honorarium and the
prize money
> Total prize money will be about 1% of the estimated
project cost
6.COPYRIGHT & RIGHT OF OWNERSHIP
> each competitor will have the copyright to
reproduce his own de:
Promoter can reproduce the winning designs in his
in house publication & brochure
> He cannot exploit it commercially without any
agreement or approval from the winning competitor
7.EXHIBITION OF ENTRIES
> all competition entries including those rejected by
the board of assessor will be displayed at the venue
for one week along with the report of assessor
Exhibition will be open to public without any charge
> intimation of date and venue will be sent to all the
participants
PARIS RIVERSIDE RESTAURANT
Create an architectural icon along the River Seine, that will become a popular
destination for the residents and everyone who visits the dty. The
participants must consider the attributes of light, color, materiality, aesthetic
uality that will add a sense of identity to the restaurant, eventually creating
a landmark along the picturesque context of River Seine.
‘The participants are ree to create their own design language, ranging from
contemporary to traditional but shouldbe able to merge the shell with the
‘existing context in a respectful and additive fashion,
Create an experience within a restaurant shell that adds to the programmed
interior space. The partidpants must try to create a wholesome experience
for the end user rather than justa self-referential interior space. The
participants are free to design a thematic or a generic interior environment
but it should have an immersive effect on the customers, stimulating their
sensory experience.
‘Maximize the use of the waterfront context and the promenade into the
architectural conceat for the restaurant. The participants are required to use
the unique nature of the site into theie design proposal and architectural
built form. The participants can use the water element and picturesque
surroundings and develop the restaurant as an open, semi-open seating
zone. The quai or the dack-promenade can be used as an extension of the
restaurant and cultured into a social and leisure zone,
Schedule
Start of Competition and Early Registration: Ast July 2017
Early Registration ends: 31st August 2017
Standaed Registration starts: Lst September 2017
Deadline for Questions: 10th September 2017
Standard Registration ends: 30th September 2017
{losing day for Submissions 30th September 2017
Announcement of Winners: 2ath October 2017
"Note: All deadlines are 11:59 pm - 00:00 IST (India)‘Awards
Winning participants will receive prizes totaling INR 2,00,000 with the
distribution as fellows:
First prize- INR 1,00,000/- + Certificate
‘Second prize- INR 60,000/- + Certificate
‘Third prize- INR 40,000/-+ Certificate
10 Honorable mentions
‘Winners and honorable mentions will be published on archasm’s website
and several international architecture magazines and websites partnered
byus.
Registration
Early Registration
From Ist July 2017 to 31" August 2017
For Indian nationals-INR 1500 [per team)
For Foreign nationals- EUR 60 (per team)
Standard Registration:
From Ist September 2027 ta 20th September 2017
For Indian nationals-INR 1800 [per team)
For Foreign nationals- EUR 80 (per team)
Entrants may register by filing the registration form and submitting it with
‘the appropriate payment through our secure gateway on our
website wwwarchasm in
Discount
Group discounts apply for a minimum of § teams from one particular
architecture school/universty as our initiative to promote more
participation from students
Senclus the following details at
[email protected] to avail the offer.
Names ofall the participating teams membersand their respective team
leaders.
Name of the university,
‘School ID proofs of the team leaders,
Note:
Iwill not be possible to amend or update any information relating to your
registration inclucing the names af team members once validated
Regulations |
Participant tears will be cisqualifed if any of the competition rules or
submission requirements are nat considered. Participation assumes
acceptance of the regulations.
‘Team code isthe only means of identification of a team as itis an
anonymous competition,
‘The official language ofthe competition fe English
“The registration fee is non-refundable,
Contacting the Jury is prohibited,
archasm as the competition organizer, reserves the right to modify the
competition schedule if deemed necessary.
‘Terms and Conditions
Please see the terms and conditions section on wwwarchasm.in,
Competition project disclaimer
‘Tiss an open Intemational competition hosted by archasm to generate
progressive design ideas. There are no plans for the riverside restaurant to
be built. The competition s organized for education purpose only.
Other details
Website: wawwarchasm in
Facebook: facebook com/atarchasm
Instagram: instagram.com/archasm_competitions
Jun
Pra AP Principal Marla tore
Pae-London Gata Arcectn, architec...
