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Choosing the Right Succession Plan for Your Financial Practice (LPL Financial Holdings Inc)

Public Technologies 24 Feb 2026
Learn how common succession planning strategies work and how LPL Financial can help you build a succession plan on your terms ... LPL Financial ...
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LPL 10 K (LPL Financial Holdings Inc)

Public Technologies 24 Feb 2026
The primary SRO of LPL Financial's, LPL Enterprise's and Commonwealth's broker-dealer activity is FINRA, and the primary regulator of LPL Financial's, LPL Enterprise's and Commonwealth's investment advisory activity is the SEC.
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Information Required of Brokers and Dealers (Form X-17A-5) (LPL Financial LLC)

Public Technologies 23 Feb 2026
Name of Broker-dealer LPL FINANCIAL LLC ... Address 1 1055 LPL WAY ... LPL Financial LLC published this content on February 23, 2026, and is solely responsible for the information contained herein.
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Annual Report for Fiscal Year Ending December 31, 2025 (Form 10-K) (LPL Financial Holdings Inc)

Public Technologies 23 Feb 2026
(1) cash and equivalents held at the Parent, (2) cash and equivalents held at regulated subsidiaries as defined by the Credit Agreement, which include LPL Financial, LPL Enterprise, PTC, CES, and ...
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AI fears are hammering shares of brokers like Charles Schwab and LPL — but the ...

New York Post 21 Feb 2026
Shares of companies like Charles Schwab and LPL Financial are tanking on fears that AI will replace its stock brokers – but the humans aren’t panicking like the headlines would have you believe, On The Money has learned.
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LPL Financial announces layoffs at San Diego office

San Diego Union-Tribune 20 Feb 2026
LPL Financial, the financial services company headquartered in San Diego, has announced plans to lay off 72 employees, according to a notice filed�with the state’s Employment Development Department.
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LPL Financial January 2026 Monthly Metrics Press Release (LPL Financial Holdings Inc)

Public Technologies 19 Feb 2026
Securities and advisory services offered through LPL Financial LLC ("LPL Financial") and LPL Enterprise, LLC ("LPL Enterprise"), both registered investment advisers and broker-dealers.
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LPL Welcomes Tom Madigan to the Thimble Island Private Wealth Team

Nasdaq Globe Newswire 19 Feb 2026
19, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor ...
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LPL Financial Reports Monthly Activity for January 2026

Nasdaq Globe Newswire 19 Feb 2026
SAN DIEGO, Feb. 19, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq. LPLA) (the “Company”) today released its monthly activity report for January 2026 ... .
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Stipulation and Consent Order In re: LPL Financial LLC (CRD #6413) (Vermont Department of Financial Regulation)

Public Technologies 19 Feb 2026
). The text version of this document is not available ... Attachments Original document Permalink.
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LPL Financial January 2026 Monthly Metrics Historical Information (LPL Financial Holdings Inc)

Public Technologies 19 Feb 2026
Consists of total advisory and brokerage assets under custody at the Company's primary broker-dealer subsidiary, LPL Financial LLC ("LPL Financial"), as well as assets under custody of ...
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LPL Financial & Simplicity Group Partner on Insurance (LPL Financial Holdings Inc)

Public Technologies 18 Feb 2026
Securities and advisory services offered through LPL Financial LLC ("LPL Financial") or its affiliate LPL Enterprise, LLC ("LPL Enterprise"), both registered investment advisers and broker-dealers.
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4 Proactive Tax Planning Tactics for Advisors in 2026 (LPL Financial Holdings Inc)

Public Technologies 18 Feb 2026
) Comprehensive Tax Planning Guide for Financial Advisors ... [...]. This is an abstract of the document ... Disclaimer. LPL Financial Holdings Inc.
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LPL Welcomes Shoreline Private Wealth Management (LPL Financial Holdings Inc)

Public Technologies 17 Feb 2026
) LPL Financial Welcomes Shoreline Private Wealth Management ... LPL Financial ... About LPL Financial ... Securities and advisory services offered through LPL Financial LLC ("LPL Financial"), a registered investment adviser and broker-dealer.
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LPL Financial Welcomes Shoreline Private Wealth Management

Enid News & Eagle 17 Feb 2026
17, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced ...

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