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CIRO to Hold a Settlement Hearing for Virtu Canada Corp. (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 24 Feb 2026
If the settlement agreement is accepted, the panel's decision and the settlement agreement will be made available at https.//www.ciro.ca ... is a CIRO-registered investment dealer ... [email protected].
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CIRO to Hold an Interim Appearance for George Alexander Abisaleh (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 24 Feb 2026
Toronto (Ontario), February 24, 2026 - An interim appearance has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to the Mutual Fund Dealer Rules in the matter of George Alexander Abisaleh.
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Hearing Notice - CIRO to Hold an Interim Appearance for George Alexander Abisaleh Français

Canada Newswire 24 Feb 2026
24, 2026 /CNW/ - An interim appearance has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to the Mutual Fund Dealer Rules in the matter of George Alexander Abisaleh.
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Hearing Notice - CIRO to Hold a Settlement Hearing for Virtu Canada Corp. USA - ...

Canada Newswire 24 Feb 2026
If the settlement agreement is accepted, the panel's decision and the settlement agreement will be made available at www.ciro.ca ... is a CIRO-registered investment dealer ... For more information, visit www.ciro.ca.
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Facilitation of a Client Special Settlement Trade and Double Printing (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 23 Feb 2026
CIRO has issued additional Guidance Notes1 in relation to this concept, confirming that double printing is considered to create a false or misleading appearance of trading activity contrary to UMIR Rule 2.2.
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Entering Orders on Both Sides of the Market (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 23 Feb 2026
CIRO Guidance ... CIRO will not consider a Participant or Access Person to be engaging in a manipulative or deceptive activity if the wash trade arises in the following circumstances ... 2.3 Consent of CIRO.
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“When Issued” Trading (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 23 Feb 2026
) 1. Definition of "trades on a when issued basis" ... 2 ... 3 ... 4 ... 5. Applicable Rules ... CIRO - Canadian Investment Regulatory Organization published this content on February 23, 2026, and is solely responsible for the information contained herein.
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“Advantages” to the Purchaser of a Security (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 23 Feb 2026
If CIRO concludes that the price of a trade is unreasonable given the failure of the seller to deliver all of the "advantages" of the purchased security that arose after the trade date, CIRO may cancel the trade.
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Use of Market-On-Close Facilities (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 23 Feb 2026
If the cancellation of an erroneous order entered into a MOC facility is no longer permitted due to the functionality of a MOC facility, the Participant or Access person should immediately contact CIRO's Market Surveillance1 for guidance.
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Marker Corrections and Use of the Regulatory Marker Correction System (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 23 Feb 2026
The following are specific questions and CIRO's response to each question ... Please see the RMCS UserGuide, located on the CIRO Services portal, for instructions on how to submit a bulk correction ... Users can access RMCS through CIRO Services.
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Guidance on Single-Stock Circuit Breakers (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 23 Feb 2026
It is CIRO's view that market forces should generally drive trading activity without regulatory interference ... CIRO maintains a daily list of all listed securities that are subject to SSCBs on its website.
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CIRO Hearing Panel issues Reasons for Decision in the matter of Wei (Wendy) Seto (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 19 Feb 2026
Re Seto 2026 CIRO 06 ... [email protected] ... CIRO - Canadian Investment Regulatory Organization published this content on February 19, 2026, and is solely responsible for the information contained herein.
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Amendment to CIRO By-Law No. 1, Section 5.4, regarding term limits of Independent Directors and the Chair (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 19 Feb 2026
The CIRO Board, through its Governance Committee (GC), regularly reviews its governance framework to ensure alignment with best practices and to support effective leadership continuity ... CIRO is proposing to amend its By-law to allow.
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CIRO Seeks New Members for its Investor Advisory Panel (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 18 Feb 2026
[email protected]. February 18, 2026 (Toronto, Ontario) - The Canadian Investment Regulatory Organization (CIRO) is inviting applications for membership in its Investor Advisory Panel (IAP) ... [email protected]. About CIRO.
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CIRO Hearing Panel issues its Reasons for Decision in the matter of Peter Michael Deeb and Hampton Securities Ltd. (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 18 Feb 2026
Re Deeb and Hampton 2026 CIRO 07 ... Re Hampton & Deeb 2025 CIRO 18 ... is a Dealer Member of CIRO with its head office in Toronto, Ontario ... [email protected] ... CIRO - Canadian Investment Regulatory ...

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