‘putrancom xchectcoukdSTUDENTS TASK NO 2
FOLLOWING TEN FIRMS WERE INVITED TO PRESENT THEIR
ARCHITECTURE COMPETITON PROJECT
“EXPRESSING THE TURNING POINT “
SCULP IT
242 ARCHITECTS:
THE DESIGN MILL
DOORDARSHAN DESIGN STUDIO
DOT CODE
GANTI ARCH & DESIGN
SPACE EDGE
SM ASSOCIATES
AND ARCHITECTURE
STEP FIVE DESIGNERSOUR IDEA
DESIGN PROCESSCOMPREHENSIVE ARCHITECTURAL SERVICES
SCOPE OF WORK OF AN ARCHITECT
The Architect is required to provide services in respect of the following
Part | - ARCHITECTURE:
» Taking Client's instructions and preparation of design brief
» Site evaluation, analysis and impact of existing and / or
proposed development on its immediate environs
> Design and site development
> Structural design
COA PRESCRIBED FOUR SEPARATE
SCHEDULE OF SERVICES:
Architectural services
Urban design
Landscape architecture
> Sanitary, plumbing, drainage, water supply and sewerage
: Interior architecture
des
> Electrical, electronic, communication systems and design
> Heating, ventilation and air conditioning design (HVAC) and
other mechanical systems
> Elevators, escalators, etc
> Fire detection, Fire protection and Security systems ete
» Periodic inspection and evaluation of Construction works
Part Il ALLIED FIELDS :
Landscape Architecture
Interior Architecture
> Architectural Conservation
> Retrofitting of Buildings
» Graphic Design and SignageSCALE OF SERVICES/ FEES
‘TYPE OF PROJECT/ SERVICES
SCOPE OF WORK & SERVICES
(MINIMUM FEES/REIMBURSABLE
EXPENSES,
1. COMPREHENSIVE ARCHITECTURAL SERVICES
AA SINGLE BLOCK HOUSING:
site up to 05 hectare
site more than 0.5 - 2.5 hectares
site more than 2.5 - 5 hectares
>sitemore than 5 hectares,
individual House
Comprehensive Architectural Services
excluding Landscape Architecture, Interior Architecture,
Graphic Design and Signage
5.0% of the total cost ofthe work
3.5 % of the total cast ofthe work
2.5 % of the total cost ofthe work
2.0% of the total cost of the work
7.5 % of the total cost of the work
'B) ALL PROJECTS OTHER THAN HOUSING
Repetition of the bullding inthe same campus
>> Repetition of the bulldingin the same campus
Repetition of the bullding ata different site
‘exduding Landscape
Architecture, Interior Architecture, Graphie Design and
Signage.
'.0% of the total cast of the work
except Landscape
Architecture, Interior Architecture, Graphie Design &
Signage and Site Development.
2.5 % of the total cost of the work
3.5 % of the total cost of the work
C) SITE DEVELOPMENT
‘except Landscape Architecture, Interior Architecture,
Graphic Design and Signage
2.5 % of the total cost of the work
1D) ARCHITECTURAL CONSERVATION]
RETROFITTING/ADDITIONS AND ALTERATIONS
‘except Landscape Architecture, Interior Architecture,
Graphic Design and Signage
7.5 % of the total cost of the work
2. URBAN DESIGN
v
For all projects except Housing
Housing Projects
v
In case of Urban Renewal projects
Urban Design/ Urban Renewal in the Conditions of
Engagement.
"71.0% of the total east of the work
(to be computed ata rate of Rs
£6000 per Sq.mt. of proposed built:
up area)
20% ofthe total cast ofthe work
(to be computed ata rate of Rs
16000 per Sq.mt. of proposed built
up area)
71.5 % of the tatal east of the workSCALE OF SERVICES/ FEES
‘TYPE OF PROJECT/ SERVICES
SCOPE OF WORK & SERVICES.
(MINIMUM FEES/REIMBURSABLE
EXPENSES.
3. INTERIOR ARCHITECTURE/GRAPHIC DESIGN AND
SIGNAGE
'As described for Interior Architecture in
the Conditions of Engagement.
