director of salesとは 意味・読み方・使い方

When the FSA Commissioner and the directors-general of the Local Finance Bureaus have taken an administrative disposition under either of Articles 51 to 54 of the FIEA against a sales office of a Financial Instruments Business Operator, etc., under their jurisdiction that is located in a region not under their jurisdiction, they shall immediately notify the details of the action to the director-general of the Local Finance Bureau that has jurisdiction over the region where the said sales office is located.発音を聞く 例文帳に追加

金融庁長官又は財務局長は、所管する金融商品取引業者等の他の財務局長が管轄する区域に所在する営業所に対して、金商法第51条から第54条までの規定に基づく処分をした場合は、速やかに当該営業所の所在地を管轄する財務局長にその処分内容を連絡するものとする。 - 金融庁

It should be noted that in cases where the provisions of III-1 Governance (general) are applied to foreign corporations engaging in Type I financial instruments business, the “representative director” shall be replaced with the “representative in Japan” and “the Board of Directors, etc.” with “the highest decision-making organization of a sales branch or business office in Japan.”発音を聞く 例文帳に追加

なお、第一種金融商品取引業を行う外国法人については、「Ⅲ－１経営管理（共通編）」の適用に際し、代表取締役を本邦における代表者、取締役会等を本邦における営業所又は事務所における最高意思決定機関等と適宜読み替えるものとする。 - 金融庁

Does the specified business operator appoint a director in charge or manager who is responsible for fulfilling the obligation to give notification of suspicious transactions (hereinafter referred to as “Suspicious Transaction Notification Administrator”)? Has the specified business operator developed a system in which a Suspicious Transaction Notification Administrator coordinates among related divisions and branches, including the Compliance Control Division, operational divisions, administrative divisions, and sales branches, to comply with the provisions of criminal proceeds transfer prevention laws and regulations related to the obligation to give notification of suspicious transactions without fail?発音を聞く 例文帳に追加

疑わしい取引の届出義務の履行に責任を有する担当取締役又は管理者（以下「疑わ しい取引の届出責任者」という。）が定められており、疑わしい取引の届出責任者がコンプライアンス統括部門、各業務部門、事務部門、営業店等の関係部店間を調整し、疑わしい取引の届出義務に関する犯罪収益移転防止法令の規定を確実に遵守する体制を整備しているか。 - 財務省

Does the institution appoint a director in charge or manager who is responsible for complying with foreign exchange laws and regulations related to the accounting, etc. of the Special International Financial Transactions Account (hereinafter referred to as “Offshore Account Administrator”)? Has the institution developed a system in which an Offshore Account Administrator coordinates among related divisions and branches, including the Compliance Control Division, operational divisions, administrative divisions, and sales branches, to comply with the provisions of foreign exchange laws and regulations related to the accounting, etc. of the Special International Financial Transactions Account without fail?発音を聞く 例文帳に追加

特別国際金融取引勘定の経理等に関する外為法令の遵守に責任を有する担当取締役又は管理者（以下「オフショア勘定責任者」という。）が定められており、オフショア勘定責任者がコンプライアンス統括部門、各業務部門、事務部門、営業店等の関係部店間を調整し、特別国際金融取引勘定の経理等に関する外為法令の規定を確実に遵守する体制を整備しているか。 - 財務省

Does the institution appoint a director in charge or manager who is responsible for performing the obligation to identify customers, etc. (hereinafter referred to as “Identity Confirmation Administrator”)? Has the institution developed a system in which an Identity Confirmation Administrator coordinates among related divisions and branches (including divisions and branches in charge of response to economic sanctions such as asset freeze), including the Compliance Control Division, operational divisions, administrative divisions, and sales branches, to comply with the provisions of the Foreign Exchange Act, etc. related to the obligation to identify customers, etc. without fail?発音を聞く 例文帳に追加

