Latest News for: broker

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Trade attorneys, customs brokers and importers are racing to figure out if tariff refunds will ...

Wall Street Journal 24 Feb 2026
Trade attorneys, customs brokers and importers are racing to figure out if tariff refunds will be available—and when ... .
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Two Steps Forward for Broker-Dealers Holding Payment Stablecoins (Dechert LLP)

Public Technologies 24 Feb 2026
... the Exchange Act]."1 Accordingly, the Staff's position permits a broker-dealer to take a 2% haircut of the "market value of the greater of the long or short [...].
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Highway 50 Gold Upsizes Non-Brokered Private Placement of Units (Highway 50 Gold Corp)

Public Technologies 24 Feb 2026
) Highway 50 Gold Upsizes Non-Brokered Private Placement Of Units ... (the "Company") is pleased to announce that due to investor demand, the Company has increased the size of its non-brokered ...
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Information Required of Brokers and Dealers (Form X-17A-5) (Virtu Americas LLC)

Public Technologies 24 Feb 2026
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C ... Information Required of Brokers and Dealers Pursuant to Section 17 of the ... Type of Registrant Broker-dealer ... A ... Name of Broker-dealer VIRTU AMERICAS LLC ... B.
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Information Required of Brokers and Dealers (Form X-17A-5) (Pruco Securities LLC)

Public Technologies 24 Feb 2026
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C ... Information Required of Brokers and Dealers Pursuant to Section 17 of the ... Type of Registrant Broker-dealer ... Name of Broker-dealer Pruco Securities, LLC.
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RBI not looking to revisit lending rules for proprietary traders, brokers: Malhotra

Business Line 23 Feb 2026
Rules on collateral, proprietary trading to take effect April 1 ....
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AI Anxiety Has Found Its Way to Real-Estate Brokers

Wall Street Journal 23 Feb 2026
A selloff in commercial broker shares reflects investor fears that artificial intelligence will erode the industry’s fees. Executives say the human touch still matters ... .
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New India Assurance Oman reviews broker-driven growth

Oman Observer 23 Feb 2026
MUSCAT. The Oman operations of The New India Assurance Company Limited — Oman Operations held a brokers’ meeting in Muscat on February 16 to review market conditions and outline pr ....
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Information Required of Brokers and Dealers (Form X-17A-5) (Barclays Capital Inc)

Public Technologies 23 Feb 2026
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C ... Information Required of Brokers and Dealers Pursuant to Section 17 of the ... Type of Registrant Broker-dealer ... A ... Name of Broker-dealer BARCLAYS CAPITAL INC.
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UMortgage Launches Flat-Fee Mortgage Broker Model Designed to Accelerate Broker Channel Growth

PR Newswire 23 Feb 2026
UMortgage's new broker model is designed to meet this shift with a broker-first platform that makes it easier to compete and grow ... Brokers on the platform are supported by Tempo, UMortgage's proprietary CRM built for brokers by brokers.
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