7.5 % ofthe total cost of the work
4, LANDSCAPE ARCHITECTURE
'As described for Landscape Architecture
in the Conditions of Engagement
7.5 % ofthe total cost of the work
5. SITE VISIT
OUTSTATION visiT
‘Traveling, Boarding & Lodging Expenses
» Foreach day
Visits by an Aechitect/consultant in connection with
Project for which commissioned
‘Actual Air] AC First Class Fare (to &
fro), AC Car, Boarding & Lodging
Expenses and Local Transport,
is 3000
Local se vist vs 1000
Se > All as above at 5 |) (a) plus Rs.
OUTSTATION > At asab aun
Plocat 1000 pedo part thereok.
> Rs, 4000 per day or part thereof
7.DOCUMENTATION AND COMMUNICATION
CHARGES
“Applicable on all professional fee
payable to the Architect.
10 percentof the professional
fees,
‘8, VERIFICATION AND CERTIFICATION
(OF CONTRACTOR'S BILLS
Verification of Contractor's bill for
‘payment, based on progress of works
at site, measurements of works Certified
bythe Construction Manager
‘percentin addition to above feesSCHEDULE OF SERVICES AND PAYMENT
‘The Architect shall be paid professional fee in the following stages consistent with the work done plus other charges and reimbursable
expenses as agreed upon :
STAGE ‘% OF TOTAL FEES PAYABLE
On appointment/ signing of Agreement/ acceptance of offer. Rs. 20,000" or 5%
STAGE
On submitting conceptual designs and rough estimate of cost. 10%
STAGE?
Cn submitting the required preliminary scheme for the 20%
Client's approval along with the preliminary estimate of cost
STAGES
©n incorporating Client's suggestions and submitting drawings for approval from the Client/ statutory
authorities, if required. 30-35%
Upon Client's / statutory approval necessary for commencement of construction, wherever applicable.
STAGE A
Upon preparation of working drawings, specifications and schedule of quantities sufficient to prepare 45%
estimate of cost and preparation of tender documents.
STAGES
On inviting, receiving and analyzing tenders; advising Client 55%
on appointment of contractors.
STAGE 6
(on submitting working drawings and details required for commencement of work at site. 65-90%
STAGE?
On submitting Completion Report andl drawings for issuance of completion/ occupancy certifiate by a
statutory authorities, wherever required and on issue of as built drawingsCLASS 8
22.8.2017
UNIT IIL
TENDER AND CONTRACTSTUDENTS TASK NO 3
THE INTENT OF THIS EXERCISE
IS TO UNDERSTAND THE DIFFERENT STAGES INVOLVED,
BEFORE EXECUTING THE PROJECT AT SITE
PROJECT: MAKING OF CENTRE TABLE (3’X3’)
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Tender means an offer to
carry work that is pre
described or to supply or
purchase goods of prefixed
specifications at a price to be
quoted by the tenderedMETHODS OF CALLING Tenper_|
OPEN OR PUBLIC TENDER
> Most suitable for semi public
and public organization
> Competition is open to all
> Notice will be published in
the newspaper, magazines etc
>Notice should have the
following information
-Name of the client
Site address and building
type
- Estimated cost of work
-EMD
- Date of commencement of.
‘work
- Price of blank tender form
-Time and date of issue of
blank tender forms
Time and date of submitting
filled tenders
‘CLOSED OR INVITED TENDER
>» Suitable for single and small
scale ownership projects
5-6 contractors were invited to
Participate in the tender
> Alletter of invitation is send to
‘the contractor with the following
Points
-Name of the owner
-Site Address and building type
- Estimated cost of work
- EMD
- Date of commencement of work
- Price of blank tender form
- Time and date of issue of blank
tender forms
-Time and date of submitting
filled tenders
PRE REGISTRATION OF CONTRACTORS.
> Most suitable for semi public and public organization
> Notice will be published in the newspaper, magazines
etc
> In notice its necessary to publish the following
-Name of the owner
-Site Address and building type
- Estimated cost of work
-EMD
- Date of commencement af work
Price of blank tender form
-Time and date of issue of blank tender forms
Time and date of submitting filled tenders
> Further contractors are requested to submit following
points
- Name of the company, address, name of partner
[director
-List of similar projects, list of projects carried in the last
3-5 years, with cost, architect & name of owner
- list of construction equipment possessed and technical
persons employed with the company
IT certificate
“Solvency certificate from bankers
> 5-7 contractors were shortlisted & invited for tender‘TENDER DOCUMENT
INSTRUCTION TO CONTRACTOR GENERAL CONDITIONS & LETTER OF OFFER. COPY OF ARTICLES OF | DRAWINGS
PRELIMINARIES, AGREEMENT &
Type of tender From contractor GENERAL CONDITIONS
Name of work, address & Pit includes basic rate of to architects office (OF CONTRACT
‘owners name building materials and list of | >Letteris
>> Price of blank tender form approved manufacturers of | prescribed by Printed papers,
Amount of EMD materials architects office avaiable with WA
> Time and place of tender
submission.