本人確認義務等の履行に責任を有する担当取締役又は管理者（以下「本人確認等責任者」という。）が定められており、本人確認等責任者がコンプライアンス統括部門、各業務部門、事務部門、営業店等の関係部店（資産凍結等経済制裁への対応を担当する部店を含む。）間を調整し、本人確認義務等に関する外為法令等の規定を確実に遵守する体制を整備しているか。 - 財務省

Does the specified business operator appoint a director in charge or manager who is responsible for fulfilling the notification obligation pertaining to foreign exchange transactions (hereinafter referred to as “Foreign Exchange Transaction Notification Administrator”)? Has the specified business operator developed a system in which a Foreign Exchange Transaction Notification Administrator coordinates among related divisions and branches, including the Compliance Control Division, operational divisions, administrative divisions, and sales branches, to comply with the provisions of criminal proceeds transfer prevention laws and regulations related to the notification obligation pertaining to foreign exchange transactions without fail?発音を聞く 例文帳に追加

外国為替取引に係る通知義務の履行に責任を有する担当取締役又は管理者（以下「外国為替取引通知責任者」という。）が定められており、外国為替取引通知責任者がコンプライアンス統括部門、各業務部門、事務部門、営業店等の関係部店間を調整し、外国為替取引に係る通知義務に関する犯罪収益移転防止法令の規定を確実に遵守する体制を整備しているか。 - 財務省

Regrettably, more than 5,000 people are still missing, and one year is too long a time to wait for the adjudication of disappearance due to emergency. Therefore, the FSA's director-general in charge held very tough negotiations with the Ministry of Justice, which is responsible for matters related to the certification of the death of missing people. As a result, it has been agreed to allow the death of missing people to be certified three months after their disappearance based on a notification submitted to municipal governments through a simplified procedure. While an arrangement like that is made behind the scenes, life insurance sales women are going from mortuary to mortuary with the relatives of missing people. As I am a doctor by profession, I know well what a great mental shock it is for ordinary people to see the body of a person killed in a disaster like that, but insurance sales women are going as far as to do that. As I told you previously, Ishinomaki Shoko Shinkumi, which could not be contacted for four days after the earthquake, continued to provide loans, with employees working by candle light. In that sense, I am very grateful to various people in the financial sector, including financial institutions, life and non-life insurance companies and securities companies, for dealing with the unprecedented earthquake and tsunami disaster through private-public collaboration. However, I am not so complacent as to believe that we have done enough.発音を聞く 例文帳に追加

しかし、危難失踪で1年間といったら、5千人以上の方が本当に胸の痛む思いでございますが、今まだ行方不明でございまして、それで危難失踪で1年というのはちょっと長すぎますので、これは金融庁の局長が非常に頑張っていただきまして、法務省、これは生きるか死ぬかという生死は法務省ですから、法務省と大変激しい交渉をやらせていただきまして、これは3か月だったかな、3か月で簡素な市町村に対する届出によって、死亡の確認ができるというふうになりまして、そんなことを目に見えないことでございますが、いわゆる生保のセールスレディの方もご遺族と一緒にご遺体安置所なんかをどんどん回っていただいておりまして、私は医者ですから、よくああいうご遺体にお会いするという、普通慣れてない方といいますか、我々は本職が医者でございますけれども、いかに精神的ショックを受けられるかということは、私はよく分かりますので、そこまでしてセールスレディの方がやっていただいているという話をよく聞きますので、そういった意味で、私は金融の分野はまさに金融機関、いつかお話ししたと思いますが、宮城県石巻商工信用組合、4日間、連絡が付かなかったのですけれども、ろうそくをつけながら、きちっと人にお金を貸したということをやっていただいておりまして、そういう意味では私は本当に各金融機関、生損保、あるいは証券会社、あるいはそういったいろいろな各関係、金融関係の方に本当に官民一体で未曾有の震災に取り組んでいただいたということは感謝いたしておりますけれども、まだまだ、十分と、そんなに決してのぼせ上がっておりません。 - 金融庁