| 意味 | 例文 (5件) |
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(ii) Any person who is in the position of corporate officer, supervisory officer, executive liquidator, or liquidation supervisor, or who is the Administrative Agent of an Investment Corporation or its Subsidiary Corporation;発音を聞く 例文帳に追加
二 投資法人又はその子法人の執行役員、監督役員、清算執行人若しくは清算監督人又は一般事務受託者である者 - 日本法令外国語訳データベースシステム
Article 183 The provisions of Article 154, paragraph (2) shall apply mutatis mutandis to cases where the Prime Minister has appointed an inspector, Provisional Corporate Officer(s), etc. (meaning a person who is to temporarily perform the duties of a corporate officer, supervisory officer, executive liquidator or liquidation supervisor; the same shall apply in paragraph (1), item (ii) of the following Article) or an appraiser of an Investment Corporation pursuant to the provisions of this Act of the provisions of the Companies Act as applied mutatis mutandis pursuant to this Act.発音を聞く 例文帳に追加
第百八十三条 第百五十四条第二項の規定は、内閣総理大臣がこの法律又はこの法律において準用する会社法の規定により投資法人の検査役、仮執行役員等(執行役員、監督役員、清算執行人又は清算監督人の職務を一時行うべき者をいう。次条第一項第二号において同じ。)又は鑑定人を選任した場合について準用する。 - 日本法令外国語訳データベースシステム
When identifying control deficiencies and material weaknesses in the assessment of internal control over financial reporting, the person should report them to the appropriate personnel, such as his or her supervisor, together with their details, quantitative impact on the entire financial statements, countermeasures to be taken and other information considered useful, and request remedial actions. At the same time, he or she must report material weaknesses (and control deficiencies when deemed necessary) to the management, board of directors, corporate auditors or audit committee and external auditors.発音を聞く 例文帳に追加
財務報告に係る内部統制の評価の過程で識別した内部統制の不備及び重要な欠陥は、その内容及び財務報告全体に及ぼす影響金額、その対応策、その他有用と思われる情報とともに、識別した者の上位の管理者等適切な者にすみやかに報告し是正を求めるとともに、重要な欠陥(及び、必要に応じて内部統制の不備)は、経営者、取締役会、監査役又は監査委員会及び会計監査人に報告する必要がある。 - 金融庁
Article 249 When a Settlor Company of an Investment Trust or a person who was a Settlor Company of an Investment Trust, a Trust Company, etc., an administrator of the registry of beneficial interest holders, an issuer of the Beneficiary Certificates of a Foreign Investment Trust, an Investment Corporation's organizer(s), Corporate Officer(s) at Establishment, Supervisory Officers at Establishment, corporate officer(s), supervisory officers, accounting auditor(s) or a member to perform the duties thereof, executive liquidator(s), liquidation supervisors, Executive Liquidator's Agent, person to perform duties on behalf of a corporate officer(s), supervisory officers, executive liquidator(s) or liquidation supervisors appointed by a provisional disposition order under Article 56 of the Civil Provisional Remedies Act, person to temporarily perform the duties on behalf of an officer as prescribed in Article 228, paragraph (1), item (v), person to temporarily perform the duties on behalf of an executive liquidator or liquidation supervisor prescribed in Article 228, paragraph (2), item (iii), person to temporarily perform the duties of an accounting auditor as prescribed in Article 233, paragraph (1), item (iii), inspector, Supervisor, Investigator, administrator of Investment Corporation Bonds, manager of the Investment Corporation Bonds to succeed to the administration of the Investment Corporation Bonds, Representative Creditor of an Investment Corporation or Resolution Administrator, Administrative Agent, Asset Management Company, or Asset Custody Company falls under any of the following items, such person shall be punished by a non-penal fine of not more than one million yen; provided, however, that this shall not apply when such acts should be made subject to criminal punishment:発音を聞く 例文帳に追加
