Democracy is Indispensable:
A Political Philosophy of Islamic Governance
This article was published in the special issue The Roundtable, Vol. 9, Issue 2
(Institute of Political Economy, University of Asia and the Pacific, 2010).
M. A. Muqtedar Khan
Islamists across the globe are agitating for some
wherever they are, rather than seek separation for the
form of Islamic self-determinism. Some are seeking to
sake of separation from and conflict with democracy.
establish Islamic states in Muslim majority states, some
The democracy deficit in the Muslim World has
are seeking to establish a global caliphate, and others are
been mitigated by efforts at democratization in
fighting to break away from non-Muslim States. The
Indonesia, Malaysia, Pakistan, Bangladesh, and Turkey.
underlying assumption of all these political movements
Nevertheless, democracy is glaringly absent from most
is that Islamic sources postulate a blueprint for
of the Arab world, and with the rise of political Islam in
governance and being Muslim necessitates the
the region, the compatibility of Islam and democracy has
establishment of an Islamic state. In this essay, I accept
become an important issue.1 There are commentators in
this premise in order to argue that a deeper
the West and in the Muslim world who share common
understanding of Islamic history and sources will clarify
interests in asserting that Islam and democracy are
that democracy is indispensable for Islamic governance
incompatible. Some Western scholars argue that Islam is
and striving for democracy and striving for Islamic
incompatible with modernity, and in particular
governance is one and the same thing. Therefore
democracy, and insist that Muslims must either abandon
Islamists would better serve their cause and the cause of
Islam or reform Islam in order to join the modern
global harmony by working to strengthen democracy
world.2 Some Muslim scholars and militants reject
democracy, arguing that it is contrary to the way of God
to interrogate it to ascertain its ability to confirm to
(the Islamic shariah), and in their eagerness to reject
democratic principles. I shall adopt an inside-out
Western cultural and political domination they also
approach. I will simply articulate what I find in Islamic
reject democracy, falsely believing that democracy is
sources as key elements of Islamic governance and
something uniquely Western.3 Fortunately, these
readers will be able to recognize their fundamentally
arguments have been soundly rebutted. Many scholars
democratic nature.
have systematically demonstrated that Islam can co-exist
Muslims can define good governance either on
with the democratic process, and by highlighting the
the basis of universal norms or through a parochial
presence of democracy in several Muslim countries and
paradigm based on Islamic terminology. The end
the presence of Muslims in the West and in other places
product in my mind is the same, since there is not much
like India where democracy is well established, have
disparity between universal norms and Islamic values.
drawn attention to the fact that Islam and Muslims can
The difference is in politics. If Muslims use
thrive in democratic societies.4 The courage that the
contemporary universal language to seek self-
Iraqis and the Afghans have shown when they voted
determination and good governance, then their political
under fire from extremists to give democracy a chance to
activism may be received with less hostility from the rest
take root in their societies is testimony to the
of the world, but may have more difficulty in gaining
compatibility of Islam/Muslims and democracy.
legitimacy at home. But if they use Islamic language for
The challenge for Muslim theorists today is to
seeking self-determination and good governance then
go a step further and show how an Islamic democracy
they will enjoy instant legitimacy at home but will
may be conceived and what its constitutive principles
inspire insecurity and even opposition abroad, since non-
and architectural features will be. In this brief essay, I
Muslims worldwide have developed a fear and dislike
will approach democracy from within Islamic thought
for Islamist governments primarily because of the
and describe the broad principles of Islamic governance.
worlds horrific experience with the Taliban in
In the debate on the compatibility of Islam and
Afghanistan, the clerics in Iran and Saudi Arabia.
democracy, the idea of democracy has often been taken
for granted and treated as a stable and uncontested idea;
Key Elements of Islamic Governance
it is Islam that is approached from outside-in with a view
Muslim theorists of the state argue that the
will also foster a culture of tolerance and compassion for
essential Quranic principle of Amr bil marouf wa nahy
different and even multiple understandings of what that
anil munkarcommand good and forbid evilis the
good might be.