QUALITIES OF GOOD TENDER || |__sTAGEs INVOLVED IN FINALIZING TENDER
‘Lelerm of work specified in bill of quantity should be clear and specific 3, “ANNDURCEENTORTENIER
2.Working drawing need to be supplied wherever details involved (ex doors,
‘windows, grills & handrails)
3,All factory made products trade name to be mentioned
4.Basic price of material can be mentioned in case of certain materials like
‘marble granite etc
S.All tenderers shall be treated equally with same information like
(specifications, drawings & bill of quantities
(TENDER NoTIce)
SUBMISSION OF TENDER
OPENING OF RECEIVED TENDER
TENDER SCRUTINY
RATE ANALYSIS
SCRUTINY REPORT
WORK ORDERTENDER
SCRUTINY
‘EMD
> Check whether amount
submitted is as per tender
‘conditions
>If the EMD Is inthe form of
cheque, deposit
immediately
in caseif cheque
dishonored by bank,
‘contractor will be
‘terminated in future also
‘COVERING LETTER
Read carefully covering
letter and other enclosures
cross check the
contractors profile company
> Contractor should no
suggest any conditions
> Conditional tender should
not he considered and
should be rejected
‘ARITHMETICAL CHECK
Some mathematical error
might come, so need to check
all bill of quantities
Some mistakes might be
purposefully done by
contractor to reduce the total
amount of tender offer
alter the tenders are
opened contractor will not
be allowed to enter the
missing tem rate
‘>iised item wl be carried
outat free of cost tothe
REBATE
Some times contractor
offers rebate at certain
percent
Rebate offered is without
any condition it can be
accepted
‘COMPARITIVE
STATEMENT
‘Having completed
arithmetical check,
‘correcting totals ane
applyingrebate etc, a
statement should be written
with name of contractor and
theie corrected total tender
offer
Al should be weitten in the
ascending order lit
Lowest offer in the frst
place and the highest offer
in the last place
First 3-4 willbe considered
and studied further for short
listing tendlers
A. Detailed scrutiny of all the tenders received is done by the architects office and a scrutiny report is submitted to the owner
recommending a contractor for the work
B. Tender scrutiny is a time taking task to scrutinize so many tenders,
should be done methodicalv
v
v
¥
v
First 2-3 contractors from the ascending list
will be analyzed
Rate analysis will be asked to submit by
selected contractors
Rate analysis means detailed calculation
made to arise at item rate
Rate analysis will be used to Make
competing contractors to reduce rate
Rate quoted by the contractor should not
be revealed to the other competing
contractor during rate analysis
Low rate will be tempting but as an
architect we should check whether good
quality of work will be produced
Architect should always recommend
reasonable economic rate to produce good
quality of work
Contractor financial strength should be
checked to handle the project inthe
estimated cost
Previous work experiences and conduct
certificate reference should be analyzed
Aftera careful scrutiny of the tenders received, the next job of architect is to
Recommend suitable contractor to the owner for the work. This is called a
Scrutiny report
» After tender scrutiny architect will recommend either 1- 2 contractors to
owner
> Architect office always make an estimate cost of construction and they
will compare with the shortlisted contractors
> Quality of previous work done by the contractor will be an added
advantage
> Architect scrutiny report will be submitted to client / owner in an
enclosed envelope ( confidential document)
% This confidential document is opened in the meeting and discussed with
the presence of the client
> Sometimes architect recommends two contractor, one in the first place
and other in the second place, client will choose the final winner
> Letter of intent will be issued from architect office to contractor
> Contractor will also accept the offer and convey his interest to do the
‘work in the form of written statement
> Finally the most waited work order will be given to the selected
contractorv
Alletter issued from architect to contractor
on behalf of the owner to take up the work
is called the work order
> This letter should have the proper
reference of the tender submitted by the
contractor
> This letter includes the commencement of
‘the work and its also a part of the contract
document
| 4) TIME PERIOD |
EMD (Earnest Money Deposit)
Amount of money deposited along with the
filled in tender or a quotation
> EMDwill be retained with architects office
without payable interest
> twill be held for one month from the date
of receipt of tender
> Amount will be refunded for unsuccessful
contractors
> Amount of selected contractor will be
converted as security deposit
> In any circumstances if the selected
contractor was unable to commence the
‘work, EMD will be credited to owners
account as part of compensation
2) COUNTER OFFER
BY OWNER
Usually one month will be the time period
Within this time period scrutiny report need to
be submitted to the client & contractor need to
be finalized
Beyond this time frame contractor wont accept
the work order with the same tender offer
>If the owner puts forth alternative method of
contract for the same workitis called as counter
offer
>In this method contractor is no more bound by
the legal binding of his earlier tender offer
|| 3) DEATH OF A PARTY ||
4) WITHDRAWAL
OF TENDER.
