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2010, Geomechanics of Failures
The Circle Line (CCL) is a fully underground railway line in Singapore connecting the inner suburban areas of the city. It is 39.5 km long with 34 stations and built in six separate packages. Site investigations comprising boreholes, CPTs and geophysical surveys for the project were carried out in various phases to reveal ground conditions along the route and decide on the construction methods. Extensive field and laboratory testing were also carried out to establish geotechnical design parameters. This paper summarises geological conditions encountered along the CCL route and highlights the effect of geology on selected construction methods.
Earth Retention Conference 3, 2010
This paper re-analyzes the well-documented failure of a 30m deep braced excavation in underconsolidated marine clay using an advanced effective stress soil model (MIT-E3). The collapse of the Nicoll Highway during construction of cut-and cover tunnels for the new Circle Line in Singapore has been extensively investigated and documented. All prior analyses of the collapse have relied on simplified soil models with undrained strength parameters based on empirical correlations and piezocone penetration data. The current analysis use results from high quality consolidation and undrained triaxial shear tests that were only available after completion of the public inquiry. The current analyses achieve very reasonable estimates of measured wall deflections and strut loads using model parameters derived directly from the laboratory tests. The analyses confirm prior interpretations of the failure mechanism but provide a more rational basis for the modeling of soilstructure interaction.
MATEC Web of Conferences
This article presents five failure cases of retaining wall which is obtained from literature and some personal documentation. One case is located in Singapore, two cases are located in Taiwan, and the other two cases are located in Indonesia. Among those five cases, four cases were the unloading problems and one case was the loading problems. The objective of this article is to summarize the causes of those failures, according to the literature study and to provide some recommendations to prevent similar events happened in the future. The failure of retaining wall is categorized as a geotechnical disaster because it is not only causing major economic losses but also some casualties also been reported. The main reason for the failure was the improper design of the retaining and supporting system. One of the good indication before failure would occur was excessive movements induced by excavation or fill. Hence, it was recommended to install a proper geotechnical instrumentation in the...
The paper discusses major design aspects related to deep excavations in soft clays including; bottom heave stability; deformations and loads on the supporting structure; methods to improve stability and limit displacements; lessons learned from failures; and finally design principles and safety aspects. The various issues are illustrated by both parametric finite element studies and experiences gained from specific case histories. The results show a strong correlation between bottom heave stability, loads and displacements, and significant arching effects when the bottom heave safety factor is low. 2 and 3D FEM analyses confirm the applicability of traditional limit equilibrium bottom heave stability analyses, provided a search for critical failure surface is made and toe penetration of the supporting wall is accounted for. A concept based on using diaphragm wall with cross walls below the base is documented to be particularly effective in improving stability and limiting displacements. Ground improvement by deep mixing or jet-grouting has also been extensively used for this purpose and provides versatile design options. Some lessons learned from failures are highlighted and measures to avoid failures discussed. It is recommended to use continuum type FEM programs for design, but their use require a good understanding of soil models to be used in the analyses. It is observed that soil parameters for use in design are often based on rather poor and rudimentary soil investigations, an issue which it is of prime importance for the geotechnical profession to face up to. When using ULS safety principles in design, the use of factored strengths may lead to unreasonable design loads. FEM based design analyses should therefore be based on using slightly conservative characteristic strength and stiffness values. The resulting characteristic loads in the support structure must then be multiplied with an appropriate load factor to arrive at the design loads.
Proceedings of the DFI and EFFC 11th International Conference in the DFI Series: Geotechnical Challenges in Urban Regeneration, London, United Kingdom, 26th to 28th May 2010, 2010
Deep excavations frequently cause problems, and sometimes trigger catastrophic collapses, especially in soft clay. In principle, these problems are well understood, but designers may fall between the two stools of naive empiricism and over-elaborate finite element analysis (FEA). A new approach, Mobilizable Strength Design (MSD), has been developed to bridge this gap. MSD specifies deformation mechanisms tailored to each stage of construction. Each stage is analysed for energy balance, with incremental subsidence creating a drop of potential energy which must equal the work done deforming the soil and the support system. Incremental deformations are summed, while soil non-linearity is allowed for. The non-linear response of a representative shear stress-strain test is required, but estimates can be based on routine soil characterisation. It is demonstrated that MSD back-analyses not only fit FEA results for soft clay within ± 30%, but also fit the soil-structure deformation data of 110 field studies within a factor of 1.4. Finally, a new set of dimensionless groups is defined to characterise deep excavations in clay without the need for any analysis at all. These are used to chart the maximum wall displacements taken from the field database, and an elementary formula is proposed which predicts these 110 maximum displacements within a factor of 2.9. Guidelines are deduced for designers. In particular, it is shown that wall stiffness within the typical range of sheet-piles, secant piles and diaphragm walls has little or no effect on wall deformations.
