Latest News for: lpl financial
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Choosing the Right Succession Plan for Your Financial Practice (LPL Financial Holdings Inc)
Public Technologies 24 Feb 2026
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LPL 10 K (LPL Financial Holdings Inc)
Public Technologies 24 Feb 2026
The primary SRO of LPL Financial's, LPL Enterprise's and Commonwealth's broker-dealer activity is FINRA, and the primary regulator of LPL Financial's, LPL Enterprise's and Commonwealth's investment advisory activity is the SEC.
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Information Required of Brokers and Dealers (Form X-17A-5) (LPL Financial LLC)
Public Technologies 23 Feb 2026
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Annual Report for Fiscal Year Ending December 31, 2025 (Form 10-K) (LPL Financial Holdings Inc)
Public Technologies 23 Feb 2026
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San Diego Union-Tribune
20 Feb 2026
LPL Financial announces layoffs at San Diego office
San Diego Union-Tribune
20 Feb 2026
LPL Financial, the financial services company headquartered in San Diego, has announced plans to lay off 72 employees, according to a notice filed�with the state’s Employment Development Department.
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Stipulation and Consent Order In re: LPL Financial LLC (CRD #6413) (Vermont Department of Financial Regulation)
Public Technologies 19 Feb 2026
Vermont Department of Financial Regulation published this content on February 18, ...
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LPL Financial January 2026 Monthly Metrics Press Release (LPL Financial Holdings Inc)
Public Technologies 19 Feb 2026
Securities and advisory services offered through LPL Financial LLC ("LPL Financial") and LPL Enterprise, LLC ("LPL Enterprise"), both registered investment advisers and broker-dealers.
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LPL Financial January 2026 Monthly Metrics Historical Information (LPL Financial Holdings Inc)
Public Technologies 19 Feb 2026
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LPL Financial & Simplicity Group Partner on Insurance (LPL Financial Holdings Inc)
Public Technologies 18 Feb 2026
Securities and advisory services offered through LPL Financial LLC ("LPL Financial") or its affiliate LPL Enterprise, LLC ("LPL Enterprise"), both registered investment advisers and broker-dealers.
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4 Proactive Tax Planning Tactics for Advisors in 2026 (LPL Financial Holdings Inc)
Public Technologies 18 Feb 2026
) Comprehensive Tax Planning Guide for Financial Advisors ... [...]. This is an abstract of the document ... Disclaimer. LPL Financial Holdings Inc.
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LPL Welcomes Shoreline Private Wealth Management (LPL Financial Holdings Inc)
Public Technologies 17 Feb 2026
SAN DIEGO - February 17, 2026 - LPL Financial LLC ... Securities and advisory services offered through LPL Financial LLC ("LPL Financial"), a registered investment adviser and broker-dealer.
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