>If the death occurs of either of the party before
entering into a contract, then the tender offer is
ineffective
> Contractors who have filled in tenders are set
free
> Withdrawal of tender process canbe fromthe
owner or from the contractor
Client can abandon the work
Awarded contractor cannot withdraw from the
process, if he does looses his EMD and owner take
him to the court of law for the compensation> An internet based process
> complete tendering process; from advertising to
receiving and submitting tender-related information
are done online.
>This enables firms to be more efficient as paper-
based transactions are reduced or eliminated,
facilitating for a more speedy exchange of
formation.
ADVANTAGES:
> Fully automated process
>» Shortens procurement cycle
> Economical and environmental friendly
> Greater transparency
> system aided evaluation process
> Comparative analysis of tendering is easy
> Minimize human errors
> Minimize storage space
> Lesser hassle of communication and administration
> Allows anytime anywhere bidding
> No dependence of courier, newspaper ete
> Reduces travelling cost
Allows last minute submission of tenders
1. Tender notice creation
2. Tender promotion
3. Tender document
4. Pre bid meeting
5. Bid submission
6. Payment gateway
7. Tender storage & opening
8. Tender evaluation
9.Negotiation
10Tender award
11.Vendor registration & rating
12Tender audit & storage
‘CONVENTIONAL TENDERING
E TENDERING
Prolonged procurement cycle
Short procurement cycle
Little expensive
Economical
Paper based procurement
Eco & Environmental friendly
As everything is digital
Restricted mobility
Any time any where bidding
Possibility of human errors
Accurate process
Bidding is possible only on office
working days
Bidding possible on holidays
Physical security
Foolproof security
Wastage of space
Negligible storage space
Content not sharable
Easily sharable
Subs
jon takes more time
‘One click submission possible
even at last minuteUNIT IIL
TENDER AND CONTRACTVOLUNTARY AGREEMENT BETWEEN
‘TWO OR MORE PARTIES
> A contract is @ voluntary arrangement between two or
more parties that is enforceable by law as a binding legal
agreement.
> Contract is a branch of the law of obligations in jurisdictions of
‘the civil law tradition
Note : Indian stamp act of 1899
> Contract shall be executed and signed on a stamp paper of,
appropriate value
> Incase of dispute unstamped contract papers cannot be
admitted before an arbitrator or a court of law
> Contract should follow INDIAN CONTRACT ACT 1872 to
regulate the agreements or undertakings in business
> Contract document consists the following papers:
1. Copy of public TENDER notice
2. Copy of work order
3. Letter of offer by contractor
- Articles of agreement
- General conditions of contract
~ Appendix
4. Specifications of work & material
5. Bill of quantities (Contract bill)
6. Contract drawings
aerSEARTICLES OF AGREEMENT
Diesthe First page of contract dacument printed in the for form of
4illin gaps
> this has to be signed between elient & contractor(ather party)
*ithas to be typed ina stamp paper of appropriate value
>ithas to be duly signed by client contractor
> it usually contains the following,
Date of signing of contract
-Project owner name & address
-Other party usually the single contractor, being a
partnership company all partners name should be
included
Description of the work lke apartment/hospital
-Name of the architect & address
Working drawing & specification
“Contract drawings & bill need to be signed by both
parties
-Security deposit amount to be mentioned
-Itis agreed as follows that contractor has to complete
the work per terms of contract and owner has to
pay the sum as per terms of schedule
-Architectfor the contract & his successor in case
due to unavoidable situations need to be indluded
This article of agreement need tobe signed In the
presence of witness
Asticles of Agreement maiete dayot 0
fenton mean tee eae)