Geotechnical Engineering Journal of the SEAGS & AGSSEA, 2011
Since the early use of fabrics to reinforce roads by the South Carolina Highway Department in the USA in 1920s, geosynthetics have been successfully adopted as reinforcements in many civil engineering applications, ranging from slopes, earth retaining walls, embankments, foundations, landfills, roads, earth structures for river and coastal protection, etc. This special issue focusing on geosynthetic-reinforced earth structures contains several technical papers contributed by a combination of internationally well-known experts and young, energetic researchers and/or engineers in these areas from China, Japan, Malaysia, Singapore, and the United States. They present past successes, recent developments, and/or issues in the design, modeling/analysis, construction, and performance evaluation of geosynthetic-reinforced earth structures. Prof. Dov Leshchinsky at the University of Delaware in the USA, an internationally well-known expert in geosynthetics, slopes, and walls, offers his broad and in-depth views on some issues related to the design of mechanically-stabilized earth walls and slopes. Issues include discussion on the artificial separation between reinforced walls and slopes, deficient seismic design of reinforced earth structures, and difficulties associated with feedback from field data and its implications on design of reinforced earth walls. Prof. Leshchinsky offers the solutions to these issues including the adoption of reinforced slope design method for reinforced walls and reduced seismic coefficients with limit equilibrium analysis for seismic design of reinforced earth structures. Prof. Leshchinsky emphasizes the importance of following the principles of statics in the development of design methods from field data. Dr. Teik Aun Ooi at TAO Consultant and Mr. C.H. Tee at Mega Geoproducts and Services have many years' practical experience in design and construction of geosynthetic-reinforced earth walls and steep slopes in Malaysia. They share their rich experience and knowledge accumulated through years of practice in their technical paper. They present various case histories of slope repair and the role of geosynthetic reinforcement in the slope reconstruction and performance. Prof. Jinchun Chai at Saga University in Japan has developed a number of design methods well adopted in practice for ground improvement. In his paper included in this special issue, Prof. Chai proposed a method for predicting undrained shear strength of saturated clayey backfill in an embankment reinforced by dual function (reinforcement and drainage) geocomposites, which is used to calculate the factor of safety of the reinforced embankment. The proposed method considers the effects of discharge capacity of the geocomposite, spacing between geocomposite layers, construction speed, and the coefficient of consolidation of the backfill.
Class case of study
Buildings
Urban areas in Taiwan are densely populated with limited land. Excavation often takes place near existing buildings, necessitating protective measures for adjacent properties. Among these measures, cross walls or buttress walls are commonly employed, especially in weak foundation soils, which have seen many successful applications. These mechanisms mainly contribute to reducing lateral deformation of the diaphragm walls, ground subsidence, and excavation face uplift. However, the behavior of these walls is essentially three-dimensional, and common engineering analyses employing one-dimensional elastoplastic beam analysis cannot adequately simulate their mechanical behavior. This study utilized the PLAXIS 3D 2018 software to analyze real-life cases of buttress walls and cross walls. Then, the results of the numerical models were validated against actual field measurements, and the outcomes were satisfactory, and within the regulatory allowable values. The primary objective of this st...
International Journal of GEOMATE, 2018
This paper demonstrates the use of explicit finite difference program FLAC to numerically simulate staged braced excavation involving various stages of excavation and strutting. The short term undrained condition is considered in the analyses. A FISH script is developed, with automatic mesh generation capacity, to study the behavior of wall deformation and ground settlement during the stages of construction. The numerical model is developed using the case study of Nicoll Highway in Singapore. Both the geotechnical design and the causes of failure of the Nicoll Highway excavation are re-visited through extensive comparisons with existing published data. It is considered as a successful development with the main purpose in mind to develop a numerical model for the analysis of staged excavation in the construction of underground basements. The success of the development is to be used in assisting other design projects in the future.