第二百四十九条 投資信託委託会社若しくは投資信託委託会社であつた者、信託会社等、受益権原簿管理人、外国投資信託の受益証券の発行者、投資法人の設立企画人、設立時執行役員、設立時監督役員、執行役員、監督役員、会計監査人若しくはその職務を行うべき社員、清算執行人、清算監督人、清算執行人代理、民事保全法第五十六条に規定する仮処分命令により選任された執行役員、監督役員、清算執行人若しくは清算監督人の職務を代行する者、第二百二十八条第一項第五号に規定する一時役員の職務を行うべき者、同条第二項第三号に規定する一時清算執行人若しくは清算監督人の職務を行うべき者、第二百三十三条第一項第三号に規定する一時会計監査人の職務を行うべき者、検査役、監督委員、調査委員、投資法人債管理者、事務を承継する投資法人債管理者、代表投資法人債権者若しくは決議執行者、一般事務受託者、資産運用会社又は資産保管会社は、次の各号のいずれかに該当する場合には、百万円以下の過料に処する。ただし、その行為について刑を科すべきときは、この限りでない。 - 日本法令外国語訳データベースシステム
(5) The provisions of the preceding two paragraphs shall apply mutatis mutandis to a company under reorganization (meaning a company under reorganization as prescribed in Article 2, paragraph (7) of the Corporate Reorganization Act (Act No. 154 of 2002) or a company under reorganization as prescribed in Article 169, paragraph (7) of the Act on Special Rules, etc. for Reorganization Proceedings for Financial Institutions, etc. (Act No. 95 of 1996)) or a cooperative financial institution under reorganization (meaning a cooperative financial institution under reorganization as prescribed in Article 4, paragraph (7) of the Act on Special Rules, etc. for Reorganization Proceedings for Financial Institutions, etc). In this case, in paragraph (3), the phrase "the provisions of Article 127, paragraph (1) of the Civil Rehabilitation Act (Act No. 225 of 1999)" shall be deemed to be replaced with "the provisions of Article 86, paragraph (1) of the Corporate Reorganization Act (Act No. 154 of 2002) and Article 57, paragraph (1) and Article 223, paragraph (1) of the Act on Special Rules, etc. for Reorganization Proceedings for Financial Institutions, etc. (Act No. 95 of 1996)," and the phrase "the items of said paragraph" shall be deemed to be replaced with "these provisions," and in the preceding paragraph, the term "rehabilitation creditors" shall be deemed to be replaced with "reorganization creditors or secured reorganization creditors," and the phrase "supervisor with avoidance powers or a trustee in charge of rehabilitation proceedings" shall be deemed to be replaced with "trustee in charge of reorganization proceedings," and the phrase "the assets of rehabilitation debtor (meaning the assets of rehabilitation debtor prescribed in Article 12, paragraph (1), item (i) of the Civil Rehabilitation Act; the same shall apply in Article 25, paragraph (4))" shall be deemed to be replaced with "the assets of the company under reorganization (meaning assets of a company under reorganization as prescribed in Article 2, paragraph (14) of the Corporate Reorganization Act or assets of a company under reorganization as prescribed in Article 169, paragraph (14) of the Act on Special Rules, etc. for Reorganization Proceedings for Financial Institutions, etc.) or assets of a cooperative financial institution under reorganization (meaning assets of a cooperative financial institution under reorganization as prescribed in Article 4, paragraph (14) of the Act on Special Rules, etc. for Reorganization Proceedings for Financial Institutions, etc.)"発音を聞く 例文帳に追加
5 前二項の規定は、更生会社(会社更生法(平成十四年法律第百五十四号)第二条第七項に規定する更生会社又は金融機関等の更生手続の特例等に関する法律(平成八年法律第九十五号)第百六十九条第七項に規定する更生会社をいう。)又は更生協同組織金融機関(同法第四条第七項に規定する更生協同組織金融機関をいう。)について準用する。この場合において、第三項中「民事再生法(平成十一年法律第二百二十五号)第百二十七条第一項」とあるのは「会社更生法(平成十四年法律第百五十四号)第八十六条第一項並びに金融機関等の更生手続の特例等に関する法律(平成八年法律第九十五号)第五十七条第一項及び第二百二十三条第一項」と、「同項各号」とあるのは「これらの規定」と、前項中「再生債権者」とあるのは「更生債権者又は更生担保権者」と、「否認権限を有する監督委員又は管財人」とあるのは「管財人」と、「再生債務者財産(民事再生法第十二条第一項第一号に規定する再生債務者財産をいう。第二十五条第四項において同じ。)」とあるのは「更生会社財産(会社更生法第二条第十四項に規定する更生会社財産又は金融機関等の更生手続の特例等に関する法律第百六十九条第十四項に規定する更生会社財産をいう。)又は更生協同組織金融機関財産(同法第四条第十四項に規定する更生協同組織金融機関財産をいう。)」と読み替えるものとする。 - 日本法令外国語訳データベースシステム
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