te te pt
WHEREAS te Beppe dest
AXD WHEREAS he Comcast
eee ot ed emia Wes
2 Te aglow py te Contact aa
3. The em Ach Cotc Amn ntl Conon sal eas,PROJECT A.
CERTIFICATION OF CONTRACTOR BILLS
‘AMOUNT
sno| _HEVELOF Work eAvABLEOF
TOTAL COST
All Foundation work including
1 plinth 10-15%
Brick work ae
2 Roof work i EXECUTION OF
PROJECT A & B 1
Doors and windows
4 18% IS THE SAME ?
Electrical installation exduding
5 | ittngslike tube lights, ans ete 50%
5 | Sanitary work & water supply oe
3 Plastering & painting om
, Floering x
9 White wash & color wash 2%
PROIECT 8PROJECT A
PROJECT BUDGET = SEVERAL CRORES
tf
OWNER /CLIENT ARCHITECT / CONTRACTOR
| |
PROJECT B
PROJECT BUDGET = SEVERAL THOUSAND CRORES
teat
PUBLIC GOVENRMENT —_ PRIVATE PARTNERSHIP / MNC
| |
Finance the project > Executes the project Unable to Finance the project || >Finance the project
Owns the project Gets payment, stage ‘Public private partnership (PPP) || Executes the project
wise periodically Gets back the projectafter the | | Get the profit forthe risk factor
contract period from PPP————a——
© ©
Ae: Ge PUBLIC
PRIVATE
PUBLIC PRIVATE PARTNERSHIP (PPP)
> PPP isa mode of providing public infrastructure and services by Government in partnership with private sector.
itis along term arrangement between Government and private sector entity for provision of public utilities and services.
> Conventional form of finance — the budgetary allocation by the government is not enough to meet this big investment size.
> PPP Model is concentrate to development of
-National Highways & State Highways,
Operation of Container Trains,
-Re-development of Railway Stations,
“Transmission of Electricity and Urban Metro Rail. Etc.,
-Procurement-cum-Maintenance Agreement for Locomotives
-Non-metro Airports, Greenfield Airports
-Port Terminals1, BOT (Built Operate Transfer)
2, BOOT (BUILT OWN OPERATE TRANSFER)
3. BOLT (Build Operate Lease Transfer)
4. DBFO (Design Built Finance Operate)
5. DBOT (Design Built Operate Transfer)
6. DCMF (Design Construct Manage Finance)
BOT (BUILT OPERATE TRANSFER)
‘The private partner is responsible to design, build, operate
(during the contracted period) and transfer back the facility
to the public sector.
‘The private sectoris expected to bring the finance for
‘the project and take the responsibility to construct and
maintain it.
‘The public sector will either pay a rent for using the
facility or allow private sector to collect revenue from
the users.
> The national highway projects contracted out by NHAL
under PPP (Private Public Partnership)mode is an
example.
BOOT (BUILT OWN OPERATE TRANSFER) OR
B00 (BUILT OWN OPERATE)
> This isa variation of the BOT model
> Ownership of the newly built facility will rest with the private
party during the period of contract
Resulting in the transfer of most of the risks related to
planning, design, construction and operation of the project,
to the private partner
The public sector partner will however contract to ‘purchase’
the goods and services produced by the project on mutually
agreed terms and conditions.
> project built under PPP (Private Public Partnership) will be
transferred back to the government department or agency at
the end of the contract period, generally at the residual value
Private partner recovers its investment and reasonable
v.
v
v.
return agreed to as per the contract
This approach has been used for the development of
highways and ports.
vBOLT (BUILT OWN LEASE TRANSFER)
Public sector client gives a concession to a private entity to build
and to design a Facility as well to own the facility, lease the facility
to the client, then at the end of the lease period transfer the
‘ownership of the facility to the elient.
> Private entity, contracted by the client, has the responsibility to
raise the project finance during the construction period.
> Main advantage is to remove the burden of raising the finances
{for the project from the elient and places it on the private
entity.
> BOLT developer assumes all the risk, the risk of raising the
project financing and the risk during the construction period.
> such risk is not undertaken for free by the developer but comes
at a cost, which is passed onto the client.