This paper will describe in details the issues and challenges involved in the procedures for strut omission by observational approach for two case histories from two different projects – Circle Line Contract C824 and Down Town Line Stage 3 Contract C922. The case history of Overrun Tunnel (ORT) of C922 is basically an underground facility building functions as both Railway Facility (Operation Control Centre) and Electrical Substation (ESS) which is to be built next the Expo Station. ORT is located in old alluvium (OA). The proposed underground overrun tunnel is a box structure with dimensions of approximately 23m wide, 25m deep and approximately 440m long. The proposed diaphragm wall function as the earth retaining system (ERSS), it designed for both temporary loading conditions during excavation and permanent load conditions in accordance with LTA Civil Design Criteria. Bottom-up construction sequence is adopted where lateral supports using four (S3 to S6) or six (S1 to S6) layers of steel strutting were installed as excavation progresses downward. The most challenging part is the omission of the last layer of strut S6 for the whole ORT by using observational approach. The case history of C824 Nicoll Highway Station demonstrates that Jet Mechanical Mixing (JMM), if properly installed, has major benefits in controlling the stability and movements induced by deep excavations in soft ground. The reasons can be attributed to the fact that the inner soil column is comprehensively mixed, combined with the attributes of the outer jet grouted column with sufficient overlapping. The whole process undergoes tight quality control and rigorous testing to ensure a continuous and comprehensive slab. In addition to the JMM slab, there is the major benefit of the discrete soil mixing columns formed above the JMM slab during the withdrawal of the auger. This case history also shows that with observational approach, if used appropriately, the design of temporary works can be effectively streamlined to achieve a more economical and yet safe design, This is illustrated by the approach to omit the intermediate layer of strut in the original design after observing the better than expected performance of the JMM. Based on the limited usage to date it is difficult to suggest what parameters should be used for future design. The approach to the back analyses and forward analyses in the observational approach is presented in this paper. This paper will also discuss the design and construction considerations by focusing on the challenge of strut omission by observation approach. The instrumentation monitoring results will also be presented as evaluation of the performance of the ERSS. The site observation and instrumentation result is in line with the forward analysis prediction for the omission of strut. This proposal has helped to expedite the project with a more economical design. With the implementation of observational approach, we will be able to achieve a more sustainable development of underground infrastructure projects.
In the new pneumatic caisson method (NPC), soil excavation and removal is completed remotely by workers on the ground. In 2007, this method was successfully applied in a tunnel shaft in Shanghai. Combined with the construction example, field monitoring and measuring has been conducted. Typical monitored results, such as the working pressure, lateral earth pressure, reaction pressure, and ground movements, were presented and analyzed. In addition, a numerical approach considering the soil disturbance during construction was proposed to predict the soil movements induced by the NPC construction. It was successfully implemented in the three-dimensional finite element method (FEM) codes. Calculated soil movements were examined and verified by the field measurements. In the meantime, these results were compared with the ones obtained from the two-dimensional approach proposed by the authors in the previous study. Results showed that, they agreed well with each other, and in general the three-dimensional analysis results approached the actual situation more closely.
Engineering failures are hard to define. They may form catastrophic disasters that are serious threats to public safety; yet, at other instances, they may be a shortcoming in the behavior or function of structures. A functional shortcoming, unforeseen and unplanned for, of an engineered element, may sometimes be considered a failure while at other times seen as tolerable or even advantageous. Engineers always regard failures as their greatest enemy; ironically, failures may be considered as their foremost teacher as well. Without failures, much of the current advances in design would not have been gained. Studying well-documented failures is important as the findings can be used to improve the designs and performance of structures. In this article, the different aspects related to failures and their prevention are explored. A conceptual model for the cost of failures is also presented. Additionally, some of the well-documented case histories of failures encompassing a wide range of geotechnical practices are highlighted and the learnt lessons are emphasized. It is demonstrated that failures may be substantially reduced by carrying out proper geotechnical site investigations, adopting flexible designs that incorporate observations during construction, applying strict site supervision, implementing geotechnical instrumentation programs and embracing risk management principles.