Islamic justification for the creation of an ideological
The key features of Islamic governance that I have
state that is geared toward establishing the Islamic
found in Islamic sources, Quran and the Prophetic
shariah. This principle is essentially drawn from the
precedence (Sunnah) and contemporary Muslim
Quran [3:100, 3:104, and 9:710].
discussions on the Islamic State are constitution,
consent, and consultation. Muslims who seeks to
You are the best of the nations raised up for (the benefit
of) humanity;
you enjoin what is right and forbid the wrong [Quran
3:110]
implement the Shariah are obliged to emulate the
Prophets precedence and given the rather narrow
Since what is good and what is evil, they insist, is
definitions of Shariah and Sunnah that most Islamist
articulated in the shariah, in order for Muslims to fulfill
operate with, there is no escape for them from the three
the duty to enjoin the good and forbid evil, Muslims
key principles identified here. While these principles
must establish the Islamic shariah. This is the standard
need to be explored and articulated in the specific socio-
justification for the Islamic state and was essentially
cultural context of different Muslim societies, it is
articulated by a now prominent medieval scholar, Ibn
important to understand that they are essential.
Taymiyyah.5 While one can always dispute whether the
text of the Quran necessitates the creation of a state, the
Constitution
fact remains that a large segment of the Muslim
The compact of Medina that Prophet Muhammad
population believes in it.
adopted provides a very important occasion for the
development of Islamic political theory. After Prophet
The question, then, that becomes paramount for
Muslim political theorists, concerns the nature and
Muhammad migrated from Mecca to Medina in 622 CE,
consequences of the Islamic state. Will this state created
he established the first Islamic state. For ten years
to institute good and penalize bad become a tyranny of
Prophet Muhammad was not only the leader of the
those who claim to know what the shariah is, or will it
emerging Muslim community in Arabia but also the
become a collective human endeavor in pursuit of the
political head of the state of Medina. As the leader of
virtuous republic that will facilitate the good life and
Medina, Prophet Muhammad exercised jurisdiction over
Muslims as well as non-Muslims. The legitimacy of his
constitution is the document that enshrines the
sovereignty over Medina was based on his status as the
conditions of the social contract upon which any society
Prophet of Islam as well as on the basis of the compact
is founded. The compact of Medina clearly served a
of Medina.
constitutional function since it was the constitutive
As Prophet of God he had sovereignty over all
document for the first Islamic state. Thus we can argue
Muslims by divine decree. But Muhammad did not rule
that the compact of Medina serves the dual function of a
over the non-Muslims of Medina because he was the
social contract and a constitution. Clearly the compact of
messenger of Allah. He ruled over them by virtue of the
Medina by itself cannot serve as a modern constitution.
compact that was signed by the Muhajirun (Muslim
It would be quite inadequate since it is a historically
immigrants from Mecca), the Ansar (indigenous
specific document and quite limited in its scope.
Muslims of Medina), and the Yahud (several Jewish
However, it can serve as a guiding principle to be
tribes that lived in and around Medina). It is interesting
emulated rather than a manual to be duplicated. Today
to note that Jews were constitutional partners in the
Muslims worldwide can emulate Prophet Muhammad
making of the first Islamic state.6
and draw up their own constitutions, historically and
The compact of Medina can be read as both a
temporally specific to their conditions.
social contract and a constitution. A social contract, an
Consent
idea developed by English philosophers Thomas
An important principle of the Constitution of
Hobbes, and John Locke, is an imaginary agreement
Medina was that Prophet Muhammad governed the citybetween people in the state of nature that leads to the
state of Medina by virtue of the consent of its citizens.
establishment of a community or a state. In the state of
He was invited to govern and his authority to govern was
nature people are free and are not obliged to follow any
enshrined in the social contract.7 The constitution of
rules or laws. They are essentially sovereign individuals.
Medina established the importance of consent and
But through the social contract they surrender their
cooperation for governance.
individual sovereignty to a collective and create a
The process of bayah, or the pledging of
community or a state.
allegiance, was an important institution that sought to
The second idea that the compact of Medina
formalize the consent of the governed. In those days,
manifests is that of a constitution. In many ways the
when a ruler failed to gain the consent of the ruled
through a formal and direct process of pledging of
known concept and many Islamic scholars have
allegiance, the rulers authority was not fully
advanced the Islamic concept of Shura as evidence for
legitimized.8 This was an Arab custom that predates
Islams democratic credentials. Indeed many scholars
Islam but like many Arab customs was incorporated
actually equate democracy with Shura. 9
within Islamic traditions. Just as Prophet Muhammad
and consult them in affairs (of moment).