> Facility is owned by the developer until the lease period ends.
> The lease period will see the client who in essence becomes the
‘tenant of the facility, paying the developer a lease (monthly or
annually) for the use of the facility at a predetermined rate for
a fixed period of time.
> The lease payment becomes the method of repaying the
Investment, and ultimately rewarding the developer's
shareholders
> Atthe end of the lease period, ownership of and the
responsibility for the facility are transferred to the client from
the developer at a previously agreed price.
DBFO (DESIGN BUILT FINANCE OPERATE)
> The private party assumes the entire responsibility for the
design, construct, finance, operate and to maintain the
project for the period of concession.
> The private participant to the project will recover its,
Investment and Return On Investments (RO!) through the
concessions granted or through annuity payments etc.
> The public sector may provide guarantees to financing
agencies, help with the acquisition of land and assist to
obtain statutory and environmental clearances and
approvals
> Itassures.a reasonable return as per established norms or
industry practice etc, throughout the period of concession,
DBOT (DESIGN BUILT OPERATE TRANSFER)
> Private party contracted to design and build operate with
their own finance considering government specifications
> Private party can charge a fee from users (like toll tax for
hhighways in India) for a predetermined period
> cost and profits are recovered and then transfer the project
to the government.
Later government may decide to continue the fee or
waive it off.STAGE 1
EXPRESSION OF INTEREST
> — W’san initial stage of a procurement (work/service)
> EOI (Expression Of Interest} is nothing but a submission made by the prospective tenderer showing
the interest to provide service
> Interested tenderer will respond to the public notice/advertisement issued by the dlient
» This public notice includes description of contracting body/client
STAGE 1 -nature, scale & budget of the work
EXPRESSION OF INTEREST -type of contract & its condition
> Information required from the tenderer includes
AST -Contact details
REE eae Pare Description of company
-Financlal information
ye -Previous relevant experience
| STAGE 3 | “Technical capacity ( machinery)
REQUEST FOR TENDER “Staff experience and availability
Details submitted in the expression of interest helps to reduce no of companies t be irvited for
Grex) ___submiting tenderer
acon ae ee > Main aim was to get alist of potential service providers to proceed with the work
= STAGE 2- REQUEST FOR PROPOSAL
STAGES :
PeaSBSES |) > eeseant ue neds ne
> Mostly used when client looking for any solution based response to fulfil requirements
> Looking for an innovative and ereative solutions
> After expressing the interest the potential tenderers will submit business sokSTAGE 3- REQUEST OF TENDER
STAGE 4- EVALUATION OF BIDS
> Bids (Tenders) are evaluated by the respective Technical, legal commercial & financial expects
Evaluation takes place in three parts
(1)Technical evaluation (2)Commercial evaluation (3)Capacity evaluation
TECHNICAL EVALUATION
>To Checkall technical spec to meet
‘minimum tender requirement
Alternative tech or material grade
offered need to be verified
Feed back of working of the equipment
supplied by the bidder in other projects
need to be evaluated
duly signed
¥To check the cost
shipping cost ete
deviations
‘COMMERCIAL EVALUATION
To check bid forms either it has been
To check additional east like delivery &
To check any other commercial
CAPACITY EVALUATION
> Identify whether bidder has sound financial
condition
To check bidder is not under any litigation
>To check whether cost of any long term
‘agreement has been included
Geo political scenario need to be evaluated in
case of foreign bidder
> Post Bid meeting
-This ls mainly done to negotiate the technical specs
wherever appropriate
“Meeting is done separately with shortlisted Bidders
-Bidders were asked to resubmit the Bids with revised
quote and technical spec
Evaluation report - (Generated for office records this includes)
Description of contract
Type of tender
“Tender notice
Closing date of tender
Tender opening & compilation ofall tenders
Analysis of three lowest tenders
Performance record of lowest three tender
-Recommendation of assessment panel
STAGE 5- AWARD OF WORK
> Based On Evaluation Report & Recommendation Of Assessment
Panel best bidder Is declared
Letter of award of work is issued to the successful bidder
Bidder is added to submit a contract performance guarantee
which could be bank guarantee, DD or FD
> Contract between client & bidder is drafted as per international
contract law
> Contract obligations, tech
need to be drafted
> Completion and payment schedule is neatly drafted
> Contract is finally signed and moved for implementation
| obligations, quality obligations