derivative rightsとは 意味・読み方・使い方

• Persons who conclude a contract specified in Article 2(8)(xii)(a) of the FIEA, and who, based on the said contract, engage in the business of managing money or other property (including instructions thereof) as an investment in rights pertaining to securities or derivative transactions made in accordance with investment decisions based on the analysis of the values of financial instruments and other items;発音を聞く 例文帳に追加

・金商法第２条第８項第12号イに掲げる契約を締結し、当該契約に基づき、金融品の価値等の分析に基づく投資判断に基づいて有価証券又はデリバティブ取引係る権利に対する投資として、金銭その他の財産の運用（その指図を含む。）業として行う者 - 金融庁

(3) An original work shall be deemed to have been "made public" (a) when its translation (a form of derivative works) has been made available to the public, by a person who, pursuant to the provisions of Article 28, is entitled to the same rights as those provided for in Articles 22 to 24 or by a person with authorization from such a person, by means of its stage performance, musical performance, screen presentation, public transmission or recitation, or (b) when such translation has been made transmittable by a person who, pursuant to the provisions of Article 28, is entitled to the same rights as those provided for in Article 23, paragraph (1) or by a person with authorization from such a person.発音を聞く 例文帳に追加

３　二次的著作物である翻訳物が、第二十八条の規定により第二十二条から第二十四条までに規定する権利と同一の権利を有する者若しくはその許諾を得た者によつて上演、演奏、上映、公衆送信若しくは口述の方法で公衆に掲示され、又は第二十八条の規定により第二十三条第一項に規定する権利と同一の権利を有する者若しくはその許諾を得た者によつて送信可能化された場合には、その原著作物は、公表されたものとみなす。 - 日本法令外国語訳データベースシステム

(2) An original work shall be deemed to have been "published" when reproductions of its translation (a form of derivative works) have been made and distributed, in such quantities as prescribed in the preceding paragraph, by a person who, pursuant to Article 28, is entitled to the same right as that provided for in Article 21 or by a person with authorization from such a person; provided, however, that the foregoing shall not apply to situations where the making and distributing of reproductions harms the rights of a person who, pursuant to the provisions of Article 28, is entitled to the same right as one of those provided for in Article 26, Article 26-2, paragraph (1) or Article 26-3 pursuant to the provisions of Article 28.発音を聞く 例文帳に追加

２　二次的著作物である翻訳物の前項に規定する部数の複製物が第二十八条の規定により第二十一条に規定する権利と同一の権利を有する者又はその許諾を得た者によつて作成され、頒布された場合（第二十八条の規定により第二十六条、第二十六条の二第一項又は第二十六条の三に規定する権利と同一の権利を有する者の権利を害しない場合に限る。）には、その原著作物は、発行されたものとみなす。 - 日本法令外国語訳データベースシステム

We emphasize the necessity that participants to the commodities derivative markets have to act under adequate control and supervision, and require enhancing transparency of both the spot commodities and derivatives markets as previously proposed by IOSCO, and have requested to IOSCO by September to finalize the proposal on the control and supervision to deal with especially the misuse and rigging of markets in this field through authority to establish ex-ante regulation on position when appropriate or through the stylized authority on position management including other intervention rights.例文帳に追加

我々は、商品デリバティブ市場の参加者が適切な規制・監督に従う必要性を強調し、IOSCOが以前提言していたように現物及びデリバティブ市場双方の透明性を強化することを求め、IOSCOに対し、適切な場合にポジションに係る事前規制を設定する権限やその他の介入権限を含むポジション管理に係る定型化された権限を通じることなどにより、特に市場の濫用・操作に対処するためのこの分野の規制・監督に関する提言を、9月までに最終化するよう求めた。 - 経済産業省

(ix) the acts which are listed in Article 2, paragraph (8), item (xii) of the Act (limited to one pertaining to a Discretionary Investment Contract), in which a Commodity Trading Advisor, etc. (meaning a Commodity Trading Advisor, etc. as prescribed in Article 33, paragraph (1) of the Act on Control for Business Pertaining to Commodity Investment (Act No. 66 of 1991)) makes an investment of money or other properties as an investment in rights pertaining to a Currency Derivative Transaction in association with a Commodity Investment (meaning Commodity Investment as prescribed in Article 2, paragraph (1) of that Act) (limited to an act whose purpose is to abate any possible loss due to a fluctuation in the exchange rates pertaining to said Commodity Investment);発音を聞く 例文帳に追加

九　法第二条第八項第十二号に掲げる行為（投資一任契約に係るものに限る。）のうち、商品投資顧問業者等（商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）第三十三条第一項に規定する商品投資顧問業者等をいう。）が商品投資（同法第二条第一項に規定する商品投資をいう。）に付随して、通貨デリバティブ取引に係る権利に対する投資として、金銭その他の財産の運用を行う行為（当該商品投資に係る為替変動による損失の可能性を減殺することを目的とするものに限る。） - 日本法令外国語訳データベースシステム