Journal of Geotechnical and Geoenvironmental Engineering, 2015
The basement of the Stata Center building on the MIT campus required 12.8m deep excavations covering a large open-plan site and underlain by more than 25m of lightly overconsolidated Boston Blue Clay. The excavations were supported by a floating, perimeter diaphragm and braced with a system of internal corner struts, rakers and tieback anchors. The project involved a complex sequence of berms, access ramps and phased construction of the concrete mat foundation. One of the key goals of the design was to limit ground movements in order to prevent damage to adjacent structures including the Alumni Pool building, which was founded on shallow caissons and located less than 1.5m from the south wall. Lateral wall movements and building settlements were closely monitored throughout construction, while photos from a network of webcams located around the open-plan site provide a detailed time history of the construction processes. This paper describes the development of a comprehensive 3D finite element model for the Stata Center basement excavation, which has been enabled by recent advances in available Plaxis 3D software including efficient multicore iterative solving capabilities, importing of geometric data from CAD files, and use of embedded pile elements to represent tieback anchors. The analyses highlight the effects of the 3D excavation and support geometry on wall and ground movements. The base case results using a simple elasto-plastic (MC) soil model with undrained conditions in the clay are generally in very good agreement with measured performance. The effects of refined constitutive modeling and partial drainage within the clay have a secondary role on numerical predictions for this project.
2019
Measurement data from previous excavation works in soft clay deposits are revisited to benchmark a contemporary constitutive soil model, referred to as the Creep-SCLAY1S. The research is motivated by the planned deep excavations for the West Link tunnel in Gothenburg that require analyses of both shortand long-term performance. Unique data on prior excavation works, which were instrumented and monitored during the construction period, will be utilised. In contrast to previous studies, that focused on the construction period, also the long-term performance will be assessed using satellite data. The analyses are carried out using a contemporary rate-dependent model, considering the on-going (background) creep deformations in the clay deposit. The study shows that while the recent model developments result in improved predictions, additional features need to be further developed: most notably, the formulations for the rate-dependent small strain stiffness in loading and unloading stres...
The advance of computer technology has made the finite element method (FEM) more accessible than ever. Many engineers have tried FEM geotechnical software in handling their geotechnical projects. However, like a pilot with inadequate training, it would backfire if he were to fly a sophisticated jet fighter. Engineers with insufficient geotechnical background may gain access to the sophisticated FEM software without realizing the risk behind it. They make mistakes that may lead to the bad performance or even failure of the geotechnical structures. The author himself, along the years of learning and applying the geotechnical FEM software, has made many mistakes. This paper, with Plaxis application as example, tries to elaborate the common mistakes found in applying the FEM geotechnical software in handling excavation problems.
Computers and Geotechnics, 2021
This paper presents a benchmark of a rate-dependent constitutive model for soft soils, implemented in a 2D finite element code, against the response of an instrumented excavation in sensitive clay: Göta Tunnel in Gothenburg. The monitoring data, which comprise time-series of pore water pressures, displacements, earth pressures and strut forces, provide valuable insights of the time-dependent response during the construction period. The longterm response, in terms of the ongoing settlement rates, is assessed using remote sensing data. The results of the numerical simulations demonstrate that the constitutive model, Creep-SCLAY1S, is capable of capturing the observed response. The trends of vertical and horizontal displacements are captured well until the stage of dewatering, and the evolution of pore pressures and earth pressures is computed with high accuracy, excluding peaks in the measurement values arising from pile and rock anchor installation. Most importantly, the results demonstrate that the rate-dependent model enables to model the complete service life of the tunnel, from construction of the excavation to the tunnel operation, with one unified model parameter set. Furthermore, the comparisons highlight the importance of assessing installation effects both in the choice of construction methods and modelling.
This is a thesis on Bangkok MRT works by Dr. Chanaton Surarak as supervised by Prof. A.S.Balasubramaniam
This dissertation is on the geotechnical aspects of the completed Bangkok MRT Blue Line Project and its extension which is currently under design. There were 18 cut and cover subway stations and nearly 22 km of tunnels constructed by the use of earth pressure balanced shield tunnel boring machines. The soil profile model up to depths of 60 to 65 m consists of seven layers: Weathered Crust and Backfill Material; Very Soft to Soft Bangkok Clay; Medium Stiff Clay; Stiff to Hard Clay; Medium Dense to Very Dense Sand; Very Stiff to Hard Clay; and Very Dense Sand. The strength and deformation characteristics of the Bangkok subsoils are determined from laboratory tests (mainly oedometer and triaxial tests) and in-situ field tests (such as vane tests and pressuremeter tests). Additionally, the small strain behaviour is also investigated using Bender element tests in the laboratory and cross hole seismic tests in the field. The soil parameters needed for the deformation analyses are determined for the Mohr Coulomb Model, Soft Soil Model, Hardening Soil Model, and the Hardening Soil Model with Small Strain Stiffness.
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