Then, when thou hast taken a decision put thy trust in
Allah. (Quran 3:159)
had done, the early Caliphs of Islam too practiced the
process of bayah after rudimentary forms of electoral
[righteous are those] .. who conduct their affairs
colleges had nominated the Caliph, in order to legitimize
through [shura baynahum] mutual Consultation. (Quran
the authority of the Caliph. One does not need to stretch
42:38).
ones imagination too far to recognize that in polities
that have millions rather than hundreds of citizens, the
Muslim scholars dispute whether the Quranic
process of nomination followed by elections can serve as
injunction for consultation is advisory or mandatory, but
a necessary modernization of the process of bayah.
it nevertheless remains a divine sanction. Pro-democracy
Replacing bayah with ballots makes the process of
Muslims see it as necessary and those who fear
pledging allegiance simple and universal. Elections
democratic freedoms and prefer authoritarianism
therefore are neither a departure from Islamic principles
interpret these injunctions as divine suggestions and not
and traditions nor inherently un-Islamic in any form.
divine fiats. The Prophet himself left behind a very
The Quran too recognizes the authority of those
important tradition that emphasized the importance of
who have been chosen as leaders and in a sense extends
collective and democratic decision making. He said that
divine legitimacy to those who have legitimate authority.
the community of Muhammed will never agree upon
error,.10 Consultative governance therefore is the
O you who believe! Obey Allah and obey the Messenger
and
those in authority from among you. (Quran 4:59)
preferred form of governance in Islam and any Muslim
who chooses to stay true to his faith sources cannot but
prefer a democratic structure over all others to realize the
Consultation
justice and wellbeing promised in Islamic sources.
The third key principle of Islamic governance is
consultation or Shura in Arabic. This is a very widely
Conclusion
[Link]. Also see the collection of essays in Khaled
Abou El Fadl, Joshua Cohen, and Deborah Chasman, eds.,
Islam and the Challenge of Democracy (Princeton, NJ:
Princeton University Press, 2004), and in M. A. Muqtedar
Khan, ed., Islamic Democratic Discourse: Theory, Debates
and Philosophical Perspectives (Lanham, MD: Lexington
Books, 2006).
There is much in Islamic sources and Islamic
tradition that is favorable to making democracy the
vehicle for delivering the products of Islamic
See M. A. Muqtedar Khan, The Islamic States, in
Routledge Encyclopedia of Political Science, eds. M.
Hawkesworth and M. Kogan (London: Routledge Press,
2003).
governance, such as social justice, economic welfare,
and religious freedoms. I am convinced that Islam is not
For the entire text of the Compact of Medina, see M. H.
Haykal, The Life of Muhammad, trans. Ismael R. Al Faruqi
(Indianapolis: NAIT, 1988), pp. 18083.
a barrier to but a facilitator of democracy, justice, and
tolerance in the Muslim world. But for that to happen,
Muslims must revisit their sources and re-understand
See A. H. Siddiqui, The Life of Muhammad (Des Plaines,
IL: Library of Islam, 1991), pp. 11732.
them without a bias against things that they erroneously
See Khaled Abou El Fadl et al., Islam and the Challenge of
Democracy, p. 11.
label as Western. Today the two major forces in the
See for example John L. Esposito and John O. Voll, Islam
and Democracy (New York: Oxford University Press, 1996).
Muslim World are the moderates and the Islamists, The
10
extremists, though loud are marginal. The moderates
want democracy and the Islamists an Islamic state. It is
time the Islamists recognize that democracy is the best
vehicle for delivering the legitimacy justice that they
seek.
Endnotes
1
See Noah Feldman, After Jihad: America and the Struggle
for Islamic Democracy (New York: Farrar, Straus & Giroux,
2003).
2
See for example, Bernard Lewis, Islam and Liberal
Democracy, Atlantic Monthly 27.2 (1993), p. 89.
3
See Abdulwahab El-Affendi, Democracy and its Muslim
Critics: An Islamic alternative to Democracy? In Islamic
Democratic Discourse: Theory, Debates and Philosophical
Perspectives, ed. M. A. Muqtedar Khan (Lanham, MD:
Lexington Books, 2006), pp. 22756.
4
For this line of reasoning, see Mumtaz Ahmad, Islam and
Democracy: The Emerging Consensus, [Link] (May
6, 2002). On the World Wide Web:
[Link]
See the Hadith collection Imam Al-Tirmidhi (4:2167).