(2) With regard to the application of the provisions of the Financial Instruments and Exchange Act to cases where the Settlor Company of an Investment Trust gives instructions in the course of business for investment to be made in Securities or assets other than the rights pertaining to Derivative Transactions as an investment of the of the trust property of an Investment Trust Managed under Instructions from the Settlor (in cases where the Settlor Company of an Investment Trust conducts Specified Investment Management Activities as set forth in Article 29-2, paragraph (2), item (ii) of that Act as replaced pursuant to the provisions of the preceding paragraph, limited to cases where said Settlor Company of an Investment Trust has obtained the approval set forth in Article 35, paragraph (4) of that Act for conducting said Specified Investment Management Activities in the course of trade), said instructions shall be deemed to fall under the acts listed in Article 2, paragraph (8), item (xiv) of that Act.発音を聞く 例文帳に追加

２　投資信託委託会社が、業として有価証券又はデリバティブ取引に係る権利以外の資産に対する投資として委託者指図型投資信託の信託財産の運用の指図を行う場合（前項の規定により読み替えられた金融商品取引法第二十九条の二第二項第二号に規定する特定投資運用行為を行う場合にあつては、業として当該特定投資運用行為を行うことにつき同法第三十五条第四項の承認を受けた場合に限る。）における同法の規定の適用については、当該指図は、同法第二条第八項第十四号に掲げる行為に該当するものとみなす。 - 日本法令外国語訳データベースシステム

(3) With regard to the application of the provisions of the Financial Instruments and Exchange Act in cases where an Asset Management Company invests assets of a Registered Investment Corporation as an investment in Securities or in assets other than rights pertaining to Derivative Transactions in the course of business (in cases where the Asset Management Company conducts Specified Investment Management Activities as set forth in Article 29-2, paragraph (2), item (ii) of that Act as replaced pursuant to paragraph (1), limited to the case where said Asset Management Company has obtained approval set forth in Article 35, paragraph (4) of that Act for conducting said Specified Investment Management Activities in the course of business), said investment shall be deemed to fall under the acts listed in Article 2, paragraph (8), item (xii) of that Act (limited to the acts conducted under the contract listed in Article 2, paragraph (8), item (xii), sub-item (a) of that Act).発音を聞く 例文帳に追加

３　資産運用会社が、業として有価証券又はデリバティブ取引に係る権利以外の資産に対する投資として登録投資法人の資産の運用を行う場合（第一項の規定により読み替えられた金融商品取引法第二十九条の二第二項第二号に規定する特定投資運用行為を行う場合にあつては、業として当該特定投資運用行為を行うことにつき同法第三十五条第四項の承認を受けた場合に限る。）における同法の規定の適用については、当該運用は、同法第二条第八項第十二号に掲げる行為（同号イに掲げる契約に基づいて行うものに限る。）に該当するものとみなす。 - 日本法令外国語訳データベースシステム

(A) Trade name of the firm; (B) The fact that the firm is a financial instruments firm15 and its registration number; (C) The breakdown and total of the commission, trust charge, expenses and other consideration (except the consideration for securities or rights relating to derivatives, etc.) payable by customers for the relevant transactions, the maximum amount thereof, or its calculation method; (D) In the case of transactions that require the deposit of consignment guarantee money, the amount thereof and its calculation method; (E) If there is a risk of loss exceeding the amount of consignment guarantee money in a derivatives transaction, etc., that fact and the ratio of the transaction amount of such derivative transaction, etc. to the amount of consignment guarantee money (if calculation of such ratio is impossible, that fact and the reasons thereof); (F) If there is a risk of loss arising directly from such indicators as the interest rate, exchange rates or stock index, such indicators and the fact that fluctuation thereof may result in loss, and the reasons thereof; (G) If there is a risk of loss as referred to in the preceding item that exceeds the amount of consignment guarantee money, the indicator(s) which may directly lead to such loss, the fact that there is a risk of such loss, and the reasons thereof; (H) In regard to over-the-counter derivative transactions such as foreign exchange margin trading, where there is a difference between the selling price and buying price indicated by a financial instruments firm, etc., that fact; (I) Disadvantageous facts for customers in relation to other important matters; and (J) If the firm is a member of the Financial Instruments Firms Association, that fact and the name of the specific association.発音を聞く 例文帳に追加

①業者の商号②金融商品取引業者等である旨及び登録番号③手数料、信託報酬、費用その他顧客が当該取引につき支払うべき対価（有価証券の対価やデリバティブなどの権利の対価を除く）の種類ごと及び合計の金額、金額の上限又は計算方法④委託保証金を預託すべき取引については委託保証金の額又はその計算方法⑤デリバティブ取引等で損失が委託保証金を上回る可能性がある場合には、その旨及び当該デリバティブ取引等の額の委託保証金に対する比率（計算できない場合にはその旨及びその理由）⑥金利、為替相場、株価指数等の指標を直接の原因として損失が生じるおそれがある場合には、当該指標とその変動により損失が生じるおそれがある旨及びその理由⑦前号の損失が委託保証金の額を上回るおそれがある場合には、かかる損失のおそれを生じさせる直接の原因となる指標、かかる損失が生じるおそれがある旨及びその理由⑧外国為替証拠金取引のような店頭デリバティブ取引について、金融商品取引業者等が表示する金融商品の売付け価格と買付け価格に差がある場合にはその旨⑨その他重要な事項について顧客の不利益となる事実⑩業者が金融商品取引業協会に加盟している場合にはその旨及び協会名 - 経済産業省